Measuring the quality of children’s health care: a prerequisite to action

Measuring the quality of children’s health care: a prerequisite to action

Denise Dougherty

All too often, the quality of children’s health care falls short of what it could be. Indeed, extensive quality problems have been documented across all sectors of health services for children and adolescents. For example, problems persist in asthma care, well-child and adolescent care, immunization rates for children and adolescents, sexually transmitted disease screening for adolescents, and in the basic respect health care providers give to their patients and families. (1-4) We know about the presence of these and other quality problems because measures have been developed to monitor them. However, there persists in the child health community a pervasive sense that there are many other problems in children’s health care delivery that are not being adequately measured and monitored. (5) Without adequate documentation of the full scope and nature of quality problems for children and adolescents, it is likely that efforts directed at improving quality will not yield the results hoped for or will fail to occur in the first place.

To assess the nation’s progress in developing and implementing measures of children’s health care quality, the Agency for Healthcare Research and Quality (AHRQ) and numerous cosponsors convened an invitational meeting in February 2002. The goal of the meeting was to review and assess the state of the science and practice of quality measurement for children’s health care, identify gaps, and develop priorities for future investments by funders, both public and private.

CURRENT CONTEXT

Before the meeting, we were well aware of the substantial progress in children’s health care quality measurement and improvement since the first event focusing on children’s health care quality held in May 1997. (6) In 1997, quality of care was not a prominent theme nationally, and quality of care for children had not been well-defined. In a June 1997 article on the future of child health services research, the need to measure and improve quality for children was not a theme. (7) Since then, key developments in children’s health care quality include federal efforts to develop quality measures for Medicaid and the State Children’s Health Insurance Program (SCHIP) (8); initiation of the Child and Adolescent Health Measurement Initiative (CAHMI) (9); the National Initiative for Children’s Health Care Quality (NICHQ); leadership at the presidential and other levels of the American Academy of Pediatrics (AAP) (10); the adoption of Maintenance of Certification by the American Board of Pediatrics with an emphasis on assessment and improvement of quality of care in practice as a requirement for ongoing certification; the adoption of the concept of core competencies for physicians in training by the Accreditation Council for Graduate Medical Education, which includes competency in practice-based learning and quality improvement; and multiple sources of support for the development and/or refinement of children’s quality measures and implementation of quality-improvement strategies in real-world health care settings.

Across the age spectrum, the need to improve quality of care for Americans has become a broadly accepted national theme with the publication of reports from a Presidential commission, (5) the Institute of Medicine (IOM), (11,12) coalitions of health care purchasers, (13) and foundations. (2,14,15) National interest in monitoring and improving quality spurred Congress to give the former Agency for Health Care Policy and Research a new name–AHRQ–that reflected its new mission to improve quality. The National Quality Forum (NQF) was created as a new public-private-sector organization and joined by numerous professional societies, employers, consumer advocacy organizations, as well as major public purchasers of care. (16) Within the federal government, the Quality Interagency Coordination (QuIC) Task Force, led by AHRQ, coordinates quality-measurement and -improvement efforts across multiple agencies. (17) With few exceptions, these broader national efforts have not yet focused on children.

MEETING OVERVIEW

On the first day of the meeting, participants (Table 1) heard the findings of 3 articles commissioned for the meeting. These presentations were followed by discussion among the 4 groups of key participants (and potential participants) in the emerging national focus on quality: first, the organizations and individuals who develop measures (eg, National Committee on Quality Assurance and Joint Commission on Accreditation of Healthcare Organizations); health care providers and plans, in their roles as both the subjects and potential users of quality measures for accountability and/or improvement (eg, the AAP, the American Academy of Family Physicians, the American Medical Association [AMA], and the Alliance of Community Health Plans); users of quality measures (eg, child advocates, purchasers of health care, and quality-improvement organizations); and experts in children’s health care, quality measures, or both. There of course is some overlap among these groups. For example, professional societies not only respond to requirements for measurement but also develop their own measures (18) and sponsor quality-improvement initiatives. Child advocacy groups have developed their own sets of measures. (19,20) Some meeting attendees represented the pediatric perspective on quality; others offered a diverse set of viewpoints from the wider world of quality. On day 2 of the meeting, funding organizations discussed the points and recommendations made on day 1.

This article has 3 sections. First, we summarize and comment on the 3 commissioned articles and the recommendations made by the meeting participants for further action. Meeting participants were not asked to come to consensus on any issues or to express a majority view; accordingly, this document does not necessarily reflect the precise views of any or all of the organizations and individuals who participated in the discussion. Second, we highlight areas in which progress seems likely given current investments by public and private funders. Third, we propose a number of actions in which pediatricians can engage that will contribute to continued improvements in the quality of children’s health care.

QUALITY MEASURES FOR CHILDREN’S HEALTH CARE: A CATEGORIZATION USING THE IOM FRAMEWORK

Beal et al (21) conducted a broad literature search for quality measures for children’s health care and used the IOM conceptual framework for quality to characterize the availability of measures. (12) The IOM uses a dual conceptualization of 6 “quality domains” (safety, effectiveness, timeliness, patient-centeredness, efficiency, and equity) and 4 “consumer perspectives” (staying healthy, getting better, living with illness, and coping with end of life) (Fig 1). Because a subsequent IOM report on quality reporting recommended that efficiency measures be omitted from consideration because few or none have been developed, Beal et al did not include efficiency in their analysis. (22) They assessed additional criteria that the IOM recommended be applied to thinking about individual quality measures and quality measures as a group, such as the balance and comprehensiveness of the set of available quality measures for children.

To use the IOM framework for analytic purposes, Beal et al deconstructed the 19 child measurement sets they identified as available for current use. Most of the measurement sets were developed before publication of the IOM framework, and many measurement sets’ original conceptualizations did not map completely to the IOM quality framework categories. This state of affairs made necessary an intensive and iterative process to try to “fit” previous measures and items within those measures into the new IOM framework. For example, the Consumer Assessment of Health Plans Survey (CAHPS) may be considered in its entirety a measure of patient-centeredness because it focuses on patient experiences of care, but it also includes items related to timeliness of care. (23) When subscales corresponding to the IOM quality categories were available (eg, CAHPS and Promoting Healthy Development Survey (24)), they were used in the Beal et al analysis; when they were not, individual items were examined and placed in the appropriate categories. It is critical to note that the availability of the resulting 396 “measures” as defined by Beal et al does not mean that 396 measures are currently being applied to children’s health care. Shaller’s article (25) suggests that only relatively few measurement sets come to mind when policy makers and others are asked what measures they use to accomplish specific objectives.

The finding of Beal et al that over half of the measures they categorized came under the effectiveness domain is encouraging from many perspectives. This emphasis on effectiveness of care fits well with national and international efforts to practice evidence-based health care. (26-30) Quality measures in the effectiveness domain can assess the extent to which children are receiving evidence-based health care. For example, the Rand QA Tools System addresses whether children get appropriate diagnosis, treatment, and follow-up for a number of conditions including acne, asthma, and attention-deficit/hyperactivity disorder (ADHD). (31) Broadly speaking, measures of patient-centeredness and timeliness are both relatively well represented at one third each. In the face of concerns about medical errors, the relative paucity of measures in the patient safety domain is troubling (14%). Beal et al determined that assessing equity with available measures could be difficult, because so few measures contain mechanisms to identify children at risk for inequitable care (eg, by race, income, or presence of a chronic condition).

From the consumer/patient perspective, the Beal et al analysis results were surprising. Fully 40% of the categorized measures apply to the “getting better” or acute illness domain. However, these measures are included predominantly in measurement sets that do not seem to be in widespread use (eg, Ambulatory Care Medical Audit Demonstration Project; Beth Israel Hospital Complications Screening Program; Multi-Dimensional Assessment of Parental Satisfaction; Joint Commission on Accreditation of Healthcare Organizations Indicator Measurement System; and Rand QA Tools System). On the other hand, they are available for those interested in measuring care for children with acute illnesses. Another 24% were categorized as being earlier in the health care pipeline, to the “staying healthy” or preventive care perspective, which may be appropriate because prevention is a cornerstone of children’s health care. Children with special health care needs may face proportionately more quality challenges than healthy children, (32) and therefore the availability of sound measures is particularly important. Only 17% of measures were categorized as applying to children living with chronic illness or disability. Very troubling is the complete lack of available measures for children at the end of life in the face of documented quality problems for this group of children. (33)

RISK ADJUSTMENT

The second article related to children’s quality measures was by Kuhlthau et al. (34) The authors found that, compared with risk adjustment for financial purposes, adjusting or stratifying quality measures for risk has been an understudied area. Risk adjustment is relevant to measurement criteria of validity, feasibility, and equity and deserves a special focus. Willingness of plans to accept individuals from low-income and other potentially high-need groups of children may be affected if appropriate risk adjustments are not developed. (34) On the other hand, risk adjustment should not have the effect of freeing plans and providers from the responsibility to meet the needs of high-risk and vulnerable populations of children. After conducting a careful review of risk-adjustment and stratification approaches in child health care quality measures, the authors of this article made 3 observations.

First, they observed that risk adjustment is more important for quality measures based on child outcomes and population-based data than for quality measures that make use of process of care. Many quality measures that rely exclusively on process may not require risk adjustment. Second, risk-adjustment measures for neonatal and pediatric intensive care unit (ICU) outcomes are sufficiently well developed to support comparative studies of neonatal and pediatric ICU quality. Their use in comparing ICU outcomes in both settings raises practical and political barriers but few technical barriers. Third, because risk-adjustment techniques could seem to lessen important subpopulation differences in quality, quality measures should be stratified, not adjusted, by important patient characteristics such as race. This observation has implications for the cost of collecting quality data (due to increased sample sizes) as well as reporting of quality data (due to increased complexity).

STATE OF THE PRACTICE

The conclusion of Beal et al, that many quality measures may be available for measuring quality as defined by the IOM framework, leads naturally to the question of whether available measures are being used and, if not, why not? Shaller (25) conducted 4 sets of semistructured interviews of key informants and summarized the results in an article commissioned for the meeting. Shaller interviewed 40 opinion leaders from 4 of the groups represented at the meeting: 1) funders of quality-measure development and implementation; 2) developers of quality measures; 3) users of quality measures (eg, purchaser coalitions, Medicaid and SCHIP plan directors, and child health advocacy groups); and 4) the health plans and front-line providers in their roles as subjects and users of quality measures. (As with the invitees, there is some overlap among the groups.) Six major topics were covered (to different degrees) in each interview. A remarkable conclusion to be drawn from Shaller’s interviews is the consistency of responses. All 4 groups expressed a desire for a robust set of standard measures that could serve multiple audiences and objectives including quality improvement, consumer choice, and accountability. The quality measures known to the interviewees overall were CAHPS and the Health Plan Employer Data and Information Set (HEDIS), followed by 2 CAHMI measures and special topic studies to support specific quality-improvement applications (eg, asthma, ADHD, medication errors, lead screening, and prenatal care). Three areas of progress in the use of quality measures for children were mentioned most frequently: 1) growing consensus and collaboration among diverse stakeholder groups; 2) increasing collection and use of specific measures; and 3) early documentation of tangible results. In addition to the HEDIS, CAHPS, and CAHMI measures that were cited as frequently used, the Rand QA Tools System was cited as a success by funders and developers of measures.

A number of issues and challenges remain according to those interviewed by Shaller. Primary among them is the difficulty in generating sustained interest and support in child health quality-measurement development and implementation. According to Shaller’s respondents these difficulties are due to the complexity of quality-measurement issues, competing funding priorities in the face of limited funds, and the lack of clear and compelling evidence that quality measurement and improvement actually result in better outcomes for children. Building public support and making the case for quality measurement and improvement in children’s health care were 2 of the top priorities for future action and funding noted by Shaller’s diverse set of respondents. Other implications drawn from the interviews were the need for greater coordination among funders and developers of measures and improvement initiatives and a need for those concerned about children’s health care quality to integrate themselves into larger, national quality efforts.

MEETING DISCUSSION AND RECOMMENDATIONS FOR FUTURE ACTION: FOCUS ON IMPLEMENTATION

The meeting discussion added depth to the set of observations made in the commissioned articles and added several critical new points. An overwhelming sense of the group was the imperative to implement existing measures. From that flowed a discussion of what actions would be required to foster and promote implementation. A set of recommendations, developed by the meeting cosponsors, was given to the meeting participants, who were asked to score each proposal. The results presented here are the rankings obtained for actions that would result in the greatest improvements in children’s health care quality and were therefore recommended for national action. Table 2 summarizes the top 4 recommended steps.

Creating the Requisite Information Infrastructure

The highest-priority recommendation for national action was to create the requisite information technology (IT) infrastructure for quality measurement in children’s health care and across all health care sectors. Clearly, IT in children’s health care and health care generally is woefully underdeveloped. (35) The need for building an infrastructure became even clearer with the public health emergencies of fall 2001, in particular the anthrax attacks and threats. Without IT, providers, patients, health plans, and others will remain mired in a paper-based system for reporting and improving quality that is outdated, outmoded, extremely inefficient, and even dangerous. Providers and plans are likely to continue to resist the call to measure quality because it is such an extra burden and one that apparently results in few obvious improvements in care or in their lives. Participants recognized that IT alone cannot solve all the problems of quality measurement and improvement. However, constructed with quality in mind, IT could help. Experience has shown, however, that systems that work for children’s health care and quality would not necessarily be a natural by product of mainstream IT systems. For example, current computerized physician order entry systems typically are not designed to include weight- and body-mass-based measurements, an essential part of preventing medication errors in children’s health care. Special attention must be paid to the needs of children and their health care. (36,37)

Build Public Support for Quality Measurement and Improvement in Children’s Health Care

Health care and quality organizations that are not focused entirely on child issues spoke of the demands placed on them around quality. The marketplace most often requires that quality concerns be combined with concerns about high costs. Therefore, activities to develop quality measures and quality-improvement strategies most often focus on those topics that are of high prevalence or high cost and can result in foreseeable benefits to those who most obviously pay the health care bills. Very often, children’s health care issues are left out of the equation. For example, massive national efforts have focused on measuring and attempting to improve quality for diabetes care. (38,39) Although childhood diabetes is of increasing concern as American children show more signs of obesity, the costs of children’s diabetes care have not been documented; in all likelihood, they would pale in comparison to health care and costs for adults with diabetes. (40)

Meeting participants discussed whether future efforts to build support for children’s health care quality initiatives should focus on the business case per se. This debate is both practical and philosophical. Children’s health care is a relatively small part of overall national health care expenditures, and in any business setting (eg, employer-purchaser, large health plan, and even a state Medicaid program), a comparison of child and adult costs would make adult care issues a higher priority. Many meeting participants expressed concern that improving children’s health care quality not be thought of only as a potential short-term money-saver. Children do represent the future, and they are not just “little adults.” (7) They depend on the adults–employers, health plans, providers, and government officials–who are making health care policy decisions that affect their lives. Participants did feel that it was important to make the case for investing in children’s health care quality. Such a case could take what is actually the standard cost-effectiveness perspective. Such a perspective includes direct and indirect (eg, lost productivity) costs and benefits, over the long term, from a societal perspective. (41) Although examples of costs and benefits of interventions for children’s health have been developed by using the societal perspective, (42) meeting participants seemed think that a compelling case for focusing on children’s health care quality had not yet been made. They concluded that making it would be an important ingredient in building public support for future investments in children’s health care quality. In addition to laying out the costs and benefits of investing in children’s health care quality, participants felt that it will be important to effectively frame the message and target it to the appropriate decision-makers.

Improve Reliability, Validity, Feasibility, and Utility of Existing Measures for Children’s Health Care

The third-highest recommendation of the meeting participants was to make improving the reliability validity, feasibility, and utility of existing measures for children’s health care a national priority. The development of children’s health care quality measures is a challenging enterprise. (43) In terms of overall score, this was far below that of the IT and public support recommendations. It does reflect concerns in the group about which measure to use (ie, if there are measures for similar topics, which measure is most reliable and valid?). In addition, it reflects concerns about the feasibility of using particular measures in everyday practice; for example, survey measures have been held to greater scrutiny than measures using readily available administrative data.

Conduct Research to Provide Underlying Scientific Evidence (eg, Effectiveness and Cost-Effectiveness of Services)

This recommendation was rated not far behind the recommendation to improve reliability, validity, etc of the available measures and is related to it. One of the leaders in children’s health care quality improvement, who participated in the meeting, noted how difficult it was to develop quality-improvement strategies and measures to assess their effectiveness in the absence of evidence about the effectiveness of specific preventive, treatment, and management interventions. Five years before the meeting, during the early stages of their development of the Rand QA Tools System, the Rand team identified a similar problem. (44) They noted that they were much more likely to find good evidence for women’s health care services than for children’s services. Development and implementation of quality measures and improvement strategies on important clinical topics will be stymied without good evidence that what providers and plans are being measured on makes a difference to their patients’ health.

PROMISING DEVELOPMENTS AND REMAINING CHALLENGES

Given the priority actions recommended by the participants at the meeting to promote implementation of quality measures for accountability and improvement, it is interesting to highlight areas in which there are promising developments and others in which little progress seems to be occurring and warrant serious consideration.

Table 3 shows gap areas using primarily the recommendations of meeting participants as a guide and notes promising developments and remaining challenges. In addition, we agree with the conclusion of Beal et al that some new quality measures are needed, and we include development of new quality measures in selected areas as a gap area in Table 3.

The first gap area is research to provide underlying scientific evidence. Although much progress has been made in so-called outcomes research, much of what is done in clinical practice and in the organization of care is not undergirded by sufficient evidence. Outcomes research is research on the effects of clinical and organizational interventions on patient outcomes. This situation usually becomes evident each time that efforts to synthesize the scientific literature on the effectiveness of children’s health care services are undertaken. For example, evidence syntheses on children’s topics from the AHRQ-supported Evidence-Based Practice Centers typically end with a lengthy and compelling research agenda. (45) The scope of outcomes research funded by federal agencies does not fully cover the full range of children’s development; the predominant focus has been on neonatal and infant health. (46)

AHRQ has had a longstanding interest in developing the evidence base for clinical services for children (46-48) as well as comparable evidence on organizational management strategies. A challenge for the development of additional evidence is the relative imbalance in this nation’s investment in health services research versus biomedical research. This imbalance is evident when one considers that in 2002, AHRQ’s budget of $300 million was 1.27% of the $23.6 billion National Institutes of Health (NIH) budget or 0.24% of the amount spent annually on health care. (49) Given other priorities, only 15% of the AHRQ budget has been devoted to children’s studies. NIH focuses primarily on discovery, playing an essential role in understanding the etiology of disease, developing new interventions, and testing their efficacy in rigorous clinical trials. However, NIH-supported clinical trials generally involve only a few, carefully selected participants; results for those participants may not be applicable to the broader child population likely to use the treatments, and the outcomes measured rarely include broader, patient-centered outcomes or cost dimensions. The proposed National Children’s Study, being organized by the National Institute of Child Health and Human Development, the Environmental Protection Agency, and the Centers for Disease Control and Prevention, with participation from other agencies (including AHRQ) may provide an unprecedented opportunity to study what works and what doesn’t in health care for children. (50) Other research models for enhancing the evidence base for children’s health services include the Children’s Oncology Group, a nationwide multicenter effort to develop and test new interventions for children with cancer. (51) The Children’s Oncology Group is supported by the National Cancer Institute and has been enormously successful in reducing childhood cancer mortality rates. (52)

The second gap area is to improve the reliability, validity, feasibility, and utility of existing measures for children’s health care. The article by Beal et al was not able to address fully the reliability, validity, feasibility, and utility of existing measures for children’s health care. According to the IOM, scientifically sound measures are not only reliable and valid using standard criteria from measurement science, but the measures should have an underlying evidence base that demonstrates their relationship to positive health care outcomes (if they are process measures), processes of care under the control of the health care system (if they are outcome measures), or both (if they are structural measures). (22,53) Beal et al found that the published literature on children’s quality measures varied in how extensively criteria for scientific soundness were assessed. The development of criteria for developing and assessing measures would help, but there is no obvious source of funds to help measurement developers improve existing measures.

Although the meeting participants did not include new measure development as a priority focus, it is clear from the Beal et al and Shaller articles and other sources that gaps remain despite recent investments. Dental and mental health care are areas in desperate need of good measures because they affect so many children at vulnerable ages. The stakeholders interviewed by Shaller expressed a need for measures for adolescents and on mental health. Beal et al noted the need for more measures for newborns and school-aged children. Examples of where other measures are needed include other IOM domains (equity and efficiency), settings other than hospitals and health plans, and coordination of care for children to reduce problems associated with “hand-offs.” A new consumer-focus domain for child well-being and health development may be an appropriate addition to the IOM framework; few quality measures have been developed in this area. Risk-adjustment strategies also need to be developed in conjunction with development and testing of new measures. (34) Finally, most measures have been developed for purposes of accountability; whether more attention should be paid to developing common measures for improvement purposes is an open question.

The second-highest ranked recommendation of the group was to build public support for efforts to measure and improve children’s health care quality. Several activities hold promise for making progress (Table 4). AHRQ, working with Department of Health and Human Services-wide and public input, is leading the development of 2 new reports to Congress, the National Healthcare Quality Report (NHQR) and the National Healthcare Disparities Report (NHDR). (54,55) These reports will provide an opportunity for national benchmarking on quality measures and eventually the development of bench-marking data at the state level, both of which will support the application of quality measures for children. Although it is unlikely that the NHQR will g into great depths on any one population, the NHDR addresses disparities for all the populations listed in AHRQ’s authorizing legislation, including children. (56) These annual reports can also serve as a rallying point and common language for stakeholders in child health to monitor progress on improving children’s health care quality.

In addition, stimulated by the February 2002 discussions, a meeting was held early in 2003 to discuss how children’s health care quality issues might be framed, the state of the science for making cases by using business case and societal case paradigms, and leverage points that could be used to bring to scale effective quality-improvement efforts.

The federal government has responded to the need for leadership in quality in many different ways. (57) In response to the report from the President’s Commission on Consumer Protection and Quality in the Health Care Industry, the QuIC Task Force was established in 1998. (17) This broad initiative has brought together 11 federal agencies including the Department of Health and Human Services, the Department of Defense, and the Veterans Administration to address quality systematically. The goal of the QuIC Task Force is to ensure that all federal agencies that purchase, provide, study, or regulate health care services are working in a coordinated way toward the common goal of improving the quality of care. Substantial progress has been achieved in the areas of patient safety, diabetes, and depression. However, to date, there has been no specific focus on children despite the fact that, together, these federal programs oversee or provide for health care for nearly 25 million children (S. Simone, oral communication, 200; F. Stewart, MD, written communication, 2002). (58-59) Additional opportunities for leadership in health care quality are reflected in several recent IOM reports. (60-62) Leadership by Example (60) includes a focus on children, recommending that standardized measures for SCHIP and Medicaid be developed and that those who provide care under those programs report on those measures and, eventually, be paid differentially for higher quality. Perhaps the most promising IOM report from the child perspective is Priority Areas for National Action; of the 20 priority areas for immediate national action recommended by the IOM Committee, 9 are applicable to children’s health care: care coordination, self-management, health literacy, asthma, children with special health care needs, diabetes, immunization, major depression, medication management, and obesity. (62) IOM recommendations do not always result in national action, however. The IOM is holding a January 2004 summit to develop national strategies for improving care in the 20 priority areas. Thus, it remains to be seen whether (and to what extent) future efforts will address children’s quality challenges. It is likely that the conclusion of the participants at the February 2002 meeting will be relevant for some time to come: we must do a better job of making the case for investing in children’s health care quality!

A fifth gap area is creating the requisite information infrastructure. Promising developments in IT for children’s health include NICHQ’s use of a web-based audit-and-feedback system for providers participating in its learning collaboratives and AAP’s implementation of Education in Quality Improvement for Pediatric Practice. A recent California HealthCare Foundation report illustrates that a variety of ITs can contribute meaningfully to improved health care quality “today.” (63) In the wake of September 11th, AHRQ-supported evidence reports and web-based tools provide guidance on using IT in the face of public health emergencies. (64) Because the evidence for some IT approaches in health care is still sparse, AHRQ continues to support research on medical informatics tools for use in health care, including children’s health care.

The most prominent barriers to widespread implementation of IT across the spectrum of patients and health care settings seem to be lack of available capital, lack of outside funding, and lack of commitment and public demand. Concerted public and private action is needed to overcome these barriers. Harnessing the power of private purchasers, the Leapfrog Group has established a set of “leaps” intended to serve as solutions to improve hospital systems that could break down and harm patients. One of these leaps is focused on the purchase and deployment of computerized physician order entry by hospitals. (65) The public sector role in the development and deployment of IT in health care has expanded with the likely availability of funds to support IT research and implementation in federal fiscal year 2004. (66) The adoption and promotion of IT standards, including a common data dictionary that would help benchmarking and coordination of disparate efforts, is a key step toward more widespread adoption. Standards sets are currently available for the laboratory and pharmacy sectors, which require endorsement by major payers such as Medicare. Others require further development. Within this overall approach, there is need for attention to the requirements of quality measurement and improvement and the requirements of children’s health care.

THE FINAL CHALLENGE: IMPLEMENTATION FOR IMPROVEMENT

Given the progress detailed above, implementation of quality measures for accountability and improvement should advance over the coming years.

Accountability and improvement can overlap, according to the Strategic Framework Board of the NQF. In one “pathway to improved quality,” quality measures used for monitoring and accountability can drive out poor quality providers through non-selection and create demand for actions to improve both the organization and delivery of health care services. (67) In another pathway to improved quality, key health care actors realize the need for change without being held publicly accountable and voluntarily participate in efforts to change care.

Either path benefits immensely from the availability of scientifically sound, feasible quality measures, but knowledge about performance is only one step toward improving quality. Quality improvement is a complex process that seems to require a careful combination of leadership, evidence-based tools, training, environmental supports, and time. (68)

Several important initiatives in children’s health care quality improvement include the Vermont Oxford Network for neonatal care improvement, (69) the NICHQ, the Center for Health Care Strategies (CHCS), the Health Resources and Services Administration (HRSA) Health Disparities collaboratives (jointly with the Institute for Healthcare Improvement), the Robert Wood Johnson Foundation programs (CHCS, Pursuing Perfection, and Rewarding Results), and AHRQ-funded research on the science of improvement. The California HealthCare Foundation is also supporting improvement efforts. NICHQ has had learning collaboratives in asthma, ADHD, preventive services, children in foster care, and children with special health care needs. (70) CHCS’s Best Clinical and Administrative Practices Program has included focus areas including improving birth outcomes, improving preventive care services for children, achieving better care for asthma, improving managed care for children with special needs, enhancing child development services in Medicaid managed care, and improving maternal and newborn health care. (71) HRSA is supporting quality-improvement efforts in its Community Health Centers; (72) children were included in some of the projects. HRSA’s Maternal and Child Health Bureau is supporting a learning collaborative effort aimed at achieving the “medical home” for children with special health care needs. (73) In addition to work with individual providers and Medicaid and SCHIP managed care plans, NICHQ, CHCS, and AHRQ get their messages out to larger numbers of providers via conferences and organized networks.

In its role as a research and quality agency, AHRQ has led the way in supporting development and rigorous testing of various models of clinical and organizational quality improvement (75) as well as supporting evaluations of others’ quality improvement initiatives. (76,77) Current research efforts include projects to improve care in the neonatal ICU, quality of care for newborns with jaundice, a number of projects aimed at improving children’s asthma care, several on improving adolescent preventive services including one on chlamydia screening, and tests of the impact of providing evidence at the point of ambulatory pediatric care. (74,75) AHRQ-supported research has learned something about what does and doesn’t work to increase delivery of pediatric preventive services. (78-80) Research and evaluation remain critical because the ideal model for quality improvement is not yet known and may vary by setting, population, condition, and other factors. (80)

In addition to supporting the development of new tools to measure quality, developing and disseminating a range of evidence-based tools for quality is a key element of AHRQ’s efforts at facilitating improvement. (81) Three examples are the Evidence Reports from the AHRQ-supported Evidence-Based Practice Centers, the National Guidelines Clearinghouse (NGC), and the National Quality Measures Clearinghouse. AHRQ’s Evidence Reports, syntheses of available high-quality evidence on clinical and other topics, have been used by professional societies such as the AAP to develop clinical practice guidelines on topics such as ADHD and neonatal hyperbilirubinemia. (82) NGC is a web-based compilation of clinical practice guidelines developed with the participation of the AMA and the Association of American Health Plans. (83) The NGC includes almost 500 guidelines that either focus exclusively on or include recommendations for children (J. Slutsky, PA, MSPH, oral communication, 2002). The National Quality Measures Clearinghouse, which became available on the web in winter 2003, will promote widespread access to quality measures by the health care community and other interested individuals. (84) AHRQ’s Child Health Toolbox, currently on the web, provides information about quality measurement and its purposes as well as information about, and links to, selected available quality measures for children’s health care. (85) The Child Health Toolbox is geared toward the needs of states.

WHAT CAN PEDIATRICIANS DO?

In the words of Donald Berwick, MD (CEO, Institute for Healthcare Improvement), “We envision a system of care in which those who give care can boast about their work, and those who receive care can feel total trust and confidence in the care they are receiving.” (86) Goode et al (87) add, “The medical profession has powerful levers to create change. And even modest change can lead to substantial improvement.”

Although the chasm in quality of care for children and others needs systems-based solutions, (12) it takes people to change systems. As leaders in children’s health care, pediatricians can play several critical roles in improving quality. We see at least 3: they can commit to improvement in their own practices, participate in the larger quality enterprise, and engage in health services research.

Commit to Improvement

Opportunities to commit to making improvements in the daily practice of care are increasing, and pediatricians are increasingly responding to incentives. For example, continuing medical education is beginning to evolve into continuous professional development (CPD), a much broader view of physician activities that are directed at improving physician performance and ultimately clinical care. (88) New tools to help support CPD include the AAP’s PediaLink and Education in Quality Improvement for Pediatric Practice. (89,90) More recently, the AAP joined in a partnership with NICHQ and the American Board of Pediatrics to engage in partnerships with 5 state AAP chapters in a systems- and evidence-based collaborative learning to improve ADHD care. (91) These professional partners will work with the national family-based organization Children and Adults with Attention Deficit Disorder to ensure an appropriate child and family focus to improvement efforts. The effort is being supported by AHRQ under its Partnerships for Quality cooperative agreement initiative. (92)

The AAP’s involvement in the Partnership for Quality initiative reflects its understanding that a commitment to quality improvement requires more than simply adhering to new rules for recertification and continuing medical education/CPD. According to Dr Charles Homer (93) in his speech to the AAP meeting in fall 2000, “Committing to improvement requires a perspective of humility–that we as practitioners can be better, that our current modes of work and care are not as good as they might be.” Dr Homer suggested that individual practitioners might take 6 steps to begin to improve quality and help restore the public’s confidence in health care: 1) make an individual commitment to making the care one delivers tomorrow better than the care one gave today; 2) learn about improvement methods either by reading the work of seminal leaders in the field of quality improvement (eg, Donald Berwick or Paul Batalden) or attending quality-improvement workshops at national meetings or AAP chapter meetings; 3) examine one’s own practice experience, share the data with partners and staff, and then measure again; 4) involve patients by finding out what they real think about care or what ideas they have to make care better; 5) involve colleagues to generate ideas and maintain momentum; and 6) try, try, and try–improvement requires change. A recent conference on the role and responsibility of physicians to improve patient safety held jointly by AHRQ and the American Board of Internal Medicine Foundation developed 10 recurring themes and opportunities relevant to physician roles in quality improvement in general. (87) Some of these are already being implemented by the children’s health care community (eg, create awards for individuals, groups, and societies (94)). Although a commitment to improvement may begin with humility and require hard work, Dr Homer and his colleagues have found that providers who do get engaged in quality improvement report that they are experiencing “joy” for the first time in a long time. (95)

Participate in the Larger Quality Effort

Quality of care is on the national agenda, an pediatricians have many unrealized opportunities to be at the tables at which national debates occur. Although several pediatricians are engaged in the CAHMI effort as Executive Committee and Advisory Committee members, the CAHMI includes mostly people very sympathetic to the child perspective in quality. What continues to be in short supply are individuals and organizations that can give voice to children’s issues and concerns in the midst of broader quality debates. One prominent example would be the NQF. By all reports, it took heroic efforts to ensure there was a meaningful discussion of hospital measures for children and children’s hospitals at the NQF. Action by the National Association of Children’s Hospitals and Related Institutions and other child advocates resulted in the Leapfrog Group presenting its hospital survey results differently for children’s hospitals and other hospitals. (96)

Participation in these and other efforts will mean that those who care deeply about children’s health care or their own interests may face searching questions from those with other priorities. Pediatricians could be ready with both compelling data and compelling stories to tell of how improvements in quality have made a difference to them and their patients. In addition, participants should be prepared to work through disagreement and compromise within the child health community. A quality measure that looks attractive to a consumer advocate or ambulatory care physician may not look so attractive to someone in a hospital setting.

It’s been quite some time since children were told to be “seen and not heard.” (97) Perhaps it is time for pediatricians to take to heart the new approach to participation in family life in this important policy area and be themselves “seen and heard.” The potential price of anything less is too great: children’s issues will be neither seen nor heard, children’s health care needs will be misunderstood, and quality measures and improvement strategies may be irrelevant or even harmful to children and the providers who serve them.

Engage in Health Services Research

The cornerstone of improved health care quality is evidence-based medicine. To improve the evidence base for children’s health care, pediatricians should strongly consider getting more engaged in research, in particular health services research. Especially with the growth of AHRQ’s primary care practice-based research networks (PBRNs), opportunities for practitioners based outside of academic medical centers are increasing. (98) In 2001-2002, AHRQ supported 3 pediatric PBRNs. In 2002-2003, 7 PBRN planning grants were made available to pediatric-focused PBRNs. The PBRNs give providers an opportunity to help shape research questions of importance to them and participate in research design, data collection, and publication to inform other practice-based colleagues. Providers who practice in integrated delivery systems or managed care organizations might look into whether they participate in AHRQ’s integrated delivery system research network initiative. (99,100) Good information developed at the practice level can provide the basis for new quality measures and for quality-improvement efforts. Indeed, to foster this very linkage and exchange, AHRQ recently sponsored a meeting, Putting Practice Into Research, to examine strategies to better integrate the research enterprise with the practice environment. (100)

CONCLUSION

Substantial progress has been made in the development of quality measures and the implementation of quality-improvement strategies for children’s health care. However, interest in quality of care for children lags behind that for adult conditions and disorders. Children may be the focus of many well-intentioned statements, but improving their health care and health often takes a back seat to more immediate concerns such as reducing major immediate health care costs. Making significant progress will require not only sustained attention by those concerned about improving children’s health and health care but also specific activities to build a broad base of support among the public and key health care decision-makers.

TABLE 1. Meeting Participants

Funders

Rachel Block, Centers for Medicare and Medicaid Services

Karen L. Brodsky, MHS, CHCS

Carolyn Clancy, MD, AHRQ

Patti Culross, MD, MPH, The David and Lucile Packard

Foundation

Denise Dougherty, PhD, AHRQ

Tiffany Z. Eggers, Centers for Medicare and Medicaid Quality

Anna Fallieras, MPH, MPA, CHCS

Eric Goplerud, PhD, Substance Abuse and Mental Health

Services Administration

Karen Hein, MD, William T. Grant Foundation

Marguerite Johnson, MSS, MSHPM, W.K. Kellogg Foundation

Michael Kogan, PhD, HRSA

Eugene Lewit, PhD, The David and Lucile Packard

Foundation

Donald Lollar, EdD, Centers for Disease Control and

Prevention

Merle McPherson, MD, HRSA

Paul V. Miles, MD, American Board of Pediatrics Foundation

Ann Page, RN, MPH, Centers for Medicare and Medicaid

Services

Lois Salisbury, JD, Children Now

Stephen Schoenbaum, MD, MPH, The Commonwealth Fund

Ed Schor, MD, The Commonwealth Fund

Dale Shaller, MPA, Health Policy Consultant, The David and

Lucile Packard Foundation

Lisa Payne Simon, California HealthCare Foundation

Lisa Simpson, MB, BCh, AHRQ

Katherine M. Treanor, MSW, Grantmakers in Health

Invited Experts

Bruce Bagley, MD, American Academy of Family Physicians

Oxiris Barbot, MD, National Hispanic Medical Association

Anne Beal, MD, MPH, Harvard Medical School

Christina Bethell, PhD, MBA, MPH, The Foundation for

Accountability

Leonard Bickman, PhD, Vanderbilt Institute for Public Policy

Studies

Debbie Chang, MPH, Maryland Department of Health and

Mental Hygiene

John Co, MD, MPH, Harvard Medical School

Janet Corrigan, PhD, MBA, IOM

Kathleen Curtin, NP, MBA, Univera Healthcare

Jack C. Ebeler, MPA, Alliance of Community Health Plans

E. Stephen Edwards, MD, AAP

Timothy Ferris, MD, MPH, MassGeneral Hospital for

Children

Kevin Fiscella, MD, MPH, University of Rochester School of

Medicine and Dentistry

Foster Gesten, MD, New York State Department of Health

Charles J. Homer, MD, MPH, NICHQ

Mary Kennedy, Minnesota Department of Human Services

Jana Leigh Key, MPA, Georgia Department of Medical

Assistance

Rachel Klein, MA, Families USA

Larry Bartlett, PhD, President, Health Systems Research Inc

TABLE 2. Highest-Scoring Recommendations for National

Action to Improve Children’s Health Care Quality

Recommendation Rank Score *

Create the requisite informatics 1 82

infrastructure

Build public support for quality 2 69

measurement and improvement in

children’s health care

Improve reliability, validity, feasibility, 3 31

and utility of existing measures for

children’s health care

Conduct research to provide 4 28

underlying scientific evidence (eg, of

effectiveness and cost-effectiveness

of services)

* Meeting participants were asked to rate their 3 top choices

among recommendations, giving a “3” to their highest-ranking

priority, a “2” to their second priority, and a “1” to their

lowest priority among the 3.

TABLE 3. Selected Gap Areas, Promising Developments, and Remaining

Challenges

Selected Promising Example of Remaining

Gap Area Development(s) Challenges

Research needed to * Commonwealth Fund Relative to biomedical

provide underlying commitment to Healthy research, few

scientific Steps (101-103) resources are

evidence of * Findings from available to conduct

effectiveness and AHRQ-supported research on

efficiency of research on specific effectiveness and

health care clinical efficiency of

services interventions, (104) services in

comparative real-world settings

effectiveness of

different management

approachs, (105)

factors associated

with better

outcomes, (106) and

cost-effectiveness of

treatment

strategies (107)

* Pediatric patient

safety research

agenda (75,108,109)

* Proposed National

Children’s Study (50)

Reliability, * Beal et al’s * Paucity of attention

validity, compilation of to children’s

feasibility, and articles on selected measures as efforts

utility of measures and to make quality

existing measures measurement sets measures more

for children’s * Recent development scientifically sound

health care of criteria for progress

quality assessing these * Paucity of resources

aspects of for funding further

measurement testing of existing

(18,22,84,110) measures

* IOM Committee’s call

for development of

reliable and valid

measures for use

across public

programs (60)

Development of new * Addition of CAHPS, Inadequate number of

quality measures asthma, and valid, reliable, and

preventive services feasible measures

measures to Medical for critical areas

Expenditure Panel of children’s health

Survey (47) care:

* New AHRQ quality * Oral/dental

indicators for health (115,116)

prevention, inpatient * Mental health (117)

care, and patient * Children’s

safety including well-being and

children’s optimal development

measures (111) * Coordination of

* CAHPS-like mental care, particularly

health measure, for children with

Experience of Care special health care

and Health Outcomes needs (19,119,120)

Survey * Domains of

* Compendium of mental equity (121) and

health measures will efficiency

include some for * Important clinical

children (112,113) conditions and

* Dental measures settings of care

developed by Bader * Quality-improvement

et al (114) purposes

* Promoting Healthy

Development Survey

* Development of

pediatric group-level

CAHPS measure by

CAHPS II

collaborators (91)

Public support * NHQR (122) and * Public concepts

NHDR (54,56) about children’s

* Making the Case for needs do not seem to

Children’s Healthcare include health care

Quality or its quality (126)

* QuIC Task Force (17) * Poll-takers do not

* Patient Safety Task ask the public about

Force (123) children’s health

* CHCS efforts (124) care quality

* CAHMI State Learning (15,127)

Network (125) * Frameworks for

* IOM reports: thinking about

Leadership by quality have not

Example (60) and been developed with

Priority Areas (62) relevance to

children (110)

* Resurgence of health

care costs as a

focus may undermine

the focus on quality

TABLE 4. Selected Initiatives in Children’s Healthcare Quality

Improvement

Organization/ Clinical Areas

Initiative Approach Addressed

Center for Health A 5-year, $3.8 million Birth outcomes,

Care Strategies, initiative to improve preventive ser-

Best Clinical and care provided by vices, asthma,

Administrative Medicaid/SCHIP health children with

Practices plans within public special health

budgetary limits care needs, ear-

ly childhood

development, and

maternal and

neonatal health

care

Children’s Hospitals A 14-hospital collabora- Patient safety,

Accountability tive that conducts pain management,

Initiative joint improvement and bronchio-

interventions and litis

shares information

Health Disparities Institute for Healthcare Asthma, diabetes,

Collaborative Improvement works with and other

HRSA’s Community Health

Centers using the

Chronic Care Model and

Learning Collabora-

tives/Breakthrough

Series approach to

improve care

NICHQ Conducts learning Asthma, ADHD,

collaboratives by using preventive ser-

Chronic Care Model and vices, foster

Breakthrough Series care, and child-

approach; works prima- ren with special

rily with front-line health care

practice teams needs

Rewarding Results Pilot projects to help Pediatric access,

(128) purchasers and health services, and

plans align incentives HEDIS scores;

for high-quality health childhood obe-

care. The National sity; pediatric

Health Care Purchasing chronic ill-

Institute will help nesses; and pre-

employers, states, ventive services

health plans, and other

purchasers and payors

develop financial and

nonfinancial incentives

to reward physicians

and hospitals for

higher quality, con-

sistent with recommend-

ations of the IOM

Pursuing Perfection, Program to help hospital Multiple chronic

Cincinnati Child- organizations and conditions

ren’s Medical physician organizations

Center site (129) dramatically improve

patient outcomes by

pursuing perfection in

all of their major care

processes

Vermont Oxford A private, nonprofit Neonatal intensive

Network organization with the care

mission to improve the

effectiveness and effi-

ciency of medical care

for newborn infants and

their families through

a coordinated program

of research, quality

improvement, and

education

Organization/

Initiative Funding Source

Center for Health Robert Wood Johnson

Care Strategies, Foundation, Packard

Best Clinical and Foundation, and

Administrative California HealthCare

Practices Foundation

Children’s Hospitals Child Health Corporation of

Accountability America and AHRQ funding

Initiative for a Partnership for

Quality project in

patient safety (91)

Health Disparities HRSA, AHRQ conducting

Collaborative evaluation

NICHQ Commonwealth Fund, HRSA/

Maternal and Child

Health Bureau, AHRQ, and

Robert Wood Johnson

Foundation

Rewarding Results Robert Wood Johnson

(128) Foundation and California

HealthCare Foundation

Pursuing Perfection, Robert Wood Johnson

Cincinnati Child- Foundation and California

ren’s Medical HealthCare Foundation

Center site (129)

Vermont Oxford Multiple sources

Network

Fig 1. IOM conceptual framework for quality.

Consumer Quality Domains

Perspectives

Equity

Safety Effec- Patient- Time- Effi-

tiveness Centeredness liness ciency

Staying Healthy

Getting Better

Living with

Illness and

Disability

End of Life

Source: IOM, 2001a(22)

ABBREVIATIONS. AHRQ, Agency for Healthcare Research and Quality; SCHIP, State Children’s Health Insurance Program; CAHMI, Child and Adolescent Health Measurement initiative; NICHQ, National initiative for Children’s Health Care Quality; AAP, American Academy of Pediatrics; IOM, Institute of Medicine; NQF, National Quality Forum; QuIC, Quality Interagency Coordination; AMA, American Medical Association; CAHPS, Consumer Assessment of Health Plans Survey; ADHD, attention-deficit/hyperactivity disorder; ICU, intensive care unit; HEDIS, Health Plan Employer Data and Information Set; IT, information technology; NIH, National Institutes of Health; NHQR, National Healthcare Quality Report; NHDR, National Healthcare Disparities Report; CHCS, Center for Health Care Strategies; HRSA, Health Resources and Services Administration; NGC, National Guidelines Clearinghouse; CPD, continuous professional development; PBRN, primary care practice-based research network.

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From the Child Health Agency for Healthcare Research and Quality, Rockville, Maryland.

Received for publication May 13, 2003; accepted Oct 2, 2003. Dr. Simpson’s present address is ACH Guild Endowed Chair, Child Health Policy, University of South Florida, St Petersburg, Florida. E-mail: las@ichp.edu

The views expressed in this article do not necessarily reflect those of the Agency for Healthcare Research and Quality or the US Department of Health and Human Services.

Reprint requests to (D.D.) Agency for Healthcare Research and Quality, 540 Gaither Rd, Rockville, MD 20850. E-mail: ddougher@ahrq.gov

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