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First Call/Thomson Financial Insiders' Chronicle

NASDAQ – Illustration

NASDAQ – Illustration – Statistical Data Included

NASDAQ

COMPANY BUY SELL DATE

ABATIX CORP.(COM) 800 9/15/99

ADFLEX SOLUTIONS INC.(COM) 14,129 [*] 9/15/99

ALABAMA NATIONAL BANCORP.(COM) 2,000 9/13-14/99

AMERICAN ABSORBENTS NATRL(COM) 1,000 9/29-10/1/99

AMERICAN ATM CORP.(COM) 29,750 8/25-31/99

AMERICAN BIO MEDICA INC(COM) 2,000 9/16/99

ARMANINO FOODS DISTINCTIO(COM) 5,000 9/2/99

ARTESYN TECHNOLOGIES INC(COM) 50,400 [*] 8/18-21/99

ATLANTIC AMERICAN CORP.(COM) 6,000 9/29/99

BANC STOCK GROUP INC. 1,800 9/16-21/99

BANC STOCK GROUP INC. 1,000 9/16/99

BANC STOCK GROUP INC. 2,500 9/16/99

BANC STOCK GROUP INC. 5,000 9/16/99

BANKNORTH GROUP INC.(COM) 7,000 9/7/99

BASIC EARTH SCIENCE SYSTE(COM) 3,765,272 8/4/99

BEI TECHNOLOGIES INC.(COM) 10,735 9/13/99

BERINGER WINE ESTATES HLDGS. INC 28,500 9/3-8/99

BERINGER WINE ESTATES HLDGS. INC 56,000 9/1-16/99

BIGSTAR ENTERTAINMENT INC(COM) 2,100 8/3/99

BIO IMAGING TECHNOLOGIES (COM) 5,000 9/27/99

BIOSITE DIAGNOSTICS INC.(COM) 500 9/15/99

BIOSPECIFICS TECHNOLOGIES(COM) 2,100 9/7-21/99

BRUNSWICK TECHNOLOGIES IN(COM) 12,900 8/16-9/14/99

CANTERBURY PARK HOLDING C(COM) 1,000 9/8/99

CANTERBURY PARK HOLDING C(COM) 10,000 8/6-9/22/99

CASCADE BANCORP INC.(COM) 500 9/22/99

CENTURY COMMUNICATIONS CORP. 18,856 9/7-8/99

CHALONE WINE GROUP LTD.(COM) 5,000 9/1-14/99

CHILDRENS BROADCASTING CO(COM) 10,000 9/9-15/99

COBALT GROUP INC(COM) 2,000 8/4/99

COGNIZANT TECHNOLOGY SOLUTIONS C 275 9/17/99

COLLINS INDUSTRIES INC.(COM) 2,000 9/24/99

COMMAND SECURITY CORP.(COM) 61,000 9/1-28/99

COMMAND SECURITY CORP.(COM) 49,000 9/15-27/99

COMMUNITY TR BANCORP INC.(COM) 1,500 9/29/99

CORRECTIONAL SERVICES COR(COM) 23,000 9/24/99

COVOL TECH INC.(COM) 1,000 9/28/99

CREE RESEARCH INC.(COM) 28,000 9/3/99

CROWN VANTAGE INC.(COM) 6,000 8/20/99

D & K HEALTHCARE RESOURCE(COM) 300 9/13/99

DATUM INC(COM) 5,000 9/1/99

DATUM INC(COM) 10,000 9/14/99

DIGITAL LINK CORP.(COM) 13,000 [*] 9/27/99

ENVIRONMENTAL TECHNOLOGIE(COM) 2,000 9/2-3/99

EQUITY MARKETING INC.(COM) 100,000 9/2-7/99

EVERGREEN RESOURCES INC.(COM) 82,002 9/8-14/99

FARMERS & MERCHANTS BANCO(COM) 2,658 9/10-17/99

FARMERS & MERCHANTS BANCO(COM) 502 9/17/99

FARO TECHNOLOGIES INC.(COM) 39,500 8/6/99

FIRST FINANCIAL CORP. (RI(COM) 500 9/27/99

FIRST FINANCIAL HOLDINGS (COM) 28,000 9/8-29/99

FIRST FINANCIAL HOLDINGS (COM) 400 9/30/99

FIRST LANCASTER BANCSHARE(COM) 500 9/24/99

FIRST LANCASTER BANCSHARE(COM) 2,141 9/15-16/99

FIRST UNITED BANCSHARES I(COM) 7,000 9/16-28/99

GENLYTE GROUP INC (COM) 1,000 9/23/99

GENUS INC.(COM) 2,000 8/6/99

GLB BANCORP INC.(COM) 9,500 8/13-9/21/99

GLB BANCORP INC.(COM) 1,000 8/24/99

GREAT TRAIN STORE CO.,THE(COM) 49,900 9/9-27/99

GRIFFIN LAND & NURSERIES (COM) 49,200 9/17/99

HAMPSHIRE GROUP LTD.(COM) 2,500 9/30/99

HANOVER GOLD CO INC.(COM) 50,000 9/8/99

HANOVER GOLD CO INC.(COM) 121,429 9/8/99

HANOVER GOLD CO INC.(COM) 121,429 9/1-8/99

HARRIS & HARRIS GROUP INC.(COM) 1,750 9/7/99

HEALTHTRONICS INC(COM) 7,500 9/2/99

HEALTHTRONICS INC(COM) 80,662 9/2/99

HEALTHTRONICS INC(COM) 100,000 9/2/99

HUDSON TECHNOLOGIES INC.(COM) 4,000 9/9/99

HUNT J B TRANS SVCS INC(COM) 100,000 9/22/99

HUNT J B TRANS SVCS INC(COM) 74,000 9/21-22/99

HUNT J B TRANS SVCS INC(COM) 74,000 9/21-22/99

ICO INC.(COM 6,200 9/27/99

INDEPENDENCE FEDERAL SAVI(COM) 290 8/20/99

INNOVATIVE CLINICAL SOLUT(COM) 30,000 9/22-29/98

INTERCOUNTY BANCSHARES IN(COM) 500 9/22/99

INTERCOUNTY BANCSHARES IN(COM) 8,846 8/30/99

INTERCOUNTY BANCSHARES IN(COM) 1,280 9/1-2/99

INTERCOUNTY BANCSHARES IN(COM) 1,200 9/2/99

INTERCOUNTY BANCSHARES IN(COM) 6,500 9/1-15/99

INTERCOUNTY BANCSHARES IN(COM) 20,846 9/1-22/99

INTERSCIENCE COMPUTER COR(COM) 9,500 9/15/99

ITRON INC.(COM) 2,000 8/31/99

JMAR TECHNOLOGIES INC(COM) 35,000 9/20/99

COMPANY PRICE HOLDING

ABATIX CORP.(COM) 2.63-2.75 593,650

ADFLEX SOLUTIONS INC.(COM) 3.80 0

ALABAMA NATIONAL BANCORP.(COM) 25.00 108,680

AMERICAN ABSORBENTS NATRL(COM) 0.59-0.69 232,834

AMERICAN ATM CORP.(COM) 0.50 0

AMERICAN BIO MEDICA INC(COM) 1.56 114,500

ARMANINO FOODS DISTINCTIO(COM) 4.50 314,048

ARTESYN TECHNOLOGIES INC(COM) 3.06-24.50 75,362

ATLANTIC AMERICAN CORP.(COM) 2.75 53,894

BANC STOCK GROUP INC. 3.50 369,779

BANC STOCK GROUP INC. 3.69 6,000

BANC STOCK GROUP INC. 3.64 13,500

BANC STOCK GROUP INC. 3.69 35,290

BANKNORTH GROUP INC.(COM) 30.25 51,589

BASIC EARTH SCIENCE SYSTE(COM) 0.02 0

BEI TECHNOLOGIES INC.(COM) 11.00 0

BERINGER WINE ESTATES HLDGS. INC 42.50-42.63 565,996

BERINGER WINE ESTATES HLDGS. INC 40.13-42.31 193,522

BIGSTAR ENTERTAINMENT INC(COM) 8.28-10.00 875,100

BI0 IMAGING TECHNOLOGIES (COM) 0.44 537,596

BIOSITE DIAGNOSTICS INC.(COM) 9.38 3,972

BIOSPECIFICS TECHNOLOGIES(COM) 2.78-2.88 17,000

BRUNSWICK TECHNOLOGIES IN(COM) 4.88-5.56 162,000

CANTERBURY PARK HOLDING C(COM) 5.00 17,678

CANTERBURY PARK HOLDING C(COM) 4.97-5.13 157,000

CASCADE BANCORP INC.(COM) 13.38 2,425

CENTURY COMMUNICATIONS CORP. 48.25-50.13 11,102

CHALONE WINE GROUP LTD.(COM) 9.38-9.50 226,876

CHILORENS BROADCASTING CO(COM) 2.13-2.62 35,000

COBALT GROUP INC(COM) 11.00 29,000

COGNIZANT TECHNOLOGY SOLUTIONS C 22.19 3,775

COLLINS INDUSTRIES INC.(COM) 7.00 15,100

COMMAND SECURITY CORP.(COM) 1.00-1.06 198,500

COMMAND SECURITY CORP.(COM) 0.94-1.02 1,030,000

COMMUNITY TR BANCORP INC.(COM) 21.63 16,999

CORRECTIONAL SERVICES COR(COM) 4.19 838,967

COVOL TECH INC.(COM) 2.75 3,750

CREE RESEARCH INC.(COM) 37.71 46,000

CROWN VANTAGE INC.(COM) 2.56 13,100

D & K HEALTHCARE RESOURCE(COM) 23.63 500

DATUM INC(COM) 7.56-7.63 40,422

DATUM INC(COM) 8.88 163,719

DIGITAL LINK CORP.(COM) 10.00 24,783

ENVIRONMENTAL TECHNOLOGIE(COM) 1.63 13,000

EQUITY MARKETING INC.(COM) 13.38-13.75 1,063,750

EVERGREEN RESOURCES INC.(COM) 22.00-23.63 843,492

FARMERS & MERCHANTS BANCO(COM) 205.00-206.50 42,618

FARMERS & MERCHANTS BANCO(COM) 205.00 3,804

FARO TECHNOLOGIES INC.(COM) 4.50-6.00 0

FIRST FINANCIAL CORP. (RI(COM) 12.88 79,956

FIRST FINANCIAL HOLDINGS (COM) 17.00-18.05 184,494

FIRST FINANCIAL HOLDINGS (COM) 17.25 30,330

FIRST LANCASTER BANCSHARE(COM) 11.69 13,585

FIRST LANCASTER BANCSHARE(COM) 11.44-11.50 20,254

FIRST UNITED BANCSHARES I(COM) 14.63-16.00 321,054

GENLYTE GROUP INC (COM) 23.00 1,000

GENUS INC.(COM) 3.50 0

GLB BANCORP INC.(COM) 8.50-9.50 147,219

GLB BANCORP INC.(COM) 10.00 1,000

GREAT TRAIN STORE CO.,THE(COM) 0.75-0.88 187,838

GRIFFIN LAND & NURSERIES (COM) 11.00 854,564

HAMPSHIRE GROUP LTD.(COM) 9.00 34,775

HANOVER GOLD CO INC.(COM) 0.10 88,286

HANOVER GOLD CO INC.(COM) 0.10 1,365,244

HANOVER GOLD CO INC.(COM) 0.007-0.10 1,225,028

HARRIS & HARRIS GROUP INC.(COM) 2.50 76,432

HEALTHTRONICS INC(COM) 6.00 7,500

HEALTHTRONICS INC(COM) 6.00 897,938

HEALTHTRONICS INC(COM) 6.00 1,195,300

HUDSON TECHNOLOGIES INC.(COM) 2.13 10,000

HUNT J B TRANS SVCS INC(COM) 13.50 1,505,446

HUNT J B TRANS SVCS INC(COM) 13.00-13.69 13,200,204

HUNT J B TRANS SVCS INC(COM) 13.00-13.69 14,399,552

ICO INC.(COM 2.00 14,700

INDEPENDENCE FEDERAL SAVI(COM) 13.25 24,320

INNOVATIVE CLINICAL SOLUT(COM) 0.73-0.89 90,000

INTERCOUNTY BANCSHARES IN(COM) 28.00 17,085

INTERCOUNTY BANCSHARES IN(COM) 28.50 18,172

INTERCOUNTY BANCSHARES IN(COM) 29.00-29.50 130

INTERCOUNTY BANCSHARES IN(COM) 28.50 31,372

INTERCOUNTY BANCSHARES IN(COM) 28.50 60,043

INTERCOUNTY BANCSHARES IN(COM) 28.00-29.00 62,549

INTERSCIENCE COMPUTER COR(COM) 0.60 24,500

ITRON INC.(COM) 6.75 7,606

JMAR TECHNOLOGIES INC(COM) 1.56 437,965

12 MO.

INSIDER PRICE

COMPANY INSIDER TITLE RANKING RANGE

ABATIX CORP.(COM) SHAVER TERRY W P -1 4-2

ADFLEX SOLUTIONS INC.(COM) BERT ERIC H OX -12 10-2

ALABAMA NATIONAL BANCORP.(COM) BARNES W R D – 28-22

AMERICAN ABSORBENTS NATRL(COM) BITTERLL ROBERT L P 1 1-0

AMERICAN ATM CORP.(COM) SHAPIRO NORMAN D -1 4-0

AMERICAN BIO MEDICA INC(COM) CASTERLIN DOUGLAS VP 1 3-1

ARMANINO FOODS DISTINCTIO(COM) ARMANINO WILLIAM J SH -1 3-1

ARTESYN TECHNOLOGIES INC(COM) ODONNELL JOSEPH M CB -6 25-12

ATLANTIC AMERICAN CORP.(COM) HOWELL HILTON H P 3 5-2

BANC STOCK GROUP INC. BUTNER ROBERT K D 3 7-3

BANC STOCK GROUP INC. BARTON JEFFREY C VP 3 7-3

BANC STOCK GROUP INC. BLACKWELL ROGER D D 3 7-3

BANC STOCK GROUP INC. RETTIG JOHN D 3 7-3

BANKNORTH GROUP INC.(COM) HACKETT LUTHER F D -1 38-25

BASIC EARTH SCIENCE SYSTE(COM) BREUER G W D – 0

BEI TECHNOLOGIES INC.(COM) GIROIR JOSEPH C D -1 15-6

BERINGER WINE ESTATES HLDGS. INC MOONE E M D -1 48-32

BERINGER WINE ESTATES HLDGS. INC VARE GEORGE A D -1 48-32

BIGSTAR ENTERTAINMENT INC(COM) LEVITSKY DAVID D 6 8-5

BI0 IMAGING TECHNOLOGIES (COM) NOWICKI DAVID E D 2 1-0

BIOSITE DIAGNOSTICS INC.(COM) WATLINGTON THOMAS M VP 2 14-5

BIOSPECIFICS TECHNOLOGIES(COM) HORCHER ALBERT O 1 5-2

BRUNSWICK TECHNOLOGIES IN(COM) GRIMMES MARTIN S CB – 9-4

CANTERBURY PARK HOLDING C(COM) GARIN MICHAEL J VP 5 7-3

CANTERBURY PARK HOLDING C(COM) BARENSCHEER BRIAN C D 5 7-3

CASCADE BANCORP INC.(COM) DELVIN MICHAEL VP – 20-13

CENTURY COMMUNICATIONS CORP. ROSENSWEIG DAVID Z D -1 60-16

CHALONE WINE GROUP LTD.(COM) WOODWARD W P CB – 11-8

CHILORENS BROADCASTING CO(COM) WIGLEY MICHAEL R D 1 4-2

COBALT GROUP INC(COM) TULLMAN HOWARD A CB 6 15-8

COGNIZANT TECHNOLOGY SOLUTIONS C BELLOMO ANTHONY D 1 45-9

COLLINS INDUSTRIES INC.(COM) COWDEN JACK W VP -1 7-4

COMMAND SECURITY CORP.(COM) KIKIS PETER D 2 1

COMMAND SECURITY CORP.(COM) VASSELL WILLIAM C D 2 1

COMMUNITY TR BANCORP INC.(COM) MEADE LUCIAN I OS – 26-21

CORRECTIONAL SERVICES COR(COM) SLATTERY JAMES F P 1 14-5

COVOL TECH INC.(COM) COOK BRENT M P – 8-3

CREE RESEARCH INC.(COM) ROBB WALTER L D -2 80-14

CROWN VANTAGE INC.(COM) WATKINSON JAMES S D 1 4-2

D & K HEALTHCARE RESOURCE(COM) USDAN JAMES M D 1 27-16

DATUM INC(COM) VANDER KAAY ERIK H P 1 12-6

DATUM INC(COM) HORWITZ LOUIS B CB 1 12-6

DIGITAL LINK CORP.(COM) KAZMIERCZAK STANLEY E VP 1 11-3

ENVIRONMENTAL TECHNOLOGIE(COM) KEENER DAVID A O 1 2-0

EQUITY MARKETING INC.(COM) ROBECK STEPHEN P D -1 15-5

EVERGREEN RESOURCES INC.(COM) RYAN JOHN J D 1 24-18

FARMERS & MERCHANTS BANCO(COM) WISHEK CARL A D 2 210-203

FARMERS & MERCHANTS BANCO(COM) STEINWERT KENT A P 2 210-203

FARO TECHNOLOGIES INC.(COM) RAAB SIMON CB 1 7-3

FIRST FINANCIAL CORP. (RI(COM) SHANAHAN PATRICK J CB 1 15-12

FIRST FINANCIAL HOLDINGS (COM) HUTCHINSON ANDREW L D -1 21-15

FIRST FINANCIAL HOLDINGS (COM) THORNHILL THOMAS E D -1 21-15

FIRST LANCASTER BANCSHARE(COM) SUTTON RONALD L D 2 N/A

FIRST LANCASTER BANCSHARE(COM) GAY DAVID W D 2 N/A

FIRST UNITED BANCSHARES I(COM) NOLAN ROBERT C D – 22-14

GENLYTE GROUP INC (COM) FERKO WILLIAM G VP – 26-16

GENUS INC.(COM) MITCHELL MICHAEL J D -1 4-1

GLB BANCORP INC.(COM) OSBORNE JEROME T CB 2 15-8

GLB BANCORP INC.(COM) MECHIR GEORGE X D 2 15-8

GREAT TRAIN STORE CO.,THE(COM) POLLACK JOEL S D 1 2-1

GRIFFIN LAND & NURSERIES (COM) DANZIGER FREDERICK M P 2 15-9

HAMPSHIRE GROUP LTD.(COM) CLAYTON CHARLES W O – 18-7

HANOVER GOLD CO INC.(COM) FISH JAMES A D 3 0

HANOVER GOLD CO INC.(COM) TENEFF HOBART P 3 0

HANOVER GOLD CO INC.(COM) DEGERSTROM NEALA D 3 0

HARRIS & HARRIS GROUP INC.(COM) POLK WILLIAM R D 7 2-1

HEALTHTRONICS INC(COM) BECK VICTORIA W O -1 N/A

HEALTHTRONICS INC(COM) BROWN ROY S P -1 N/A

HEALTHTRONICS INC(COM) WARLICK JOHN P VP -1 N/A

HUDSON TECHNOLOGIES INC.(COM) MONTETTA DOMINIC J D 3 3-2

HUNT J B TRANS SVCS INC(COM) GARRISON EARL W CB 3 26-13

HUNT J B TRANS SVCS INC(COM) HUNT JONNIE B D 3 26-13

HUNT J B TRANS SVCS INC(COM) HUNT JOHNELLE D D 3 26-13

ICO INC.(COM PACHOLDER ROBIN E D 1 N/A

INDEPENDENCE FEDERAL SAVI(COM) SMITH FRANCIS L D 1 15-11

INNOVATIVE CLINICAL SOLUT(COM) DIETER BRYAN B O 2 4-1

INTERCOUNTY BANCSHARES IN(COM) ROWSEY WALTER H OS – 31-27

INTERCOUNTY BANCSHARES IN(COM) BEAM S C D – 31-27

INTERCOUNTY BANCSHARES IN(COM) KLUMB STEPHEN G OX – 31-27

INTERCOUNTY BANCSHARES IN(COM) WITHERBY HOWARD T OS – 31-27

INTERCOUNTY BANCSHARES IN(COM) DEHNER CHARLES L VP – 31-27

INTERCOUNTY BANCSHARES IN(COM) SMITH TIMOTHY L P – 31-27

INTERSCIENCE COMPUTER COR(COM) BAKER NORMAN D 1 1-0

ITRON INC.(COM) SHEPHERD DENNIS A VP 2 10-5

JMAR TECHNOLOGIES INC(COM) MARTINEZ JOHN S D 1 3-2

KENETECH CORP.(COM) 35,000 9/1-13/99 0.31-0.45

KNAPE & VOGT MANUFACTURIN(COM) 1,100 9/21/99 16.50-16.75

LACROSSE FOOTWEAR INC.(COM) 14,700 9/15-29/99 6.25-7.00

MAIN STREET BANCORP INC.(COM) 2,000 9/14/99 12.74

MAIN STREET BANCORP INC.(COM) 850 9/15/99 12.50

MALLON RESOURCES CORP.(COM) 28,500 8/3-25/99 7.56-18.13

MARATHON BANCORP(COM) 2,000 9/17/99 2.94

MARSHALL & ILSLEY CORP.(COM) 32,250 [*] 9/15/99 58.39

MARTEK BIOSCIENCES CORP.(COM) 1,000 9/30/99 5.91

MARTEK BIOSCIENCES CORP.(COM) 1,000 9/29/99 6.06

MARTEK BIOSCIENCES CORP.(COM) 5,700 9/29-30/99 5.75-5.81

MARTEK BIOSCIENCES CORP.(COM) 3,000 9/27/99 6.02

MATHSOFT INC.(COM) 10,000 9/7/99 2.50

MCNAUGHTON APPAREL GROUP(COM) 9,000 9/21/99 8.90

MEADOW VALLEY CORP.(COM) 3,000 9/1/99 4.00

MEDICALCONTROL INC(COM) 10,000 9/23/99 7.50

MEGABANK FINANCIAL CORP(COM) 46,458 9/3/99 9.97

METHODE ELECTRONICS INC. 12,000 9/17/99 18.00

MICRONETICS WIRELESS INC.(COM) 10,000 9/16/99 3.50-3.53

MID-STATEBANCSHARES(COM) 500 9/27/99 29.87

MIDDLESEXWATER CO.(COM) 1,500 9/15/99 32.00

MTSSYSTEMS(COM) 7,500 9/9-13/99 10.20-10.50

ORION ACQUISITION CORP.I(COM) 106,450 9/3/99 1.75

ORION ACQUISITION CORP.I(COM) 41,000 9/3/99 1.75

ORION ACQUISITION CORP.I(COM) 22,000 9/3/99 1.75

PACIFIC CAPITAL BANCORP(COM) 1,900 9/27/99 30.50

PACIFIC CAPITAL BANCORP(COM) 40,000 9/10-13/99 30.75

PACKAGED ICE INC(COM) 25,000 9/30/99 3.50

PACKAGED ICE INC(COM) 3,000 9/30/99 3.50

PANERA BREAD CO 20,106 8/18-9/9/99 6.94-7.12

PANERA BREAD CO 20,106 8/18-9/9/99 6.94-7.12

PBOC HOLDINGS INC.(COM) 5,000 9/16/99 7.94

PENTECH INTL. INC.(COM) 23,000 9/30/99 1.19

PERFICIENT INC(COM) 5,000 9/22/99 8.63-8.69

PERFICIENT INC(COM) 2,500 9/22/99 8.63

PITTSBURGH HOME FINL CORP(COM) 2,000 9/14/99 12.75

PITTSBURGH HOME FINL CORP(COM) 1,906 9/7/99 12.40

POSSIS MEDICAL INC.(COM) 1,000 8/26/99 10.13

POSSIS MEDICAL INC.(COM) 68,000 9/16-23/99 11.25-11.75

PROGRESS SOFTWARE CORP.(COM) 2,000 9/20/99 34.00

PROSPERITY BANCSHARES INC(COM) 2,000 9/24/99 14.34

QUIXOTE CORP.(COM) 50,000 9/7-8/99 14.94-14.96

RATIONAL SOFTWARE CORP.(COM) 8,228 9/3/99 29.13

REGENT ASSISTED LIVING IN(COM) 23,500 9/7/99 2.50

REGENT ASSISTED LIVING IN(COM) 23,500 9/7/99 2.50

REMEC INC.(COM) 81,840 9/21-23/99 13.00-14.00

RESPONSE USA INC.(COM) 562,220 9/30/99 6.50

ROBOTIC VISION SYSTEMS IN(COM) 2,000 9/17/99 4.00

ROCHESTER MEDICAL CORP.(COM) 20,000 9/20/99 10.00

RYANS FAMILY STEAK HOUSES(COM) 325 9/23/99 9.25

SANCHEZ COMPUTER ASSOCIAT(COM) 20,000 [*] 9/23/99 33.93

SANDERSON FARMS INC.(COM) 2,000 9/21/99 10.25

SCC COMMUNICATIONS CORP(COM) 3,501 8/18-19/99 7.00

SENECA FOODS CORP. 2,600 9/20/99 13.00

SHORE BANCSHARES INC(COM) 2,200 8/12-9/29/99 20.00-21.00

SSE TELECOM INC.(COM) 8,000 9/7/99 2.52

STERLING CHEMICALS HOLDIN(COM) 10,000 9/29/99 3.25-3.75

SVB FINANCIAL SERVICES IN(COM) 1,000 9/16/99 9.00

TELESCAN INC.(COM) 4,116 9/9-10/99 16.20-16.60

TODD AO CORP 14,000 9/21/99 14.98

TORVEC INC(COM) 4,500 9/13/99 6.92

TRI-CNTY BANCORP INC(COM) 500 9/27/99 11.88

ULTRALIFE BATTERIES INC.(COM) 12,500 9/24-30/99 4.00-4.25

UMB FINANCIAL CORP.(COM) 2,500 9/1-21/99 42.25-42.50

UNIROYAL TECHNOLOGY CORP.(COM) 2,000 9/8/99 9.94-10.00

VARI-LITE INTL INC(COM) 9,409 9/3-14/99 1.00-1.19

VERIO INC.(COM) 38,011 9/1-13/99 34.25-36.69

VIEW TECH INC.(COM) 40,500 9/3-9/99 1.63-1.69

WALL STREET DELI INC.(COM) 5,000 9/28/99 2.00

WEBB INTERACTIVE SVCS INC(COM) 2,332 8/3/99 13.20

WEBHIRE INC(COM) 7,500 9/7/99 11.13

WEBSTER FINANCIAL CORP.(COM) 1,000 9/17/99 26.13

WET SEAL INC. 700 9/14/99 13.25

WILLIAMS INDUSTRIES INC.(COM) 10,000 9/30/99 3.25

WILLIAMS INDUSTRIES INC.(COM) 20,000 9/30/99 3.25

WOODHEAD INDUSTRIES INC.(COM) 1,000 9/10/99 11.00

YARDVILLE NATIONAL BANCORP(COM) 9,447 9/21/99 11.63-11.81

ZAXIS INTL INC.(COM) 3,700 9/12/99 1.25

KENETECH CORP.(COM) 35,000 URHAUSEN DIANNE P VP 2 0

KNAPE & VOGT MANUFACTURIN(COM) 9,783 POINDEXTER JACK D OT 1 19-13

LACROSSE FOOTWEAR INC.(COM) 3,281,971 SCHNEIDER GEORGE W CB 2 10-5

MAIN STREET BANCORP INC.(COM) 25,909 BIEVER RICHARD D D 6 21-12

MAIN STREET BANCORP INC.(COM) 35,233 EDWARDS EDWARDS J D 6 21-12

MALLON RESOURCES CORP.(COM) 739,700 SELDIN PETER K SH 2 9-6

MARATHON BANCORP(COM) 49,723 COLLETTE CRAIG D P 1 3

MARSHALL & ILSLEY CORP.(COM) 271,852 WIGDALE JAMES B CB 3 72-41

MARTEK BIOSCIENCES CORP.(COM) 5,500 PANEM SANDRA D 4 12-5

MARTEK BIOSCIENCES CORP.(COM) 52,505 FISHER THOMAS C VP 4 12-5

MARTEK BIOSCIENCES CORP.(COM) 217,335 LINSERT HENRY J CB 4 12-5

MARTEK BIOSCIENCES CORP.(COM) 3,000 KELLER JEROME C VP 4 12-5

MATHSOFT INC.(COM) 30,000 MARTIN DAVID D 2 6-2

MCNAUGHTON APPAREL GROUP(COM) 20,000 SIEGEL ROBERT C D 1 10-2

MEADOW VALLEY CORP.(COM) 11,000 MAY EARLE C D 1 6-4

MEDICALCONTROL INC(COM) 3,313,157 HUNT JOHN W P 3 10-6

MEGABANK FINANCIAL CORP(COM) 2,613,192 KOWALSKI THOMAS R D -1 11-9

METHODE ELECTRONICS INC. 87,200 CROFT WILLIAM C D -1 24-10

MICRONETICS WIRELESS INC.(COM) 31,649 ROBBINS DAVID F VP 1 4-1

MID-STATEBANCSHARES(COM) 23,993 MAGUIRE STEPHEN P D – 38-24

MIDDLESEXWATER CO.(COM) 32,187 MUNDY STEPHEN H D 3 40-21

MTSSYSTEMS(COM) 41,047 EMERY SIDNEY W P – 15-10

ORION ACQUISITION CORP.I(COM) 194,000 MARLETT CHRISTOPHER A D 3 10-1

ORION ACQUISITION CORP.I(COM) 68,000 MARLETT DYANA W D 3 10-1

ORION ACQUISITION CORP.I(COM) 41,255 DIGIANDOMENICO ANTHONY D 3 10-1

PACIFIC CAPITAL BANCORP(COM) 75,663 HAYNES STANLEY R D -4 50-21

PACIFIC CAPITAL BANCORP(COM) 87,294 MCAFEE WILLIAM S D -4 50-21

PACKAGED ICE INC(COM) 417,943 LEWIS A J P 3 9-3

PACKAGED ICE INC(COM) 361,700 STUART JAMES F D 3 9-3

PANERA BREAD CO 1,275,040 SHAICH RONALD M CB 1 N/A

PANERA BREAD CO 1,292,646 SHAICH RONALD M D 1 N/A

PBOC HOLDINGS INC.(COM) 156,895 FLADER WILLIAM W VP 1 11-8

PENTECH INTL. INC.(COM) 1,216,028 MELNICK NORMAN CB 1 2-1

PERFICIENT INC(COM) 505,000 MENELL BRYAN R P 2 10-6

PERFICIENT INC(COM) 619,392 MCDONALD JOHN T D 2 10-6

PITTSBURGH HOME FINL CORP(COM) 43,094 LERACN RICHARD F D – 16-12

PITTSBURGH HOME FINL CORP(COM) 26,251 MAXCY GREGORY G D – 16-12

POSSIS MEDICAL INC.(COM) 15,000 WEGMILLER DONALD C D 8 15-5

POSSIS MEDICAL INC.(COM) 200,000 MATTISON WILLIAM C D 8 15-5

PROGRESS SOFTWARE CORP.(COM) 958 BENTON DAVID H O -2 36-21

PROSPERITY BANCSHARES INC(COM) 164,500 RUDOLPH TRACY T CB 1 17-12

QUIXOTE CORP.(COM) 261,553 ROLLHAUS PHILIP E CB 1 15-11

RATIONAL SOFTWARE CORP.(COM) 217,132 CASE DANIEL H D – 40-22

REGENT ASSISTED LIVING IN(COM) 56,500 GREGG STEPHEN A D 2 7-2

REGENT ASSISTED LIVING IN(COM) 3,208,200 BOWEN WALTER C P 2 7-2

REMEC INC.(COM) 0 RANDALL NICHOLAS J VP -2 22-7

RESPONSE USA INC.(COM) 0 MAY ROBERT L D -1 5-1

ROBOTIC VISION SYSTEMS IN(COM) 26,667 DIPRIETO FRANK A D 2 6-2

ROCHESTER MEDICAL CORP.(COM) 133,200 CONWAY PETER R D 1 15-8

RYANS FAMILY STEAK HOUSES(COM) 2,615 ROBERT HAROLD K D -1 14-9

SANCHEZ COMPUTER ASSOCIAT(COM) 3,420 LOEWENBERG JOHN D D -2 81-16

SANDERSON FARMS INC.(COM) 6,359 BILLINGSLEY SAMUEL R OX 2 17-10

SCC COMMUNICATIONS CORP(COM) 16,500 HAMILTON NANCY K O -1 7-3

SENECA FOODS CORP. 141,072 KAYSER KRAIG H P 1 15-10

SHORE BANCSHARES INC(COM) 12,868 SANGER WILLIAM M D 5 33-20

SSE TELECOM INC.(COM) 9,000 COMMENDATORE JAMES J O 5 3-1

STERLING CHEMICALS HOLDIN(COM) 698,924 DIASSI FRANK P CB 1 7-3

SVB FINANCIAL SERVICES IN(COM) 118,324 BERNSTEIN BERNARD D 2 11-9

TELESCAN INC.(COM) 0 WALDMAN NEIL S VP -2 25-3

TODD AO CORP 14,000 POLLACK SYNDEY D – N/A

TORVEC INC(COM) 255,600 POLSTER MORTON A D 1 12-4

TRI-CNTY BANCORP INC(COM) 34,762 GRIGGS LANCE H D – 15-9

ULTRALIFE BATTERIES INC.(COM) 280,000 ABELES JOSEPH C D 1 N/A

UMB FINANCIAL CORP.(COM) 167,972 ROLLEY ALAN W D -4 49-39

UNIROYAL TECHNOLOGY CORP.(COM) 48,723 GUTFREUND MARTIN J VP -1 12-7

VARI-LITE INTL INC(COM) 6,529 PESTINGER JANIS C VP -1 4-1

VERIO INC.(COM) 27,636 BROPHY SEAN G VP -3 83-13

VIEW TECH INC.(COM) 304,500 INANILAN ALI O 1 4-1

WALL STREET DELI INC.(COM) 3,000 BEAMAARON D 1 5-2

WEBB INTERACTIVE SVCS INC(COM) 30,497 CULLEN WILLIAM R O 3 19-4

WEBHIRE INC(COM) 45,690 EADES CYNTHIA G O -8 14-2

WEBSTER FINANCIAL CORP.(COM) 5,022 CRAWFORD JOHN H D 2 32-19

WET SEAL INC. 2,147 KIM ANN VP 1 46-14

WILLIAMS INDUSTRIES INC.(COM) 203,602 WILLIAMS FRANK E P 2 6-3

WILLIAMS INDUSTRIES INC.(COM) 49,000 OFFUTT R B D 2 6-3

WOODHEAD INDUSTRIES INC.(COM) 1,600 BAKER GREGORY E VP 4 15-9

YARDVILLE NATIONAL BANCORP(COM) 125,932 MATLACK LOUIS R D 3 15-11

ZAXIS INTL INC.(COM) 62,187 BEDELL CONALY W CB -1 2-0

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