NASDAQ

NASDAQ – Statistical Data Included

NASDAQ

COMPANY BUY SELL DATE PRICE

ADAM COM INC (COM) 3,333 12/10/99 14.09

ADVANCED DIGITAL INFORMAT(COM) 18,750 [*] 12/16/99 50.00

ADVANCED DIGITAL INFORMAT(COM) 10,000 12/27/99 49.39-49.75

ADVANCED DIGITAL INFORMAT(COM) 67,000 [*] 12/16-30/99 50.00-52.50

ADVANCED DIGITAL INFORMAT(COM) 37,500 [*] 12/16-21-99 50.00-52.50

ADVANCED DIGITAL INFORMAT(COM) 89,300 12/16-30/99 50.00-52.50

ADVANCED DIGITAL INFORMAT(COM) 22,500 12/16-21/99 50.00-52.50

ADVANTAGE MARKETING SYSTE(COM) 2,924 12/31/99 5.47

ADVANTAGE MARKETING SYSTE(COM) 2,374 12/31/99 5.47

AGENCY COM LTD(COM) 235 12/8/99 26.00

AGENCY COM LTD(COM) 100 12/8/99 26.00

AGENCY COM LTD(COM) 235 12/8/99 26.00

AGENCY COM LTD(COM) 100 12/8/99 26.00

AGENCY COM LTD(COM) 235 12/8/99 26.00

ALDILA INC.(COM) 5,000 12/3/99 1.34

AMBANC HOLDING CO.(COM) 1,000 12/14-15/99 14.63-14.75

AMERICAN ECOLOGY CORP.(COM) 2,000 12/1/99 1.25

AMERIVEST PROPERTIES INC.(COM) 500 12/30/99 4.19

AMES DEPARTMENT STORES IN(COM) 10,000 12/30/99 28.88

AMES DEPARTMENT STORES IN(COM) 5,000 12/14/99 31.56

AMES DEPARTMENT STORES IN(COM) 20,000 12/23/99 27.50-27.63

AMES DEPARTMENT STORES IN(COM) 2,720 12/20/99 32.38

AMES DEPARTMENT STORES IN(COM) 7,000 12/29-30/99 28.88-29.00

AMRESCO INC.(COM) 6,000 12/20-28/99 1.50-1.63

ANCHOR BANCORP WISCONSIN (COM) 12,100 12/1-21/99 15.13-16.38

ANCHOR BANCORP WISCONSIN (COM) 12,500 12/21/99 15.00

ANCHOR BANCORP WISCONSIN (COM) 1,000 12/7/99 16.00

ANCHOR BANCORP WISCONSIN (COM) 2,500 12/21/99 15.13

ANDERSONS INC.(COM) 1,000 12/13/99 7.50

ANDERSONS INC.(COM) 4,002 12/31/99 8.00

ANTENNAS AMERICA INC.(COM) 250,000 12/17/99 0.05

APOGEE ENTERPRISES INC.(COM) 1,000 12/30/99 5.06

APPLIED EXTRUSION TECHNOL(COM) 50,000 12/8/99 6.16

AREA BANCSHARES CORP.(COM) 917 12/28/99 25.13

ARISTOTLE CORP.(COM) 3,000 12/14/99 4.38

ASPEN TECHNOLOGY INC.(COM) 42,830 12/13/99 28.13

ATRIX LABORATORIES INC.(COM) 10,000 12/23/99 5.00

AVIGEN INC.(COM) 19,000 12/9/99 29.00-29.50

AVIGEN INC.(COM) 15,000 12/8/99 30.13

BADGER PAPER MILLS INC.(COM) 1,200 12/23/99 5.50

BADGER PAPER MILLS INC.(COM) 750 12/21/99 5.75

BADGER PAPER MILLS INC.(COM) 1,200 12/23/99 5.50

BANK UNITED CORP. 1,000 12/21/99 26.75

BANK UNITED CORP. 700 12/22-30/99 26.75-27.75

BANK UNITED CORP. 17,000 12/22/99 26.63

BANK UNITED CORP. 1,000 12/23/99 27.00

BANK UNITED CORP. 15,750 12/22/99 26.50-26.56

BANK UNITED CORP. 1,000 12/22/99 26.63

BANK UNITED CORP. 4,000 12/22/99 26.50

BANK UNITED CORP. 3,500 12/22/99 26.50

BANK UNITED CORP. 400 12/20/99 28.25

BANKUNITED FINANCIAL CORP. 15,000 12/7-17-99 7.38-8.82

BANYAN SYSTEMS INC.(COM) 2,500 [*] 12/7/99 16.00

BANYAN SYSTEMS INC.(COM) 79,800 [*] 12/3-13/99 14.00-17.13

INSIDER

COMPANY HOLDING INSIDER TITLE RANKING

ADAM COM INC (COM) 0 JORDAN HAMILTON D –

ADVANCED DIGITAL INFORMAT(COM) 944 GROSBOST MICHEL R O -4

ADVANCED DIGITAL INFORMAT(COM) 63,000 BAYLEY CHRISTOPHER T D -4

ADVANCED DIGITAL INFORMAT(COM) 126,662 VANOPPEN PETER H CB -4

ADVANCED DIGITAL INFORMAT(COM) 9,124 STONECIPHER CHARLES H P -4

ADVANCED DIGITAL INFORMAT(COM) 126,662 VANOPPEN PETER H CB -4

ADVANCED DIGITAL INFORMAT(COM) 9,124 STONECIPHER CHARLES H P -4

ADVANTAGE MARKETING SYSTE(COM) 352,218 HAIL JOHN W O 4

ADVANTAGE MARKETING SYSTE(COM) 328,932 HAIL HELEN SH 4

AGENCY COM LTD(COM) 115,009 ROWE KEVIN OX 9

AGENCY COM LTD(COM) 4,943,242 SUH CHAN W D 9

AGENCY COM LTD(COM) 107,629 AMBROSIWERTMAN JANET O 9

AGENCY COM LTD(COM) 751,441 KRAKAUER LAWRENCE A O 9

AGENCY COM LTD(COM) 4,580,000 SHANNON KYLE D 9

AGENCY COM LTD(COM) 480,284 WILMOTT EAMONN OX 9

ALDILA INC.(COM) 5,000 BRAND THOMAS A D 2

AMBANC HOLDING CO.(COM) 58,142 PETROSINO WILLIAM L D 1

AMERICAN ECOLOGY CORP.(COM) 1,437,477 BARKER ROTCHFORD L D 2

AMERIVEST PROPERTIES INC.(COM) 7,843 KNIGHT CHARLES K D 2

AMES DEPARTMENT STORES IN(COM) 38,161 SANBORN GRANT C VP -5

AMES DEPARTMENT STORES IN(COM) 20,849 COVITZ DAVID S VP -5

AMES DEPARTMENT STORES IN(COM) 52,431 AGLIO JAMES J VP -5

AMES DEPARTMENT STORES IN(COM) 21,100 SANSAVERA SANFORD H VP -5

AMES DEPARTMENT STORES IN(COM) 22,000 VARHOL JAMES VP -5

AMRESCO INC.(COM) 150,333 URQUHART DOUGLAS R O -1

ANCHOR BANCORP WISCONSIN (COM) 66,020 HELSER MICHAEL W VP -3

ANCHOR BANCORP WISCONSIN (COM) 47,248 RICHTER PAT D -3

ANCHOR BANCORP WISCONSIN (COM) 85,851 NICHOLS DANIEL K OS -3

ANCHOR BANCORP WISCONSIN (COM) 52,651 BERTUCCI DONALD F OX -3

ANDERSONS INC.(COM) 5,000 NICHOLS DAVID L D 1

ANDERSONS INC.(COM) 3,100 REED HAROLD M OX 1

ANTENNAS AMERICA INC.(COM) 320,124 BALABAN SIGMUND A D 3

APOGEE ENTERPRISES INC.(COM) 46,720 HUFFER RUSSELL CB –

APPLIED EXTRUSION TECHNOL(COM) 104,000 KHOURY AMIN J CB 2

AREA BANCSHARES CORP.(COM) 31,535 RHODES ALLAN R D 3

ARISTOTLE CORP.(COM) 49,629 CRAWFORD JOHN J CB 1

ASPEN TECHNOLOGY INC.(COM) 16,475 PALERMO MARY A VP –

ATRIX LABORATORIES INC.(COM) 80,477 BETHUNE DAVID R D 4

AVIGEN INC.(COM) 3,000 PAULSON THOMAS J O –

AVIGEN INC.(COM) 0 MCCLELLAND ALAN VP –

BADGER PAPER MILLS INC.(COM) 3,700 BEKES MICHAEL J VP 3

BADGER PAPER MILLS INC.(COM) 20,386 BURISH MARK D D 3

BADGER PAPER MILLS INC.(COM) 2,100 NEUMANN MARK C VP 3

BANK UNITED CORP. 44,614 NOCELLA ANTHONY J D 9

BANK UNITED CORP. 700 MASTER ALAN E D 9

BANK UNITED CORP. 17,000 RANIERI SALVATORE A D 9

BANK UNITED CORP. 63,000 GOLUSH DAVID M D 9

BANK UNITED CORP. 17,400 RANIERI LEWIS S D 9

BANK UNITED CORP. 8,241 LYLES SONNY B VP 9

BANK UNITED CORP. 101,674 BURKHOLDER BARRY C P 9

BANK UNITED CORP. 12,538 COBEN RONALD D VP 9

BANK UNITED CORP. 4,538 HORVITZ PAUL M D 9

BANKUNITED FINANCIAL CORP. 151,847 CAMNER ALFRED R CB 3

BANYAN SYSTEMS INC.(COM) 34,000 SPAULDING RICHARD M VP -3

BANYAN SYSTEMS INC.(COM) 200,000 FERRY WILLIAM P CB -3

12 MO.

PRICE

COMPANY RANGE

ADAM COM INC (COM) 27-4

ADVANCED DIGITAL INFORMAT(COM) 65-13

ADVANTAGE MARKETING SYSTE(COM) N/A

AGENCY COM LTD(COM) 76-38

ALDILA INC.(COM) 3-1

AMBANC HOLDING CO.(COM) 19-14

AMERICAN ECOLOGY CORP.(COM) 3-1

AMERIVEST PROPERTIES INC.(COM) 5-4

AMES DEPARTMENT STORES IN(COM) 49-23

AMRESCO INC.(COM) 12-1

ANCHOR BANCORP WISCONSIN (COM) 20-14

ANDERSONS INC.(COM) 14-8

ANTENNAS AMERICA INC.(COM) 0

APOGEE ENTERPRISES INC.(COM) 14-4

APPLIED EXTRUSION TECHNOL(COM) 9-5

AREA BANCSHARES CORP.(COM) 29-23

ARISTOTLE CORP.(COM) 7-4

ASPEN TECHNOLOGY INC.(COM) 42-8

ATRIX LABORATORIES INC.(COM) 16-4

AVIGEN INC.(COM) 40-5

BADGER PAPER MILLS INC.(COM) 9-4

BANK UNITED CORP. 44-22

BANKUNITED FINANCIAL CORP. 11-6

BANYAN SYSTEMS INC.(COM) 23-7

BANYAN SYSTEMS INC.(COM) 20,200 12/3-13/99

BANYAN SYSTEMS INC.(COM) 5,000 [*] 12/7/99

BEI TECHNOLOGIES INC.(COM) 5,000 12/17/99

BIRNER DENTAL MGMT SERVIC(COM) 20,000 12/28/99

BLOCK DRUG CO. 600 12/7/99

BROCADE COMMUNICATIONS SY(COM) 12,500 12/9/99

CANAL CAPITAL CORP.(PFD) 4,500 12/21-30/99

CANTEL INDUSTRIES INC.(COM) 19,800 12/20-31/99

CANTEL INDUSTRIES INC.(COM) 16,400 12/7-28/99

CARDINAL FINANCIAL CORP(COM) 2,000 12/13/99

CAROLINA SOUTHERN BANK(COM) 887 12/8-22/99

CATALYTICA INC.(COM) 40,000 12/1-15/99

CATALYTICA INC.(COM) 10,000 12/16-17/99

CDW COMPUTER CENTERS INC.(COM) 1,500 [*] 12/2/99

CELGENE CORP.(COM) 10,000 [*] 12/17/99

CELGENE CORP.(COM) 10,000 [*] 12/15/99

CELGENE CORP.(COM) 24,200 12/2-23/99

CELGENE CORP.(COM) 25,000 [*] 12/2-23/99

CELGENE CORP.(COM) 30,500 [*] 12/3-20/99

CELGENE CORP.(COM) 50,000 [*] 12/6-10/99

CENTERSPAN COMMUNICATIONS(COM) 13,000 [*] 11/30-12/20/99

CENTERSPAN COMMUNICATIONS(COM) 3,000 [*] 11/30-12/20/99

CANTERSPAN COMMUNICATIONS(COM) 11,700 12/14-16/99

CERPROBE CORP.(COM) 2,500 12/31/99

CFM TECHNOLOGIES INC.(COM) 4,000 12/27/99

CFM TECHNOLOGIES INC.(COM) 705 12/21/99

CHURCHILL DOWNS INC.(COM) 32,900 12/21-29/99

CKF BANCORP INC.(COM) 1,100 12/6-7/99

CKF BANCORP INC.(COM) 5,000 12/14/99

CKF BANCORP INC.(COM) 1,000 12/8-9/99

CODORUS VALLEY BANCORP IN(COM) 290 12/29/99

COLONIAL COMMERCIAL CORP.(COM) 1,000 12/20/99

COLORADO BUSINESS BANKSHA(COM) 9,350 12/2-17/99

COLORADO BUSINESS BANKSHA(COM) 10,600 12/8-17/99

COMMUNITY WEST BANCSHARES(COM) 275,000 11/16/99

COMMUNITY WEST BANCSHARES(COM) 7,736 11/16/99

COMMUNITY WEST BANCSHARES(COM) 13,926 11/16/99

COMMUNITY WEST BANCSHARES(COM) 7,736 11/16/99

COMMUNITY WEST BANCSHARES(COM) 232,108 11/16/99

COMMUNITY WEST BANCSHARES(COM) 7,736 11/16/99

COMPUDYNE CORP.(COM) 7,400 12/17-21/99

COMPUTER OUTSOURCING SERV(COM) 1,000 12/31/99

COMTEX NEWS NETWORK INC(COM) 25,000 12/3/99

COMTEX NEWS NETWORK INC(COM) 5,000 12/3/99

COMTEX NEWS NETWORK INC(COM) 22,000 12/3/99

COMTEX NEWS NETWORK INC(COM) 20,000 12/3/99

COMTEX NEWS NETWORK INC(COM) 25,000 12/3/99

COMTEX NEWS NETWORK INC(COM) 5,000 12/3/99

CONEXANT SYSTEMS INC(COM) 9,760 12/1/99

CONEXANT SYSTEMS INC(COM) 10,760 12/9/99

CONEXANT SYSTEMS INC(COM) 4,326 [*] 12/6/99

CONEXANT SYSTEMS INC(COM) 7,500 [*] 12/3/99

COPART INC.(COM) 15,000 12/6-28/99

CORTEX PHARMACEUTICALS IN(COM) 10,000 12/21/99

CORVEL CORP.(COM) 9,500 [*] 12/1-13/99

COSTAR GROUP INC(COM) 26,250 [*] 12/22-30/99

COYOTE NETWORK SYSTEMS IN(COM) 21,000 [*] 12/3-13/99

CREDITRISKMONITOR COM INC(COM) 10,000 12/23/99

CTI GROUP HLDG INC(COM) 10,000 [*] 1/5/00

CUTTER & BUCK INC.(COM) 3,500 12/27/99

CYGNUS INC.(COM) 100,623 [*] 12/13-16/99

CYGNUS INC.(COM) 27,200 [*] 12/15/99

CYGNUS INC.(COM) 15,000 [*] 12/13-20/99

CYGNUS INC.(COM) 78,180 12/13-20/99

CYGNUS INC.(COM) 11,213 [*] 12/23/99

CYGNUS INC.(COM) 50,725 [*] 12/13/99

CYGNUS INC.(COM) 13,180 12/13-16/99

CYGNUS INC.(COM) 66,843 [*] 12/13-17/99

CYMER INC.(COM) 3,000 11/8/99

D I Y HOME WHSE INC(COM) 60,000 12/8-28/99

DAISYTEK INTERNATIONAL CO(COM) 17,000 [*] 12/14/99

DAISYTEK INTERNATIONAL CO(COM) 5,000 12/23/99

DEARBORN BANCORP INC.(CAPTL) 2,000 12/16/99

DENALI INCORPORATED(COM) 1,000 12/28/99

DENALI INCORPORATED(COM) 4,100 12/28/99

DENALI INCORPORATED(COM) 10,000 12/27/99

DENSE PAC MICROSYSTEMS IN(COM) 29,000 12/16-23/99

DIGIMARC CORP(COM) 6,000 12/6/99

DIGITAL GENERATION SYSTEM(COM) 96,693 12/17/99

DITECH COMMUNICATIONS COR(COM) 3,000 12/23/99

DOCUMENTUM INC.(COM) 25,000 [*] 12/1/99

DONEGAL GROUP INC.(COM) 800 12/1-2/99

DONEGAL GROUP INC.(COM) 10,000 12/29/99

DORAL FINANCIAL CORP.(COM) 32,000 12/10/99

DORAL FINANCIAL CORP.(COM) 5,000 12/13/99

DORAL FINANCIAL CORP.(COM) 10,000 12/7/99

DSET CORP.(COM) 1,000 12/15/99

DSET CORP.(COM) 1,000 12/13/99

DSET CORP.(COM) 2,800 12/23/99

DSI TOYS INC.(COM) 291,421 12/17/99

EAGLE USA AIRFREIGHT INC.(COM) 15,000 12/6/99

EAGLE USA AIRFREIGHT INC.(COM) 2,250 12/9/99

EAST WEST BANCORP INC(COM) 1,300 12/17/99

EAST WEST BANCORP INC(COM) 12,500 12/1/99

EDUCATIONAL VIDEO CONFERE(COM) 200,000 12/2/99

ELECTRIC FUEL CORP.(COM) 375,000 12/28/99

BANYAN SYSTEMS INC.(COM) 14.00-17.13 200,000

BANYAN SYSTEMS INC.(COM) 16.25 30,000

BEI TECHNOLOGIES INC.(COM) 15.25 1,552,904

BIRNER DENTAL MGMT SERVIC(COM) 1.30 235,874

BLOCK DRUG CO. 25.00 3,950

BROCADE COMMUNICATIONS SY(COM) 139.09 22,308

CANAL CAPITAL CORP.(PFD) 2.38-2.75 1,370,449

CANTEL INDUSTRIES INC.(COM) 4.41-4.75 1,404,723

CANTEL INDUSTRIES INC.(COM) 4.41-4.88 1,404,723

CARDINAL FINANCIAL CORP(COM) 5.88 88,500

CAROLINA SOUTHERN BANK(COM) 14.50 40,099

CATALYTICA INC.(COM) 10.50-13.50 680,428

CATALYTICA INC.(COM) 13.38-13.81 10,000

CDW COMPUTER CENTERS INC.(COM) 72.63 37,502

CELGENE CORP.(COM) 63.18-63.30 0

CELGENE CORP.(COM) 58.88 0

CELGENE CORP.(COM) 63.88-66.13 49,310

CELGENE CORP.(COM) 61.50-67.67 97,500

CELGENE CORP.(COM) 54.00-63.56 15

CENTERSPAN COMMUNICATIONS(COM) 15.70-26.31 3,899

CANTERSPAN COMMUNICATIONS(COM) 22.00-26.13 251,250

CERPROBE CORP.(COM) 7.38 77,500

CFM TECHNOLOGIES INC.(COM) 10.38-10.47 8,000

CFM TECHNOLOGIES INC.(COM) 10.38 3,445

CHURCHILL DOWNS INC.(COM) 21.00-23.97 132,900

CKF BANCORP INC.(COM) 12.88-13.00 1,100

CKF BANCORP INC.(COM) 12.00 12,500

CKF BANCORP INC.(COM) 12.88-13.00 38,200

CODORUS VALLEY BANCORP IN(COM) 17.75 14,276

COLONIAL COMMERCIAL CORP.(COM) 3.38 50,561

COLORADO BUSINESS BANKSHA(COM) 13.25-13.63 1,103,436

COLORADO BUSINESS BANKSHA(COM) 13.25-13.63 1,035,347

COLORADO BUSINESS BANKSHA(COM) 13.31-13.50 43,303

COMMUNITY WEST BANCSHARES(COM) 12.93 604,342

COMMUNITY WEST BANCSHARES(COM) 12.93 108,762

COMMUNITY WEST BANCSHARES(COM) 12.93 28,466

COMMUNITY WEST BANCSHARES(COM) 12.93 46,956

COMMUNITY WEST BANCSHARES(COM) 12.93 94,891

COMMUNITY WEST BANCSHARES(COM) 12.93 572,386

COMMUNITY WEST BANCSHARES(COM) 12.93 47,164

COMPUDYNE CORP.(COM) 8.50-8.88 168,700

COMPUTER OUTSOURCING SERV(COM) 24.00 6,000

COMTEX NEWS NETWORK INC(COM) 1.00 78,000

COMTEX NEWS NETWORK INC(COM) 1.00 12,455

COMTEX NEWS NETWORK INC(COM) 1.00 86,242

COMTEX NEWS NETWORK INC(COM) 1.00 20,000

COMTEX NEWS NETWORK INC(COM) 1.00 62,500

COMTEX NEWS NETWORK INC(COM) 1.00 5,000

CONEXANT SYSTEMS INC(COM) 59.90 15,890

CONEXANT SYSTEMS INC(COM) 69.88-72.75 460

CONEXANT SYSTEMS INC(COM) 66.50 10,970

CONEXANT SYSTEMS INC(COM) 60.06 13,220

COPART INC.(COM) 28.44-46.64 384,150

CORTEX PHARMACEUTICALS IN(COM) 0.75 26,000

CORVEL CORP.(COM) 21.00-21.50 0

COSTAR GROUP INC(COM) 28.32-30.06 174,503

COYOTE NETWORK SYSTEMS IN(COM) 4.75-6.50 0

CREDITRISKMONITOR COM INC(COM) 3.75 31,000

CTI GROUP HLDG INC(COM) 2.00 0

CUTTER & BUCK INC.(COM) 14.25 22,796

CYGNUS INC.(COM) 15.98-18.56 0

CYGNUS INC.(COM) 16.82 38,177

CYGNUS INC.(COM) 16.38-19.27 56,550

CYGNUS INC.(COM) 18.17 11,226

CYGNUS INC.(COM) 19.36 640,827

CYGNUS INC.(COM) 15.98-18.56 0

CYGNUS INC.(COM) 15.82-19.25 25,398

CYMER INC.(COM) 45.88 103,946

D I Y HOME WHSE INC(COM) 0.63-0.75 205,204

DAISYTEK INTERNATIONAL CO(COM) 19.30 0

DAISYTEK INTERNATIONAL CO(COM) 19.32 18,176

DEARBORN BANCORP INC.(CAPTL) 6.00 30,185

DENALI INCORPORATED(COM) 3.19 38,730

DENALI INCORPORATED(COM) 2.88 23,630

DENALI INCORPORATED(COM) 2.78 29,750

DENSE PAC MICROSYSTEMS IN(COM) 8.50-8.94 63,000

DIGIMARC CORP(COM) 20.00 6,000

DIGITAL GENERATION SYSTEM(COM) 5.17 96,693

DITECH COMMUNICATIONS COR(COM) 103.06-106.00 116,168

DOCUMENTUM INC.(COM) 40.30 1,491

DONEGAL GROUP INC.(COM) 6.38-7.00 5,090

DONEGAL GROUP INC.(COM) 6.50 10,284

DORAL FINANCIAL CORP.(COM) 11.38 705,212

DORAL FINANCIAL CORP.(COM) 11.25 605,689

DORAL FINANCIAL CORP.(COM) 11.38 400,544

DSET CORP.(COM) 26.44 1,000

DSET CORP.(COM) 30.00 208,956

DSET CORP.(COM) 30.00 2,825

DSI TOYS INC.(COM) 3.00 4,625,659

EAGLE USA AIRFREIGHT INC.(COM) 36.88 121,464

EAGLE USA AIRFREIGHT INC.(COM) 35.00 30,000

EAST WEST BANCORP INC(COM) 9.75 42,675

EAST WEST BANCORP INC(COM) 10.69 186,185

EDUCATIONAL VIDEO CONFERE(COM) 12.00 772,561

ELECTRIC FUEL CORP.(COM) 2.00 3,726,004

BANYAN SYSTEMS INC.(COM) PERRY WILLIAM P CB -3 23-7

BANYAN SYSTEMS INC.(COM) BELLANTUONI ANTHONY J VP -3 23-7

BEI TECHNOLOGIES INC.(COM) CROCKER CHARLES CB -2 17-9

BIRNER DENTAL MGMT SERVIC(COM) BATHGATE STEVEN M D – 4-1

BLOCK DRUG CO. MANN PETER C OX 1 44-25

BROCADE COMMUNICATIONS SY(COM) SONSINI LAWRENCE W D -10 320-45

CANAL CAPITAL CORP.(PFD) EDELMAN ASHER B CB – 4-2

CANTEL INDUSTRIES INC.(COM) DIKER CHARLES M CB -1 7-4

CARDINAL FINANCIAL CORP(COM) HUNTZINGER HARVEY W D 6 9-5

CAROLINA SOUTHERN BANK(COM) LYLES THOMAS H VP -1 18-13

CATALYTICA INC.(COM) CUSUMANO JAMES A CB -2 18-10

CATALYTICA INC.(COM) BRISCOE LAWRENCE W O -2 18-10

CDW COMPUTER CENTERS INC.(COM) ECKROLE DOUGLAS E VP -2 97-37

CELGENE CORP.(COM) HAYES ARTHUR D -1 71-12

CELGENE CORP.(COM) KAPLAN GILLA CB -1 71-12

CELGENE CORP.(COM) JACKSON JOHN W CB -1 71-12

CELGENE CORP.(COM) CARY FRANK T D -1 71-12

CELGENE CORP.(COM) BARER SOL J P -1 71-12

CENTERSPAN COMMUNICATIONS(COM) BRIGHTMAN G E SH -2 32-10

CENTERSPAN COMMUNICATIONS(COM) BRIGHTMAN G E VP -2 32-10

CANTERSPAN COMMUNICATIONS(COM) CARTER ROBERT L D -2 32-10

CERPROBE CORP.(COM) MILLER KENNETH W SH -1 18-5

CFM TECHNOLOGIES INC.(COM) OSBORNE JOHN D – 13-7

CFM TECHNOLOGIES INC.(COM) RANDALL LORIN J VP – 13-7

CHURCHILL DOWNS INC.(COM) GRISSOM JAMES D D 4 40-20

CKF BANCORP INC.(COM) JOHNSON WILLIAM H VP 3 19-12

CKF BANCORP INC.(COM) BOSLEY JACK L D 3 19-12

CKF BANCORP INC.(COM) FOX WILLIAM I D 3 19-12

CODORUS VALLEY BANCORP IN(COM) JONES MACGREGOR S D 1 20-15

COLONIAL COMMERCIAL CORP.(COM) KORN BERNARD CB 1 N/A

COLORADO BUSINESS BANKSHA(COM) BANGERT STEVEN CB 8 15-11

COLORADO BUSINESS BANKSHA(COM) ROSS HOWARD R D 8 15-11

COLORADO BUSINESS BANKSHA(COM) KIPNIS MARK S D 8 15-11

COMMUNITY WEST BANCSHARES(COM) PEEPLES WILLIAM R D 9 17-6

COMMUNITY WEST BANCSHARES(COM) BARTLEIN ROBERT H D 9 17-6

COMMUNITY WEST BANCSHARES(COM) SIMS JAMES R D 9 17-6

COMMUNITY WEST BANCSHARES(COM) ILLGEN JOHN D D 9 17-6

COMMUNITY WEST BANCSHARES(COM) ASHAMALLA MOUNIR R D 9 17-6

COMMUNITY WEST BANCSHARES(COM) MARKEL JOHN D D 9 17-6

COMMUNITY WEST BANCSHARES(COM) BLOIS JEAN W D 9 17-6

COMPUDYNE CORP.(COM) JENNINGS MILES P D -1 9-4

COMPUTER OUTSOURCING SERV(COM) DAPUZZO PETER J D 1 35-8

COMTEX NEWS NETWORK INC(COM) TERRY CHARLES W P 6 5-1

COMTEX NEWS NETWORK INC(COM) IKINNS DEBORAH W VP 6 5-1

COMTEX NEWS NETWORK INC(COM) NIGRO ROBERT A D 6 5-1

COMTEX NEWS NETWORK INC(COM) LAPAN SHERI OX 6 5-1

COMTEX NEWS NETWORK INC(COM) SANDERS JOHN D D 6 5-1

COMTEX NEWS NETWORK INC(COM) DANIELS AARON M VP 6 5-1

CONEXANT SYSTEMS INC(COM) ELLIS TERRY D VP -8 93-16

CONEXANT SYSTEMS INC(COM) IVER BALAKRISHNAN S VP -8 93-16

CONEXANT SYSTEMS INC(COM) STRONG KEVIN V O -8 93-16

CONEXANT SYSTEMS INC(COM) SPOTO JAMES P VP -8 93-16

COPART INC.(COM) SCHMIDT MARVIN L D -2 44-16

CORTEX PHARMACEUTICALS IN(COM) ALLNUTT ROBERT F D 2 4-0

CORVEL CORP.(COM) SILVERMAN LOUIS E O -1 41-20

COSTAR GROUP INC(COM) HEITZMAN FRED A VP – 48-16

COYOTE NETWORK SYSTEMS IN(COM) MARKLEY J T D -1 9-4

CREDITRISKMONITOR COM INC(COM) DEMARTINO JOSEPH L VP 1 5-3

CTI GROUP HLDG INC(COM) NIELSEN ROBERT H O -1 5-0

CUTTER & BUCK INC.(COM) JONES PHILIP B VP 1 34-12

CYGNUS INC.(COM) KIRNON STEPHEN OX -4 20-6

CYGNUS INC.(COM) ACKERMAN NEIL R VP -4 20-6

CYGNUS INC.(COM) HODGMAN JOHN C P -4 20-6

CYGNUS INC.(COM) MCCLUNG BARBARA VP -4 20-6

CYGNUS INC.(COM) CLEARY GARY W CB -4 20-6

CYGNUS INC.(COM) KIRNON STEPHEN OX -4 20-6

CYGNUS INC.(COM) CARLSON CRAIG O -4 20-6

CYMER INC.(COM) ABRAHAM RICHARD P D -4 64-16

D I Y HOME WHSE INC(COM) SHIELDS JOHN A D 3 1-0

DAISYTEK INTERNATIONAL CO(COM) POWELL JIM D -2 24-9

DAISYTEK INTERNATIONAL CO(COM) MADDEN TOM O -2 24-9

DEARBORN BANCORP INC.(CAPTL) KARCHER DONALD G VP – 11-6

DENALI INCORPORATED(COM) SMITH CATHY L O -1 13-3

DENALI INCORPORATED(COM) ANDREWS R K O -1 13-3

DENALI INCORPORATED(COM) BENNETT ROBERT B VP -1 13-3

DENSE PAC MICROSYSTEMS IN(COM) STOWELL WILLIAM M O -3 10-2

DIGIMARC CORP(COM) GROSSI BRIAN D 3 64-41

DIGITAL GENERATION SYSTEM(COM) DEVINE MATTHEW E O 2 9-3

DITECH COMMUNICATIONS COR(COM) TURNER GEORGE J D -6 183-13

DOCUMENTUM INC.(COM) GARRETT MARKS S VP -4 62-10

DONEGAL GROUP INC.(COM) GLATFELTER PHILIP H D 2 14-6

DONEGAL GROUP INC.(COM) WAGNER DANIEL J OT 2 14-6

DORAL FINANCIAL CORP.(COM) LEVIS MARIO S VP 5 20-10

DORAL FINANCIAL CORP.(COM) LEVIS SALOMON D 5 20-10

DORAL FINANCIAL CORP.(COM) LEVIS ZOILA P 5 20-10

DSET CORP.(COM) CROWELL BRUCE M VP -1 38-9

DSET CORP.(COM) SMITH PAUL R VP -1 38-9

DSET CORP.(COM) SHEN VINCENT VP -1 38-9

DSI TOYS INC.(COM) MARTIN E T CB 1 4-2

EAGLE USA AIRFREIGHT INC.(COM) SECKEL DOUGLAS A D -3 49-25

EAGLE USA AIRFREIGHT INC.(COM) HEVRDEJS FRANK J D -3 49-25

EAST WEST BANCORP INC(COM) KRAUSE DOUGLAS P VP 2 13-8

EAST WEST BANCORP INC(COM) GOUW JULIA VP 2 13-8

EDUCATIONAL VIDEO CONFERE(COM) BUNTZMAN AROL I CB -1 21-6

ELECTRIC FUEL CORP.(COM) GROSS LEON S D 3 15-1

EMPIRE BANC CORP.(COM) 85 12/22-28/99 30.00-30.25

ENERGYSOUTH INC.(COM) 500 12/20/99 20.13

ENGINEERED SUPPORT SYSTEM(COM) 1,000 12/17/99 11.38

ENGINEERED SUPPORT SYSTEM(COM) 1,000 12/22/99 12.63

ENGINEERED SUPPORT SYSTEM(COM) 3,800 12/17-31/99 11.25-12.44

ENLIGHTEN SOFTWARE SOLUTI(COM) 47,500 12/6-13/99 7.00-11.75

ENLIGHTEN SOFTWARE SOLUTI(COM) 5,000 [*] 12/1/99 7.88

ES&L BANCORP INC. (COM) 750 1/5/00 26.25

EURONET SERVICES INC. (COM) 100,000 12/23/99 3.19

EZENIA INC (COM) 25,000 12/14/99 7.19

F.N.B.CORP PA(COM) 1,000 12/29/99 22.06

FIBERCHEM INC.(COM) 20,000 12/10/99 0.21

FIELDPOINT PETROLEUM CORP(COM) 7,500 12/23-30/99 0.81-1.00

FIRST FINANCIAL CORP. (RI(COM) 500 12/17/99 12.88

FIRST M & F CORP.(COM) 200 12/3/99 31.00

FIRST TRUST BANK CHARLOTT(COM) 1,000 12/31/99 10.00

FOGDOG INC(COM) 10,500 12/9/99 11.00

FOGDOG INC(COM) 1,000 12/9/99 11.00

FOGDOG INC(COM) 2,500 12/9/99 11.00

FOGDOG INC(COM) 500 12/9/99 11.00

FRANKLIN FINANCIAL SERVIC(COM) 400 12/14/99 20.50

FRANKLIN FINANCIAL SERVIC(COM) 100 12/27/99 20.88

FREEMARKETS INC(COM) 900 12/10/99 48.00

FULTON FINANCIAL CORP.(COM) 1,300 12/17/99 17.25

FULTON FINANCIAL CORP.(COM) 2,000 12/20/99 17.47

FULTON FINANCIAL CORP.(COM) 5,000 12/21-28/99 17.38-17.63

GLOBAL TECHNOLOGIES LTD 3,250 12/22-23/99 7.97-8.00

GLOBECOMM SYSTEMS INC.(COM) 11,192 [*] 12/9/99 21.04

GLOBECOMM SYSTEMS INC.(COM) 500 [*] 12/10/99 20.25

GLOBECOMM SYSTEMS INC.(COM) 14,000 [*] 12/9/99 22.08

GLOBECOMM SYSTEMS INC.(COM) 750 12/31/99 8.29

GLOBECOMM SYSTEMS INC.(COM) 6,000 [*] 12/9/99 21.06

GLOBECOMM SYSTEMS INC.(COM) 5,000 [*] 12/8/99 19.56

GLOBIX CORP(COM) 2,000 [*] 12/6/99 42.38

GOOD TIMES RESTAURANTS IN(COM) 2,000 12/30/99 2.31

GRAHAM-FIELD HEALTH PRODS(COM) 40,000 12/28-29/99 0.08-0.09

GREAT LAKES AVIATION LTD.(COM) 30,000 12/1-9/99 1.06-1.94

GREAT TRAIN STORE CO., THE(COM) 7,500 12/8/99 0.38-0.44

GUINNESS TELLI-PHONE CORP(COM) 500,000 11/19/99 0.10

GUINNESS TELLI-PHONE CORP(COM) 2,250,000 11/19/99 0.10

GUINNESS TELLI-PHONE CORP(COM) 250,000 11/19/99 0.10

HABERSHAM BANCORP (COM) 9,000 12/31/99 12.75

HERLEY INDUSTRIES INC. (D(COM) 3,000 [*] 12/22/99 14.13

HOMASOTE CO.(COM) 500 12/17/99 6.00

HOT TOPIC INC.(COM) 12,100 12/10/99 21.69

HUDSON RIVER BANCORP INC(COM) 1,000 12/10/99 10.19

HUDSON RIVER BANCORP INC(COM) 1,000 12/10/99 10.13

HUDSON RIVER BANCORP INC(COM) 1,000 12/16/99 10.19

HURCO COS.(COM) 15,000 12/23-29/99 3.38

IBIS TECHNOLOGY CORP.(COM) 750 12/17/99 50.19

IBIS TECHNOLOGY CORP.(COM) 2,500 [*] 12/1/99 41.25

IBIS TECHNOLOGY CORP.(COM) 2,000 [*] 12/3/99 46.00-46.13

IBIS TECHNOLOGY CORP.(COM) 5,000 12/6/99 46.50-47.00

INDEPENDENCE HOLDING CO.(COM) 22,850 12/1-15/99 11.00-11.25

INSCI-STATEMENTS COM CORP(COM) 15,000 12/7/99 3.56-3.75

INSIGNIA SOLUTIONS PLC.(ORD) 59,084 12/9/99 4.23

INSO CORP(COM) 6,000 12/10/99 30.00

INSO CORP(COM) 15,000 [*] 12/14/99 36.65

INSO CORP(COM) 1,875 [*] 12/15/99 30.88

INTEGRAL VISION INC(COM) 65,950 1/6/00 3.00

INTERFACE SYSTEMS INC.(COM) 8,000 12/7-9/99 14.50-15.13

INTERFACE SYSTEMS INC.(COM) 2,000 12/13/99 14.67

ISS GROUP INC.(COM) 2,000 [*] 12/6/99 51.95

ISS GROUP INC.(COM) 51,000 12/3-7/99 49.50-51.90

ITURF INC 585,813 12/7/99 13.88

JAMES RIVER BANKSHARES IN(COM) 1,700 12/10/99 11.50

JAMES RIVER BANKSHARES IN(COM) 1,000 12/15/99 11.38

JLM INDUSTRIES INC.(COM) 1,300 12/13-30/99 2.93-3.62

JORE CORP(COM) 4,500 12/31/99 7.81

KENDLE INTERNATIONAL INC.(COM) 500 12/2/99 8.25

KENDLE INTERNATIONAL INC.(COM) 10,000 12/2/99 8.25

KENDLE INTERNATIONAL INC.(COM) 5,000 12/2/99 8.25

KUALA HEALTHCARE INC(COM) 30,000 12/30/99 0.14-0.15

LAM RESEARCH CORP.(COM) 50,000 [*] 12/2-3/99 83.88-88.13

LASERSCOPE(COM) 6,250 12/30/99 0.80

LEAPNET INC(COM) 75,000 12/30/99 5.50

LEAPNET INC(COM) 10,040 12/28-30/99 2.90-4.84

LEISUREPLANET HOLDINGS LT(ORD) 25,500 12/23/99 13.04

LIGAND PHARMACEUTICALS IN(COM) 18,563 12/18/99 7.12

LINEAR TECHNOLOGY CORP.(COM) 10,000 [*] 12/3/99 80.41

LINEAR TECHNOLOGY CORP.(COM) 20,000 [*] 12/2/99 79.25

LINEAR TECHNOLOGY CORP.(COM) 50,000 [*] 12/3/99 80.00

LINEAR TECHNOLOGY CORP.(COM) 1,800 [*] 12/2/99 75.75

LINEAR TECHNOLOGY CORP.(COM) 10,000 12/3/99 80.63

LIQUID AUDIO INC(COM) 75,000 12/14/99 33.63

LIQUID AUDIO INC(COM) 30,000 12/14/99 33.63

LIQUID AUDIO INC(COM) 8,000 12/14/99 33.63

LIQUID AUDIO INC(COM) 84,375 12/14/99 33.63

LIQUID AUDIO INC(COM) 10,000 12/14/99 33.63

LIQUID AUDIO INC(COM) 12,500 12/14/99 33.63

LNB BANCORP.(COM) 2,000 12/1/99 26.00

LNB BANCORP.(COM) 7,055 12/1/99 25.75-26.00

EMPIRE BANC CORP.(COM) 26,546 DENNOS MICHAEL H D 1

ENERGYSOUTH INC.(COM) 2,659 TENHUNDFELD ALBERT H VP -2

ENGINEERED SUPPORT SYSTEM(COM) 41,228 DAVIS RONALD W VP 3

ENGINEERED SUPPORT SYSTEM(COM) 44,031 GERHARDT GARY C D 3

ENGINEERED SUPPORT SYSTEM(COM) 576,591 SHANAHAN MICHAEL F CB 3

ENLIGHTEN SOFTWARE SOLUTI(COM) 502,054 MCDONALD PETER J D -2

ENLIGHTEN SOFTWARE SOLUTI(COM) 0 MORGAN MICHAEL D -2

ES&L BANCORP INC. (COM) 10,304 STANTON JAMES D VP -1

EURONET SERVICES INC. (COM) 1,908,597 MCDONNELL THOMAS A D 5

EZENIA INC (COM) 83,303 CASTLE ROBERT L D –

F.N.B.CORP PA(COM) 113,949 LYNCH PAUL P D 3

FIBERCHEM INC.(COM) 769,903 PELLEY MELVIN S O -2

FIELDPOINT PETROLEUM CORP(COM) 117,500 BRYANT ROGER D D -4

FIELDPOINT PETROLEUM CORP(COM) 117,500 REAVES RAY D P -4

FIELDPOINT PETROLEUM CORP(COM) 117,500 MANOQUE ROBERT A D -4

FIELDPOINT PETROLEUM CORP(COM) 117,500 STEVENS D D -4

FIRST FINANCIAL CORP. (RI(COM) 2,200 NAZARIAN JOHN D 2

FIRST M & F CORP.(COM) 100 THOMPSON ROBERT C O -1

FIRST TRUST BANK CHARLOTT(COM) 6,100 LYERLY ELAINE M D 4

FOGDOG INC(COM) 10,500 GARRETT MARK S VP 6

FOGDOG INC(COM) 1,094,334 ALLSOP BRETT M CB 6

FOGDOG INC(COM) 263,028 VON LOSSBERG MARCY E VP 6

FOGDOG INC(COM) 296,945 HARRINGTON THOMAS P D 6

FOGDOG INC(COM) 500 JOYCE TIMOTHY J P 6

FRANKLIN FINANCIAL SERVIC(COM) 34,320 MCCLEARY HARRY H D 2

FRANKLIN FINANCIAL SERVIC(COM) 4,716 SIOBERG CHARLES M D 2

FREEMARKETS INC(COM) 60,900 MCLEOD THOMAS L VP 5

FULTON FINANCIAL CORP.(COM) 118,689 HESS J R D 8

FULTON FINANCIAL CORP.(COM) 21,939 GARDNER EUGENE H D 8

FULTON FINANCIAL CORP.(COM) 121,350 COHEN MARTIN D D 8

GLOBAL TECHNOLOGIES LTD 1,198,516 GROSS IRWIN L D 6

GLOBECOMM SYSTEMS INC.(COM) 0 HUGHES FRANCIS J OS -8

GLOBECOMM SYSTEMS INC.(COM) 3,110 YABLONSKI STEPHEN D -8

GLOBECOMM SYSTEMS INC.(COM) 202 JOHNSON PAUL J O -8

GLOBECOMM SYSTEMS INC.(COM) 750 LIEBOWITZ BURT H O -8

GLOBECOMM SYSTEMS INC.(COM) 10,690 GOMES GARY C O -8

GLOBECOMM SYSTEMS INC.(COM) 750 LIEBOWITZ BURT H O -8

GLOBIX CORP.(COM) 0 VIDEBECK RICHARD D –

GOOD TIMES RESTAURANTS IN(COM) 126,400 BAILEY GEOFFREY R D 1

GRAHAM-FIELD HEALTH PRODS(COM) 90,000 DREYER MICHAEL D -1

GREAT LAKES AVIATION LTD.(COM) 5,380,000 VOSS DOUGLAS G P –

GREAT TRAIN STORE CO., THE(COM) 29,512 TUREEN CHARLES M D -1

GUINNESS TELLI-PHONE CORP(COM) 1,250,000 MORSE RICHARD A VP 3

GUINNESS TELLI-PHONE CORP(COM) 10,615,166 GUINNESS LAWRENCE A P 3

GUINNESS TELLI-PHONE CORP(COM) 735,000 TANNER DIXIE K D 3

HABERSHAM BANCORP (COM) 186,120 ARRENDALE THOMAS A D 1

HERLEY INDUSTRIES INC. (D(COM) 5,501 BOTTENFIELD ADAM O 1

HOMASOTE CO.(COM) 6,929 SABINO CHARLES A D 2

HOT TOPIC INC.(COM) 254,149 JAFFE ROBERT M D -5

HUDSON RIVER BANCORP INC(COM) 249,405 FLORIO CARL A P 2

HUDSON RIVER BANCORP INC(COM) 153,708 SCHRAM EARL D 2

HUDSON RIVER BANCORP INC(COM) 127,542 RICHTER SIDNEY D VP 2

HURCO COS.(COM) 669,549 NINER RICHARD T D 1

IBIS TECHNOLOGY CORP.(COM) 19,584 DOLAN ROBERT P O -9

IBIS TECHNOLOGY CORP.(COM) 0 ROSE PETER H P -9

IBIS TECHNOLOGY CORP.(COM) 0 ANTONIADIS DIMITRI P -9

IBIS TECHNOLOGY CORP.(COM) 41,556 CORDTS BERNHARD F VP -9

INDEPENDENCE HOLDING CO.(COM) N/R THUNG ROY T P 2

INSCI-STATEMENTS COM CORP(COM) 22,787 PRINCE E T D –

INSIGNIA SOLUTIONS PLC.(ORD) 82,084 PINO VINCENT S D –

INSO CORP(COM) 1,000 LAU JOANNA T D -3

INSO CORP(COM) 4,826 ANDERSON PAUL R OX -3

INSO CORP(COM) 0 LEVITT JONATHAN VP -3

INTEGRAL VISION INC(COM) 259,200 COON MAX A D 1

INTERFACE SYSTEMS INC.(COM) 84,810 SEIGLE ROBERT A D -3

INTERFACE SYSTEMS INC.(COM) 6,055 SHERIDAN RICHARD B VP -3

ISS GROUP INC.(COM) 0 MCNEIGHT MICHAEL T VP -5

ISS GROUP INC.(COM) 2,612,318 NOONAN THOMAS E P -5

ITURF INC 644,109 LEVINE MARTIN D -1

JAMES RIVER BANKSHARES IN(COM) 46,796 SPENCER ROBERT E VP 6

JAMES RIVER BANKSHARES IN(COM) 5,500 FULTON DONALD W VP 6

JLM INDUSTRIES INC.(COM) 9,200 MACDONALD SEAN D D 1

JORE CORP(COM) 5,564 BJORNSON DAVID H D 2

KENDLE INTERNATIONAL INC.(COM) 7,354 MOONEY TIMOTHY M D 2

KENDLE INTERNATIONAL INC.(COM) 1,450 STILGENBAUER THOMAS E VP 2

KENDLE INTERNATIONAL INC.(COM) 1,643,784 BERGEN CHRISTOPHER C D 2

KENDLE INTERNATIONAL INC.(COM) 23,779 BEEKMAN PHILIP E D 2

KUALA HEALTHCARE INC(COM) 338,732 ROSEN JACK M D 1

LAM RESEARCH CORP.(COM) 20,000 NEWBERRY STEPHEN G P -6

LASERSCOPE(COM) 6,250 SMITH SUSAN OX 1

LEAPNET INC(COM) 2,149,000 SMITH FREDERICK CB –

LEAPNET INC(COM) 24,340 GARVILLE GREGORY J D –

LEISUREPLANET HOLDINGS LT(ORD) 0 ROODT CORNELIA J D –

LIGAND PHARMACEUTICALS IN(COM) 30,673 MAIER PAUL V VP 3

LINEAR TECHNOLOGY CORP.(COM) 27,224 COUGHLAN PAUL F VP -9

LINEAR TECHNOLOGY CORP.(COM) 28,000 ZAPF HANS J OX -9

LINEAR TECHNOLOGY CORP.(COM) 318,128 DAVIES CLIVE B P -9

LINEAR TECHNOLOGY CORP.(COM) 0 MCCARTHY LEO T D -9

LINEAR TECHNOLOGY CORP.(COM) 181,400 SWANSON ROBERT H CB -9

LIQUID AUDIO INC(COM) 675,000 FLYNN ROBERT G VP -7

LIQUID AUDIO INC(COM) 0 IVANTONI GARY J VP -7

LIQUID AUDIO INC(COM) 29,500 RISHNIW LEON VP -7

LIQUID AUDIO INC(COM) 748,467 WISER PHILIP R VP -7

LIQUID AUDIO INC(COM) 12,500 WINGATE RICHARD W VP -7

LIQUID AUDIO INC(COM) 20,000 MALONE KEVIN M VP -7

LNB BANCORP.(COM) 22,691 RYAN THOMAS P D 1

LNB BANCORP.(COM) 14,945 HERRICK JAMES R D 1

EMPIRE BANC CORP.(COM) 41-26

ENERGYSOUTH INC.(COM) 23-19

ENGINEERED SUPPORT SYSTEM(COM) 17-11

ENLIGHTEN SOFTWARE SOLUTI(COM) 13-2

ES&L BANCORP INC. (COM) N/A

EURONET SERVICES INC. (COM) 8-2

EZENIA INC (COM) 16-5

F.N.B.CORP PA(COM) 28-22

FIBERCHEM INC.(COM) 0

FIELDPOINT PETROLEUM CORP(COM) 2-1

FIRST FINANCIAL CORP. (RI(COM) 15-12

FIRST M & F CORP.(COM) 36-26

FIRST TRUST BANK CHARLOTT(COM) N/A

FOGDOG INC(COM) 15-9

FRANKLIN FINANCIAL SERVIC(COM) 32-20

FREEMARKETS INC(COM) 342-171

FULTON FINANCIAL CORP.(COM) 24-16

GLOBAL TECHNOLOGIES LTD 24-2

GLOBECOMM SYSTEMS INC.(COM) 33-4

GLOBIX CORP.(COM) 116-21

GOOD TIMES RESTAURANTS IN(COM) 4-2

GRAHAM-FIELD HEALTH PRODS(COM) 3-0

GREAT LAKES AVIATION LTD.(COM) 3-2

GREAT TRAIN STORE CO., THE(COM) 2-0

GUINNESS TELLI-PHONE CORP(COM) 2-1

HABERSHAM BANCORP (COM) 18-13

HERLEY INDUSTRIES INC. (D(COM) 16-11

HOMASOTE CO.(COM) 16-6

HOT TOPIC INC.(COM) 53-13

HUDSON RIVER BANCORP INC(COM) 12-10

HURCO COS.(COM) 7-3

IBIS TECHNOLOGY CORP.(COM) 73-11

INDEPENDENCE HOLDING CO.(COM) 14-11

INSCI-STATEMENTS COM CORP(COM) 7-2

INSIGNIA SOLUTIONS PLC.(ORD) N/A

INSO CORP(COM) 39-5

INTEGRAL VISION INC(COM) 3-1

INTERFACE SYSTEMS INC.(COM) 34-2

ISS GROUP INC.(COM) 87-21

ITURF INC 63-10

JAMES RIVER BANKSHARES IN(COM) 19-10

JLM INDUSTRIES INC.(COM) 6-3

JORE CORP(COM) 13-7

KENDLE INTERNATIONAL INC.(COM) 26-6

KUALA HEALTHCARE INC(COM) 3-0

LAM RESEARCH CORP.(COM) 143-27

LASERSCOPE(COM) 2-1

LEAPNET INC(COM) 9-2

LEISUREPLANET HOLDINGS LT(ORD) 15-1

LIGAND PHARMACEUTICALS IN(COM) N/A

LINEAR TECHNOLOGY CORP.(COM) 105-43

LIQUID AUDIO INC(COM) 45-21

LNB BANCORP.(COM) 28-22

LORONIX INFORMATION SYSTE(COM) 28,000 12/6-8/99 24.00-25.00

LORONIX INFORMATION SYSTE(COM) 16,100 12/1-8/99 21.00-24.25

LORONIX INFORMATION SYSTE(COM) 1,300 12/13/99 22.75

MADE2MANAGE SYSTEMS INC.(COM) 2,500 [*] 12/20/99 10.00

MARATHONBANCORP(COM) 6,000 12/7/99 3.06

MEDIA SOURCE INC(COM) 3,252 12/2-30/99 1.31-1.50

MELTRONIX INC(COM) 4,000 12/7/99 0.88

MICRON ELECTRONICS INC.(COM) 1,000 12/28/99 11.13

MICROVISION INC WASH(COM) 7,000 12/28-31/99 23.75-30.13

MICROVISION INC WASH(COM) 6,000 12/29-30/99 27.00-28.06

MILLER EXPLORATION CO.(COM) 10,000 12/31/99 0.88

MISSISSIPPI CHEMICAL CORP(COM) 4,000 12/20/99 5.44

MISSISSIPPI VALLEY BANCSH(COM) 6,792 12/8-27/99 26.63-28.75

MOBILE MINI INC.(COM) 3,000 12/7-23/99 16.69-18.63

MPATH INTERACTIVE INC(COM) 25,000 12/2/99 19.20

MRV COMMUNICATIONS INC.(COM) 65,000 12/8/99 35.25

MRV COMMUNICATIONS INC.(COM) 125,000 12/8/99 35.25

MRV COMMUNICATIONS INC.(COM) 4,000 [*] 12/11/99 56.00

MYRIAD GENETICS INC.(COM) 20,000 12/1/99 32.25

MYRIAD GENETICS INC.(COM) 5,000 [*] 12/13/99 34.06

MYRIAD GENETICS INC.(COM) 2,186 12/31/99 32.00-38.00

MYRIAD GENETICS INC.(COM) 3,000 [*] 12/14/99 32.75

MYRIAD GENETICS INC.(COM) 20,000 [*] 12/10-13/99 33.00-34.50

MYRIAD GENETICS INC.(COM) 6,000 [*] 12/6/99 35.25

NATIONAL INFORMATION CONS(COM) 22,105 11/24/99 27.50

NATIONAL PENN BANCSHARES(COM) 388 12/31/99 25.78

NAVIGANT INTERNATIONAL IN(COM) 25,000 [*] 12/28/99 11.19-11.44

NETOPIA INC(COM) 12,500 12/6-8/99 50.00-54.00

NETWORK CONNECTION INC.(COM) 2,000 12/22/99 5.00

NEW HORIZONS WORLDWIDE IN(COM) 5,000 [*] 12/7/99 16.06

NUTRACEUTICAL INTERNATION(COM) 6,900 12/29-31/99 3.34-3.73

NVIDIA CORP(COM) 30,000 12/2-29/99 37.50-45.63

NVIDIA CORP(COM) 30,000 12/17-21/99 37.41-41.26

NVIDIA CORP(COM) 73,750 [*] 12/7/99 37.72

NVIDIA CORP(COM) 30,000 12/21/99 40.50

OLD NATIONAL BANCORP.(COM) 300 12/21/99 32.00

ONELINK COMMUNICATIONS IN(COM) 6,000 12/10/99 1.75

OPTICAL COATING LABORATOR(COM) 10,000 12/21/99 227.24

OPTICAL COATING LABORATOR(COM) 60,000 [*] 12/27-30/99 256.29-314.50

OPTICAL COATING LABORATOR(COM) 20,000 [*] 12/27/99 289.29

OPTICAL COATING LABORATOR(COM) 15,000 [*] 12/20/99 220.01

OPTICAL COATING LABORATOR(COM) 4,106 12/20-27/99 220.00-300.00

OPTICAL COATING LABORATOR(COM) 3,000 [*] 12/20-27/99 220.00-300.00

OPTICAL COATING LABORATOR(COM) 10,000 [*] 12/23/99 271.56

OPTICAL COATING LABORATOR(COM) 10,000 [*] 12/27/99 272.00-286.56

OPTICAL COATING LABORATOR(COM) 30,000 [*] 12/22-23/99 247.55-275.00

OPTICAL COATING LABORATOR(COM) 4,000 [*] 12/20/99 222.25

OPTICAL COATING LABORATOR(COM) 4,000 [*] 12/29/99 305.00

OSICOM TECHNOLOGIES INC.(COM) 3,000 12/20-21/99 38.75-39.50

OUTSOURCE INTL INC.(COM) 2,666 12/16/99 1.50

OVERLAND DATA INC.(COM) 3,700 12/9-10/99 8.00-8.13

PAC-WEST TELECOMM INC(COM) 1,000 12/21/99 22.00

PACIFIC CONTINENTAL BK.(COM) 1,000 12/2-7/99 13.25-13.38

PALOMAR MEDICAL TECHNOLOG(COM) 10,000 12/15/99 1.17

PANTRY INC(COM) 480,000 12/9-21/99 8.13-10.63

PARKVALE FINANCIAL CORP.(COM) 600 12/10/99 17.63

PCB HOLDING COMPANY(COM) 750 12/7/99 10.38

PEOPLES BANCORP DEKALAB CN(COM) 800 1/6/00 15.38

PETROLEUM HELICOPTERS INC. 5,000 12/29-30/99 9.38

PETSMART INC.(COM) 500 12/22/99 4.88

PHARMACEUTICAL PRODUCT DE(COM) 1,000 12/2/99 13.00

POLYMEDICA INDS INC(COM) 14,300 12/9/99 16.06

PONTOTOC PRODUCTION INC.(COM) 7,900 12/4-15/99 4.56-7.50

PONTOTOC PRODUCTION INC.(COM) 8,300 12/6-16/99 4.56-7.50

PONTOTOC PRODUCTION INC.(COM) 10,500 12/1-15/99 4.56-7.40

POORE BROTHERS INC.(COM) 20,809 11/30/99 1.50

PORTAL SOFTWARE INC(COM) 367,156 12/3-27/99 110.00-115.13

POWELL INDUSTRIES INC.(COM) 500 12/23/99 4.75

PREMIS CORP.(COM) 30,000 12/6/99 1.22

PRIME CELLULAR INC.(COM) 3,500 1/3/00 1.75

PRIMIX SOLUTIONS INC(COM) 4,500 12/9/99 12.82

PRINTRAK INTERNATIONAL IN(COM) 3,000 12/2/99 7.63

PRINTRAK INTERNATIONAL IN(COM) 28,000 12/3-15/99 10.00-10.38

PROCOM TECHNOLOGY INC.(COM) 12,000 [*] 12/17/99 26.41

PROTEIN DESIGN LABS INC.(COM) 59,000 [*] 12/2-7/99 44.38-50.63

PROTEIN DESIGN LABS INC.(COM) 11,000 12/2-7/99 44.38-50.63

PROXYMED INC.(COM) 5,000 1/4-20/00 8.94-9.75

PROXYMED INC.(COM) 19,300 11/16-26/99 10.19-12.06

PROXYMED INC.(COM) 10,000 1/19-20/00 8.44-9.06

PROXYMED INC.(COM) 81,731 11/2-30/99 11.02-13.42

QNB CORP.(COM) 1,075 12/9-10/99 29.75

RAINBOW TECHNOLOGIES INC.(COM) 484 [*] 12/3/99 19.68-19.82

RECOTTON CORP.(COM) 3,000 12/28/99 8.25

RECOTTON CORP.(COM) 7,500 12/30/99 8.13

REGIONS FINANCIAL CORP.(COM) 200 12/22/99 23.63

REGIONS FINANCIAL CORP.(COM) 20,000 12/9-27/99 23.88-26.13

RELIV INTL INC(COM) 17,835 12/9-14/99 0.94-1.00

RELIV INTL INC(COM) 1,943 12/22/99 1.07

REMEC INC.(COM) 10,000 12/23/99 50.81

REMEC INC.(COM) 5,000 12/9-10/99 13.56-13.81

REMEC INC.(COM) 20,000 12/15-29/99 16.00-20.63

REMEC INC.(COM) 43,518 12/21-22/99 17.10-17.44

REMEC INC.(COM) 1,500 12/13-22/99 16.00-20.50

REMEC INC.(COM) 60,000 12/23/99 21.10

REPUBLIC BANCSHARES INC.(COM) 2,000 12/20/99 12.75

REPUBLIC BANCSHARES INC.(COM) 1,000 12/21/99 12.94

REPUBLIC SECURITY FINANCI(COM) 3,000 12/20/99 7.60

LORONIX INFORMATION SYSTE(COM) 744,133 JANKOWSKI EDWARD CB -7

LORONIX INFORMATION SYSTE(COM) 28,164 WHITEHEAD TIMOTHY VP -7

LORONIX INFORMATION SYSTE(COM) 24,700 PRICE FLOYD V VP -7

MADE2MANAGE SYSTEMS INC.(COM) 0 HEAD STEPHEN R O –

MARATHONBANCORP(COM) 65,723 COLLETTE CRAIG D P 2

MEDIA SOURCE INC(COM) 5,658 ASMO RANDALL J VP 2

MELTRONIX INC(COM) 4,000 WROBEL ANDREW K O 1

MICRON ELECTRONICS INC.(COM) 1,000 ARNOLD STEVEN P VP 1

MICROVISION INC WASH(COM) 39,475 RUTHKOWSKI RICHARD F P –

MICROVISION INC WASH(COM) 21,250 RAISIG RICHARD A VP –

MILLER EXPLORATION CO.(COM) 1,525,086 MILLER C.E. D –

MISSISSIPPI CHEMICAL CORP(COM) 11,444 ANDERSON JOHN W D 2

MISSISSIPPI VALLEY BANCSH(COM) 46,942 DESLOGE THEODORE P D 1

MOBILE MINI INC.(COM) 13,000 MCCONNELL STEPHEN A D 1

MPATH INTERACTIVE INC(COM) 2,846,719 BREYER JAMES W D 7

MRV COMMUNICATIONS INC.(COM) 777,697 LOTANNOAM P -2

MRV COMMUNICATIONS INC.(COM) 1,728,530 MARGALIT SHLOMO CB -2

MRV COMMUNICATIONS INC.(COM) 46,000 INY OFER VP -2

MYRIAD GENETICS INC.(COM) 164,988 MELDRUM PETER D P -6

MYRIAD GENETICS INC.(COM) 0 STRINGFELLOW DALE A D -6

MYRIAD GENETICS INC.(COM) 2,158 MOYES JAY M O -6

MYRIAD GENETICS INC.(COM) 2,000 HOBDEN ADRIAN N O -6

MYRIAD GENETICS INC.(COM) 374,425 SKOLNICK MARK H VP -6

MYRIAD GENETICS INC.(COM) 0 OLIPHANT ARNOLD R VP -6

NATIONAL INFORMATION CONS(COM) 419,996 NEMELKA JOSEPH VP -1

NATIONAL PENN BANCSHARES(COM) 13,011 ROTH C R D –

NAVIGANT INTERNATIONAL IN(COM) 27,573 DUNLOP ROBERT P VP –

NETOPIA INC(COM) 2,183,655 JONES REESE M CB -5

NETWORK CONNECTION INC.(COM) 68,667 GROSS IRWIN L D 1

NEW HORIZONS WORLDWIDE IN(COM) 2,006 KINCH CHARLES G P -1

NUTRACEUTICAL INTERNATION(COM) 13,250 HUME GARY M VP –

NVIDIA CORP(COM) 280,005 FISHER JEFFREY D VP -3

NVIDIA CORP(COM) 970,000 PRIEM CURTIS R O -3

NVIDIA CORP(COM) 1,225 HOBERG CHRISTINE B O -3

NVIDIA CORP(COM) 1,990,490 MALACHOWSKY CHRIS A VP -3

OLD NATIONAL BANCORP.(COM) 706 WOLKING CHRISTOPHER A D 4

ONELINK COMMUNICATIONS IN(COM) 10,000 DANZL KRIK C O 1

OPTICAL COATING LABORATOR(COM) 0 ZAPHIROPOULOS RENN D -8

OPTICAL COATING LABORATOR(COM) 12,500 ABBE CHARLES J P -8

OPTICAL COATING LABORATOR(COM) 10,331 YAMAMOTO GLENN K VP -8

OPTICAL COATING LABORATOR(COM) 0 CUMBO MICHAEL J VP -8

OPTICAL COATING LABORATOR(COM) 3,000 MCCULLOUGH JOHN D -8

OPTICAL COATING LABORATOR(COM) 0 COLLINS CRAIG B VP -8

OPTICAL COATING LABORATOR(COM) 502 KASPER MICHAEL A VP -8

OPTICAL COATING LABORATOR(COM) 916 MYERS STEPHEN E VP -8

OPTICAL COATING LABORATOR(COM) 33,278 PIETRELLI KENNETH D VP -8

OPTICAL COATING LABORATOR(COM) 12,185 SEESER JAMES W VP -8

OSICOM TECHNOLOGIES INC.(COM) 371 SUE CHRISTOPHER E VP -1

OUTSOURCE INTL INC.(COM) 182,589 LEFCORT ROBERT A D 3

OVERLAND DATA INC.(COM) 24,600 SCROOP ROBERT J VP -1

PAC-WEST TELECOMM INC(COM) 2,000 SHETH JAGDISH N D 2

PACIFIC CONTINENTAL BK.(COM) 114,605 BROWN HAL M VP 2

PALOMAR MEDICAL TECHNOLOG(COM) 24,001 VALENTE LOUIS P CB 1

PANTRY INC(COM) 9,829,524 RULLMAN CHARLES P D 1

PARKVALE FINANCIAL CORP.(COM) 14,636 DEFAZIO JOSEPH C OS 1

PCB HOLDING COMPANY(COM) 4,424 LUTGRING DANIEL P D 1

PEOPLES BANCORP DEKALAB CN(COM) 18,075 BOWMAR LAWRENCE R D –

PETROLEUM HELICOPTERS INC. 11,000 WHITMAN BRUCE N D 1

PETSMART INC.(COM) 7,075 WALSH JAMES T VP 1

PHARMACEUTICAL PRODUCT DE(COM) 508,575 MARIO ERNEST D -1

POLYMEDICA INDS INC(COM) 114,300 SOLTYS THOMAS S D -2

PONTOTOC PRODUCTION INC.(COM) 665,051 ROBSON JAMES D -3

PONTOTOC PRODUCTION INC.(COM) 653,651 ROBSON TODD VP -3

PONTOTOC PRODUCTION INC.(COM) 655,297 ROBSON JAMES R P -3

POORE BROTHERS INC.(COM) 189,191 BIGHAM THOMAS G OX -1

PORTAL SOFTWARE INC(COM) 15,886,407 PATTERSON ARTHUR C D -7

POWELL INDUSTRIES INC.(COM) 3,500 DIMLICH DAVID J OS 3

PREMIS CORP.(COM) 1,936,751 BIERMEIER FRANCIS T P 1

PRIME CELLULAR INC.(COM) 480,025 ROZZI SAMUEL A D 2

PRIMIX SOLUTIONS INC(COM) 7,600 CHAPMAN DAVID O -1

PRINTRAK INTERNATIONAL IN(COM) 73,000 GILES RICHARD M CB -2

PRINTRAK INTERNATIONAL IN(COM) 340,500 SMITH CHARLES L D -2

PROCOM TECHNOLOGY INC.(COM) 13,592 JUDD FREDERICK VP -2

PROTEIN DESIGN LABS INC.(COM) 13,365 SAXE JON S D -14

PROXYMED INC.(COM) 12,500 POLAN BERTRAM J D –

PROXYMED INC.(COM) 0 ROBERSON BRUCE S VP –

PROXYMED INC.(COM) 354,132 BLUE HAROLD S CB –

PROXYMED INC.(COM) 14,273 CARPENTER JEFF K OS –

QNB CORP.(COM) 53,099 BROWN KENNETH F D 1

RAINBOW TECHNOLOGIES INC.(COM) 0 BURRIS RICHARD L O -2

RECOTTON CORP.(COM) 5,000 IDY JOSEPH M D 1

RECOTTON CORP.(COM) 7,500 WHERRY DENNIS P VP 1

REGIONS FINANCIAL CORP.(COM) 146,058 JORDAN WILLIAM E OX 1

REGIONS FINANCIAL CORP.(COM) 124,102 WILLIAMS ROBERT J D 1

RELIV INTL INC(COM) 2,034,636 MONTGOMERY SANDRA S D 4

RELIV INTL INC(COM) 2,034,636 MONTGOMERY ROBERT L P 4

RELIV INTL INC(COM) 114,396 MOODY THOMAS T D 4

REMEC INC.(COM) 68,626 OPALSKI JON VP -3

REMEC INC.(COM) 5,000 GIBBS WILLIAM H D -3

REMEC INC.(COM) 27,479 BUTLER KEITH OX -3

REMEC INC.(COM) 0 RANDALL NICHOLAS J VP -3

REMEC INC.(COM) 10,939 SCHMITZ DAVID R OX -3

REMEC INC.(COM) 335,297 LEE JOSEPH T VP -3

REPUBLIC BANCSHARES INC.(COM) 13,000 THAYER CHARLES J OS 1

REPUBLIC BANCSHARES INC.(COM) 477,372 SPANSKI JOHN W D 1

REPUBLIC SECURITY FINANCI(COM) 4,313 MCCARTY MARY D 6

LORONIX INFORMATION SYSTE(COM) 29-3

MADE2MANAGE SYSTEMS INC.(COM) 12-6

MARATHONBANCORP(COM) 3

MEDIA SOURCE INC(COM) 2-0

MELTRONIX INC(COM) 2-0

MICRON ELECTRONICS INC.(COM) 16-9

MICROVISION INC WASH(COM) 30-12

MILLER EXPLORATION CO.(COM) 4-1

MISSISSIPPI CHEMICAL CORP(COM) N/A

MISSISSIPPI VALLEY BANCSH(COM) 35-26

MOBILE MINI INC.(COM) 23-11

MPATH INTERACTIVE INC(COM) 39-10

MRV COMMUNICATIONS INC.(COM) 87-6

MYRIAD GENETICS INC.(COM) 72-9

NATIONAL INFORMATION CONS(COM) 46-13

NATIONAL PENN BANCSHARES(COM) 28-21

NAVIGANT INTERNATIONAL IN(COM) 12-5

NETOPIA INC(COM) 62-6

NETWORK CONNECTION INC.(COM) 13-1

NEW HORIZONS WORLDWIDE IN(COM) 22-11

NUTRACEUTICAL INTERNATION(COM) 6-3

NVIDIA CORP(COM) 47-16

OLD NATIONAL BANCORP.(COM) 55-28

ONELINK COMMUNICATIONS IN(COM) 5-1

OPTICAL COATING LABORATOR(COM) 434-25

OSICOM TECHNOLOGIES INC.(COM) 52-6

OUTSOURCE INTL INC.(COM) 6-1

OVERLAND DATA INC.(COM) 10-5

PAC-WEST TELECOMM INC(COM) 29-18

PACIFIC CONTINENTAL BK.(COM) 17-13

PALOMAR MEDICAL TECHNOLOG(COM) 5-1

PANTRY INC(COM) 18-8

PARKVALE FINANCIAL CORP.(COM) 25-16

PCB HOLDING COMPANY(COM) 11-10

PEOPLES BANCORP DEKALAB CN(COM) 21-15

PETROLEUM HELICOPTERS INC. N/A

PETSMART INC.(COM) 10-3

PHARMACEUTICAL PRODUCT DE(COM) 38-9

POLYMEDICA INDS INC(COM) 30-5

PONTOTOC PRODUCTION INC.(COM) 9-5

POORE BROTHERS INC.(COM) 2-1

PORTAL SOFTWARE INC(COM) 120-28

POWELL INDUSTRIES INC.(COM) 11-5

PREMIS CORP.(COM) 1-0

PRIME CELLULAR INC.(COM) 5-1

PRIMIX SOLUTIONS INC(COM) 12-2

PRINTRAK INTERNATIONAL IN(COM) 11-5

PROCOM TECHNOLOGY INC.(COM) 37-4

PROTEIN DESIGN LABS INC.(COM) 104-13

PROXYMED INC.(COM) 19-8

QNB CORP.(COM) 35-29

RAINBOW TECHNOLOGIES INC.(COM) 26-8

RECOTTON CORP.(COM) 19-6

REGIONS FINANCIAL CORP.(COM) 39-22

RELIV INTL INC(COM) 3-1

REMEC INC.(COM) 26-10

REPUBLIC BANCSHARES INC.(COM) 23-12

REPUBLIC SECURITY FINANCI(COM) 10-7

RIVERVIEW BANCORP INC.(COM) 1,000 12/1/99 11.00

ROBINSON NUGENT, INC.(COM) 4,201 12/7/99 5.95

ROCKWELL MEDICAL TECHNOLO(COM) 34,300 12/31/99 2.75-3.00

ROYAL GOLD INC.(COM) 33,155 12/10-31/99 3.31-3.56

SANCHEZ COMPUTER ASSOCIAT(COM) 5,000 12/12-22/99 39.50-48.23

SANCHEZ COMPUTER ASSOCIAT(COM) 28,400 12/23/99 49.06-50.00

SANCHEZ COMPUTER ASSOCIAT(COM) 95,000 12/2-23/99 33.10-49.00

SCANSOURCE INC.(COM) 250 12/17/99 44.75

SEI INVESTMENT CO.(COM) 3,750 [*] 12/20/99 121.04

SEMTECH CORP.(COM) 20,000 [*] 12/8-23/99 47.13-51.00

SEMTECH CORP.(COM) 25,000 [*] 12/10/99 45.75-46.75

SEMTECH CORP.(COM) 20,000 [*] 12/21/99 50.00-50.13

SHARPER IMAGE CORP.(COM) 10,000 12/2/99 22.06

SHARPER IMAGE CORP.(COM) 15,000 12/6-7/99 21.40-21.50

SHARPER IMAGE CORP.(COM) 66,000 12/1-7/99 20.87-22.15

SHORELINE FINANCIAL CORP.(COM) 1,500 12/2-15/99 19.25-19.50

SI TECHNOLOGIES INC.(COM) 5,000 12/6/99 2.38

SI TECHNOLOGIES INC.(COM) 7,700 12/7-14/99 2.38-2.75

SLIPPERY ROCK FINANCIAL C(COM) 600 12/29/99 24.50

SONIC CORP.(COM) 100 12/2/99 26.13

SONUS PHARMACEUTICALS INC(COM) 68,995 12/2-6/99 2.50-2.66

SOUTHWEST BANCORPORATION(COM) 4,000 [*] 12/3-8/99 20.00

SPATIALIGHT INC.(COM) 17,500 12/30/99 5.38-5.44

SPECTRASCIENCE(COM) 4,700 12/1-7/99 4.72-6.25

SPECTRX INC.(COM) 15,000 12/6/99 11.00

SPECTRX INC.(COM) 15,000 12/14/99 10.75

SPECTRX INC.(COM) 2,000 12/10/99 11.00

SPECTRX INC.(COM) 25,000 12/3-21/99 10.50-11.19

SPIRE CORP.(COM) 7,250 [*] 12/16/99 6.50

SPIRE CORP.(COM) 3,000 [*] 12/10-16/99 7.00

SPIRE CORP.(COM) 1,000 [*] 12/13/99 7.00-7.13

STANDARD MANAGEMENT CORP.(COM) 2,000 12/29/99 4.50

STANDARD MANAGEMENT CORP.(COM) 3,000 12/30/99 4.50

STAR MULTI CARE SERVICES(COM) 6,000 12/8/99 0.66

STOCKER & YALE INC.(COM) 9,500 12/7-22/99 1.50

SUCCESSORIES INC.(COM) 50,000 12/10/99 2.45

SUMMA INDUSTRIES INC.(COM) 300 1/5/00 10.88

SYMONS INTL GROUP INC.(COM) 1,909 12/9/99 1.25-1.31

SYNOPSYS INC.(COM) 45,400 [*] 12/2/99 72.47-74.47

SYNOPSYS INC.(COM) 7,090 [*] 12/3/99 73.88

SYNOPSYS INC.(COM) 2,771 12/1-7/99 71.15-72.50

SYNOPSYS INC.(COM) 5,000 [*] 12/3/99 74.25

SYNOPSYS INC.(COM) 5,600 [*] 12/8/99 73.59

TALBOT BANCSHARES INC.(COM) 66 12/31/99 57.00

TALBOT BANCSHARES INC.(COM) 38 12/31/99 57.00

TALX CORP.(COM) 1,000 12/8/99 12.00

TEAM FINANCIAL INC(COM) 2,200 12/27/99 9.19

TEKGRAF INC. 121,167 12/1/99 2.10

TELE OPTICS INC.(COM) 300,000 12/31/99 0.01

TEMTEX INDUSTRIES INC.(COM) 37,500 12/23/99 1.50

TFC ENTERPRISES INC.(COM) 1,400 12/3/99 4.41-4.57

TOREADOR ROYALTY CORP.(COM) 500 12/10/99 4.50

TRACK DATA CORP.(COM) 15,000 [*] 12/31/99 8.50

TST / IMPRESO INC(COM) 7,250 12/1-31/99 3.38-4.66

TULARIK INC(COM) 1,500 12/16/99 20.08

U.S. FOODSERVICE(COM) 1,000 12/14/99 15.75

UNICO AMERICAN CORP.(COM) 900 12/10/99 6.50

UNIFY CORP.(COM) 20,000 12/9/99 56.73

USDATA CORP.(COM) 55,000 12/28/99 9.75-10.38

V-ONE CORP.(COM) 259,600 12/17-30/99 6.00-7.00

V3 SEMICONDUCTOR INC(COM) 27,500 12/9-23/99 10.50-13.00

V3 SEMICONDUCTOR INC(COM) 8,300 [*] 12/21/99 11.50

VARI-L INC(COM) 1,500 12/22/99 30.02

VARI-L INC(COM) 50,000 [*] 12/1-3/99 21.06-21.88

VARI-L INC(COM) 5,000 12/1-7/99 20.25-27.43

VARI-L INC(COM) 50,000 12/2-3/99 21.06-21.50

VARI-L INC(COM) 25,500 [*] 12/1-2/99 21.50-21.88

VARI-L INC(COM) 2,899 [*] 12/1-7/99 20.25-27.43

VERISIGN INC.(COM) 8,088 11/30/99 94.38

VIALINK CO(COM) 5,000 [*] 12/8/99 59.31

VISION SCIENCES INC(COM) 304,878 12/21/99 0.82

VISION SCIENCES INC(COM) 304,878 12/21/99 0.72

VISTA BANCORP INC.(COM) 2,525 12/2/99 18.00

VITAFORT INTERNATIONAL CO(COM) 43,406 12/22-30/99 0.43-0.80

VITAL SIGNS INC.(COM) 498 12/6/99 27.25

VITECH AMERICA INC.(COM) 25,100 11/29-12/15/99 7.00-7.58

WASHINGTON TRUST BANCORP (COM) 2,000 [*] 12/7/99 17.56-17.69

WD 40 CO.(COM) 1,500 12/9-21/99 19.00-21.90

WERNER ENTERPRISES INC.(COM) 750 12/16/99 12.75

WERNER ENTERPRISES INC.(COM) 500 12/2/99 14.63

WERNER ENTERPRISES INC.(COM) 500 12/17/99 12.50

WERNER ENTERPRISES INC.(COM) 1,525 12/16/99 12.88

WORTHINGTON INDUSTRIES IN(COM) 18,000 [*] 12/28/99 15.31-15.38

WYANT CORP.(COM) 12,000 12/2-16/99 1.51-1.88

WYANT CORP.(COM) 1,500 12/3/99 1.88

WYANT CORP.(COM) 2,000 12/2/99 1.88

XETA CORP.(COM) 475 12/21/99 34.38

XETA CORP.(COM) 8,000 12/16-31/99 33.50-34.25

ZORAN CORP.(COM) 20,000 [*] 12/16/99 41.00

ZORAN CORP.(COM) 4,700 [*] 12/16/99 41.00

ZORAN CORP.(COM) 6,000 [*] 12/16/99 41.00

ZORAN CORP.(COM) 1,500 [*] 12/16/99 41.00

RIVERVIEW BANCORP INC.(COM) 116,674 RUNYAN PAUL L D 1 14-10

ROBINSON NUGENT, INC.(COM) 79,197 BURKE LARRY W P 2 13-3

ROCKWELL MEDICAL TECHNOLO(COM) 711,000 LEWIS GARY D D – 5-2

ROYAL GOLD INC.(COM) 1,546,405 STUCKERT JAMES W D 1 6-3

SANCHEZ COMPUTER ASSOCIAT(COM) 78,280 TURNER MICHAEL L VP -2 81-20

SANCHEZ COMPUTER ASSOCIAT(COM) 137,683 RUSSELL DAN S VP -2 81-20

SANCHEZ COMPUTER ASSOCIAT(COM) 70,664 ZLATOPER RONALD J D -2 81-20

SCANSOURCE INC.(COM) 307,618 OWINGS STEVEN H D – 48-17

SEI INVESTMENT CO.(COM) 192,073 GREER HENRY H D -1 129-79

SEMTECH CORP.(COM) 0 ZAMBELLI JEAN C VP -2 80-25

SEMTECH CORP.(COM) 21,250 BURRA JAMES P D -2 80-25

SEMTECH CORP.(COM) 12,000 VANCE JACK O D -2 80-25

SHARPER IMAGE CORP.(COM) 12,000 DAVID MORTON E D -5 22-8

SHARPER IMAGE CORP.(COM) 0 WAN TRACY P -5 22-8

SHARPER IMAGE CORP.(COM) 4,000,599 THALHEIMER RICHARD J CB -5 22-8

SHORELINE FINANCIAL CORP.(COM) 3,000 BERNSON J D D 2 31-16

SI TECHNOLOGIES INC.(COM) 54,252 STERN MARK W P -2 5-2

SI TECHNOLOGIES INC.(COM) 44,552 STERN JUDITH A SH -2 5-2

SLIPPERY ROCK FINANCIAL C(COM) 374,684 COOPER GRADY W D 1 28-23

SONIC CORP.(COM) 148 KAUFMAN NORMAN R VP 4 33-23

SONUS PHARMACEUTICALS INC(COM) 1,100,000 QUAY STEVEN C CB -1 8-2

SOUTHWEST BANCORPORATION(COM) 40,000 BEDFORD NOLAN J O -4 20-12

SPATIALIGHT INC.(COM) 6,730 BURNEY MICHAEL H D 3 8-2

SPECTRASCIENCE(COM) 449,538 THAYER NATHANIEL D -1 7-3

SPECTRX INC.(COM) 370,629 IGNOTZ KEITH D P -4 18-5

SPECTRX INC.(COM) 9,476 FOWLER RICHARD L VP -4 18-5

SPECTRX INC.(COM) 10,963 ZACHARY WILLIAM D -4 18-5

SPECTRX INC.(COM) 285,386 SAMUELS MARKA CB -4 18-5

SPIRE CORP.(COM) 0 GREGORIO RICHARD S VP -1 12-3

SPIRE CORP.(COM) 4,000 HENSELER UDO D -1 12-3

SPIRE CORP.(COM) 0 MCGINLEY EVERETTS VP -1 12-3

STANDARD MANAGEMENT CORP.(COM) 25,150 COONS STEPHENS M D 2 7-4

STANDARD MANAGEMENT CORP.(COM) 53,000 BORNS ROBERT A D 2 7-4

STAR MULTI CARE SERVICES(COM) 640,029 STERNBACH STEPHEN CB -2 2-1

STOCKER & YALE INC.(COM) 1,452,755 BLODGETT MARK W CB 1 9-1

SUCCESSORIES INC.(COM) 175,000 ANDERSON ARNOLD M CB – 4-2

SUMMA INDUSTRIES INC.(COM) 2,750 THORESEN TRYGVE M VP 4 16-8

SYMONS INTL GROUP INC.(COM) 60,591 SYMONS ALAN G DO -1 9-1

SYNOPSYS INC.(COM) 52,597 JONES HARVEY C D -9 75-42

SYNOPSYS INC.(COM) 621 HIRT ERNEST W VP -9 75-42

SYNOPSYS INC.(COM) 3,326 HANFORD DEIRDRE VP -9 75-42

SYNOPSYS INC.(COM) 384 ROSS EDWARD C VP -9 75-42

SYNOPSYS INC.(COM) 16,772 BUROW DAVID P VP -9 75-42

TALBOT BANCSHARES INC.(COM) 17,875 VERMILYE W M P 5 59-53

TALBOT BANCSHARES INC.(COM) 3,276 MCCONNELL JEROME M D 5 59-53

TALX CORP.(COM) 551,075 CANFIELD WILLIAM W CB 2 16-6

TEAM FINANCIAL INC(COM) 182,963 WEATHERBIE ROBERT J D 1 11-9

TEKGRAF INC. 351,798 RYCHEL WILLIAM M D – 2-1

TELE OPTICS INC.(COM) 1,050,000 GUSRAE BERT L VP 2 N/A

TELE OPTICS INC.(COM) 1,050,000 CARTER DAVID A D 2 N/A

TEMTEX INDUSTRIES INC.(COM) 1,112,040 UPFIELD JAMES E CB 1 3-1

TFC ENTERPRISES INC.(COM) 1,222,065 RALEY ROBERT S D 2 4-2

TOREADOR ROYALTY CORP.(COM) 148,800 FALB PETER L D -1 5-3

TRACK DATA CORP.(COM) 0 FREDRIKSON E B D -2 28-6

TST / IMPRESO INC(COM) 2,355,783 SOROKWASZ MARSHALL D P 2 6-3

TULARIK INC(COM) 1,500 HEIDRICH A G D 1 55-19

U.S. FOODSERVICE(COM) 2,200 SILVERMAN DEAN R D 1 N/A

UNICO AMERICAN CORP.(COM) 900 LEWIS DAVID A D 2 13-7

UNIFY CORP.(COM) 262 PATTERSON ARTHUR C D -2 68-10

USDATA CORP.(COM) 595 SPECTOR ARTHUR R D 1 14-3

V-ONE CORP.(COM) 3,361,662 CHEN JAMES F D -1 14-2

V3 SEMICONDUCTOR INC(COM) 385,748 ALFORD MICHAEL R VP -2 17-4

V3 SEMICONDUCTOR INC(COM) 0 ZAMBAKKIDES JOHN P -2 17-4

VARI-L INC(COM) 34,165 BOOHER SARAH L D -7 36-6

VARI-L INC(COM) 100,813 SHERMAN DAVID G P -7 36-6

VARI-L INC(COM) 0 CLARK JON L VP -7 36-6

VARI-L INC(COM) 389,543 KISER JOSEPH H CB -7 36-6

VARI-L INC(COM) 0 BAILEY DEREK L VP -7 36-6

VARI-L INC(COM) 0 CLARK JON L VP -7 36-6

VERISIGN INC.(COM) 36,866 COWAN DAVID D -10 237-49

VIALINK CO(COM) 2,040 KILBOURNE LEWIS B D -2 64-13

VISION SCIENCES INC(COM) 5,047,927 ONEDA KATSUMI P 2 2-1

VISION SCIENCES INC(COM) 4,926,552 PELL LEWIS C D 2 2-1

VISTA BANCORP INC.(COM) 1,590 HENSLEY DAVID L VP -1 21-16

VITAFORT INTERNATIONAL CO(COM) 624,806 BEYCHOK MARK P -1 1-0

VITAL SIGNS INC.(COM) 5,884 REUVERS DANIEL VP -2 29-17

VITECH AMERICA INC.(COM) 400 SHEPHERD HERMAN R D -1 12-7

WASHINGTON TRUST BANCORP (COM) 1,850 PERINO BARBARA J VP -1 20-15

WD 40 CO.(COM) 10,000 RIDGE GARRY O P 2 29-19

WERNER ENTERPRISES INC.(COM) 2,069 MARTIN MARK A OX 4 22-12

WERNER ENTERPRISES INC.(COM) 1,276 STEELE JOHN J VP 4 22-12

WERNER ENTERPRISES INC.(COM) 1,612 JOHNSON JAMES L O 4 22-12

WERNER ENTERPRISES INC.(COM) 6,300 ROGERT DONALD W D 4 22-12

WORTHINGTON INDUSTRIES IN(COM) 12,500 BOREL ROBERT J VP 5 18-11

WYANT CORP.(COM) 57,600 MACMARTIN DONALD C CB 4 4-1

WYANT CORP.(COM) 7,500 DAMOUR MARC VP 4 4-1

WYANT CORP.(COM) 6,000 WIGHT JOHN B D 4 4-1

XETA CORP.(COM) 5,473 CROFFORD TOM R VP -2 46-14

XETA CORP.(COM) 15,300 WAGNER ROBERT B D -2 46-14

ZORAN CORP.(COM) 42,256 GERZBERG LEVY P -4 74-9

ZORAN CORP.(COM) 785 FARKASH SAMUEL OX -4 74-9

ZORAN CORP.(COM) 61,447 AHARON AHARON VP -4 74-9

ZORAN CORP.(COM) 37 IRONI ALON VP -4 74-9

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