NASDAQ – Illustration – Statistical Data Included

NASDAQ

COMPANY BUY SELL DATE PRICE

ZWEIG TOTAL RETURN FUND I(COM) 500 10/8/99 7.63

1-800 CONTACTS INC.(COM) 7,766 9/13/99 25.75-26.06

3COM CORP.(COM) 24,000 [*] 9/30/99 28.88

4 KIDS ENTERTAINMENT INC.(COM) 9,000 [*] 9/20/99 35.95

4 KIDS ENTERTAINMENT INC.(COM) 70,000 [*] 9/20/99 35.31

4 KIDS ENTERTAINMENT INC.(COM) 40,000 [*] 9/20/99 35.95

4 KIDS ENTERTAINMENT INC.(COM) 66,000 [*] 9/16/99 36.33

4 KIDS ENTERTAINMENT INC.(COM) 40,000 [*] 9/9/99 31.50-32.57

ABLE TELECOM HOLDING CORP(COM) 64,430 8/18-9/27/99 8.66-9.25

ACCREDO HEALTH INC(COM) 5,570 9/29-30/99 30.00-31.00

ACCREDO HEALTH INC(COM) 19,560 9/1/99 34.25

ACCREDO HEALTH INC(COM) 570 9/29/99 30.00

ACCREDO HEALTH INC(COM) 570 9/29/99 30.00

ACTIVISION INC.(COM) 22,296 [*] 9/12/99 15.75-15.88

ACTIVISION INC.(COM) 35,000 9/12/99 15.75-15.88

ACTUATE CORP(COM) 32,787 9/15/99 30.50

ACTUATE CORP(COM) 32,787 9/15/99 30.50

ACXIOM CORP(COM) 7,000 9/22/99 16.52

ADC TELETOMMUNICATIONS IN(COM) 2,000 8/26/99 36.38

ADOBE SYSTEMS INC.(COM) 7,030 [*] 9/20/99 106.88

ADVANCE PARADIGM INC.(COM) 5,000 [*] 9/13-14/99 60.00

ADVANCE PARADIGM INC.(COM) 5,000 [*] 9/14/99 59.88

ADVANCE PARADIGM INC.(COM) 4,284 9/14/99 59.75

ADVANCED DIGITAL INFORMAT(COM) 5,000 9/1/99 33.00

ADVANCED DIGITAL INFORMAT(COM) 15,000 9/3/99 30.33

ADVANTAGE MARKETING SYSTEMS INC. 15,064 9/21-30/99 3.63-6.68

AEHR TEST SYSTEMS(COM) 4,000 9/30/99 5.06

AFFINITY TECHNOLOGY GROUP(COM) 275,000 8/11-31/99 0.75-0.94

AFTERMARKET TECHNOLOGY CO(COM) 4,600 9/1-30/99 9.25-10.00

AFTERMARKET TECHNOLOGY CO(COM) 4,600 9/1-30/99 9.25-10.00

AFTERMARKET TECHNOLOGY CO(COM) 4,600 9/1-30/99 9.25-10.00

AG CHEM EQUIPMENT CO., IN(COM) 4,000 9/16-24/99 9.63-9.88

AIRGATE PCS INC(COM) 400 9/27/99 17.00

ALAMANCE NATIONAL BANK GR(COM) 2,400 9/20/99 10.75

ALEXION PHARMACEUTICALS I(COM) 2,000 9/30/99 16.00

ALLIANCE RESOURCE PARTNER(UTSLP) 21,600 9/10-13/99 14.88-15.13

ALLIED HEALTHCARE PRODUCT(COM) 21,500 9/17-29/99 2.56-2.69

ALPHA INDUSTRIES INC.(COM) 70,300 [*] 9/14-15/99 51.75-54.50

ALPHA INDUSTRIES INC.(COM) 10,000 9/3/99 57.09

ALPHA TECHNOLOGIES GROUP (COM) 2,500 9/30/99 3.94

AMARILLO BIOSCIENCES INC.(COM) 3,000 9/30/99 0.90

AMERICAN BINGO & GAMING C(COM) 10,000 9/3-15/99 1.03-1.12

COMPANY HOLDING INSIDER TITLE

ZWEIG TOTAL RETURN FUND I(COM) 2,964 LAZAR JEFFREY P DO

1-800 CONTACTS INC.(COM) 197,600 YACKTMAN STEPHEN A D

3COM CORP.(COM) 0 CAMPBELL GORDON A D

4 KIDS ENTERTAINMENT INC.(COM) 0 GARRITY JOSEPH P VP

4 KIDS ENTERTAINMENT INC.(COM) 0 HIRSCH SHELDON OS

4 KIDS ENTERTAINMENT INC.(COM) 1,122,000 KAHN ALFRED R D

4 KIDS ENTERTAINMENT INC.(COM) 0 KENNEY THOMAS J OS

4 KIDS ENTERTAINMENT INC.(COM) 0 GROSSFELD NORMAN OS

ABLE TELECOM HOLDING CORP(COM) 470,800 GAINES FRAZIER L OX

ACCREDO HEALTH INC(COM) 144,184 CARSON RUSSELL L AF

ACCREDO HEALTH INC(COM) 30,000 GROW JOHN R P

ACCREDO HEALTH INC(COM) 2,003,430 ANDERSON BRUCE K SH

ACCREDO HEALTH INC(COM) 2,043,940 WELSH PATRICK J D

ACTIVISION INC.(COM) 67,493 PLAGA BARRY J VP

ACTIVISION INC.(COM) 67,493 PLAGA BARRY J VP

ACTUATE CORP(COM) 349,713 CITTADINI PETER VP

ACTUATE CORP(COM) 1,127,213 NIERENBERG NICOLAS P

ACXIOM CORP(COM) 3,234,051 MORGAN CHARLES D CB

ADC TELETOMMUNICATIONS IN(COM) 2,000 SOBTI ARAN VP

ADOBE SYSTEMS INC.(COM) 12,000 COVERT HAROLD L VP

ADVANCE PARADIGM INC.(COM) 0 FILIPEK JOSEPH J VP

ADVANCE PARADIGM INC.(COM) 8,500 SATTLER JOHN H VP

ADVANCE PARADIGM INC.(COM) 109,738 HALBERT JON S VP

ADVANCED DIGITAL INFORMAT(COM) 55,000 WALKER WALTER F D

ADVANCED DIGITAL INFORMAT(COM) 73,000 BAYLEY CHRISTOPHER T D

ADVANTAGE MARKETING SYSTEMS INC. 361,105 HAIL JOHN W D

AEHR TEST SYSTEMS(COM) 3,782 LARSON GARY L VP

AFFINITY TECHNOLOGY GROUP(COM) 138,400 WILSON PETER R D

AFTERMARKET TECHNOLOGY CO(COM) 9,875,912 ROEDER RICHARD K D

AFTERMARKET TECHNOLOGY CO(COM) 9,931,476 CROWELL RICHARD R D

AFTERMARKET TECHNOLOGY CO(COM) 10,101,154 PARSKY GERALD L D

AG CHEM EQUIPMENT CO., IN(COM) 43,100 JETLAND MARY M D

AIRGATE PCS INC(COM) 86,931 SPENCER SHELLEY L O

ALAMANCE NATIONAL BANK GR(COM) 15,591 LAMM JAMES D D

ALEXION PHARMACEUTICALS I(COM) 287,188 HOWE TIMOTHY F D

ALLIANCE RESOURCE PARTNER(UTSLP) 26,600 GREENWOOD MICHAEL L VP

ALLIED HEALTHCARE PRODUCT(COM) 1,333,100 WEIL JOHN D D

ALPHA INDUSTRIES INC.(COM) 59,175 LEONARD THOMAS C O

ALPHA INDUSTRIES INC.(COM) 33,000 TOPOL SIDNEY D

ALPHA TECHNOLOGIES GROUP (COM) 1,032,094 BUTLER LARRY G CB

AMARILLO BIOSCIENCES INC.(COM) 13,500 CHEN STEPHEN T D

AMERICAN BINGO & GAMING C(COM) 310,000 MINCH JEFFREY L D

12 MO.

INSIDER PRICE

COMPANY RANKING RANGE

ZWEIG TOTAL RETURN FUND I(COM) 1 9

1-800 CONTACTS INC.(COM) -3 29-7

3COM CORP.(COM) 1 49-20

4 KIDS ENTERTAINMENT INC.(COM) -7 73-7

4 KIDS ENTERTAINMENT INC.(COM) -7 73-7

4 KIDS ENTERTAINMENT INC.(COM) -7 73-7

4 KIDS ENTERTAINMENT INC.(COM) -7 73-7

4 KIDS ENTERTAINMENT INC.(COM) -7 73-7

ABLE TELECOM HOLDING CORP(COM) -1 7-5

ACCREDO HEALTH INC(COM) -2 36-19

ACCREDO HEALTH INC(COM) -2 36-19

ACCREDO HEALTH INC(COM) -2 36-19

ACCREDO HEALTH INC(COM) -2 36-19

ACTIVISION INC.(COM) -2 13-10

ACTIVISION INC.(COM) -2 13-10

ACTUATE CORP(COM) -2 37-8

ACTUATE CORP(COM) -2 37-8

ACXIOM CORP(COM) -1 31-16

ADC TELETOMMUNICATIONS IN(COM) – 52-21

ADOBE SYSTEMS INC.(COM) -1 126-36

ADVANCE PARADIGM INC.(COM) -3 69-28

ADVANCE PARADIGM INC.(COM) -3 69-28

ADVANCE PARADIGM INC.(COM) -3 69-28

ADVANCED DIGITAL INFORMAT(COM) 3 48-10

ADVANCED DIGITAL INFORMAT(COM) 3 48-10

ADVANTAGE MARKETING SYSTEMS INC. 2 2

AEHR TEST SYSTEMS(COM) 1 7-4

AFFINITY TECHNOLOGY GROUP(COM) -1 4-0

AFTERMARKET TECHNOLOGY CO(COM) 5 12-5

AFTERMARKET TECHNOLOGY CO(COM) 5 12-5

AFTERMARKET TECHNOLOGY CO(COM) 5 12-5

AG CHEM EQUIPMENT CO., IN(COM) 2 16-9

AIRGATE PCS INC(COM) 2 42-24

ALAMANCE NATIONAL BANK GR(COM) 1 11-9

ALEXION PHARMACEUTICALS I(COM) -1 16-7

ALLIANCE RESOURCE PARTNER(UTSLP) 2 19-13

ALLIED HEALTHCARE PRODUCT(COM) 4 3-1

ALPHA INDUSTRIES INC.(COM) -2 58-14

ALPHA INDUSTRIES INC.(COM) -2 58-14

ALPHA TECHNOLOGIES GROUP (COM) 3 6-1

AMARILLO BIOSCIENCES INC.(COM) 1 3-1

AMERICAN BINGO & GAMING C(COM) 1 3-1

AMERICAN DENTAL TECHNOLOG(COM) 16,000 9/3-14/99

AMERICAN EAGLE OUTFITTERS(COM) 3,234 9/15/99

AMERICAN ENERGY GROUP LTD(COM) 131,125 8/27-9/28/99

AMERICAN NATIONAL BANKSHA(COM) 1,000 9/3/99

AMERICAN NATIONAL BANKSHA(COM) 200 9/7/99

AMERICAN PHYSICIANS SVC G(COM) 23,000 9/28-30/99

AMERICAN PHYSICIANS SVC G(COM) 4,000 9/24-30/99

AMERICAN PHYSICIANS SVC G(COM) 7,000 [*] 9/23-29/99

AMERICAN XTAL TECHNOLOGY (COM) 16,900 9/14-15/99

AMERICAN XTAL TECHNOLOGY (COM) 50,000 9/1/99

AMERICAN XTAL TECHNOLOGY (COM) 46,329 9/1/99

AMERITRADE HOLDING CORP. 191,564 9/1/99

AMERUS LIFE HOLDINGS INC. 1,000 9/30/99

AMGEN INC.(COM) 45,000 9/16-17/99

AMGEN INC.(COM) 5,000 [*] 9/15/99

AMGEN INC.(COM) 4,084 [*] 9/15/99

AMTRAN INC.(COM) 69,100 9/2-15/99

ANAREN MICROWAVE INC.(COM) 3,000 9/16/99

ANDERSONS INC.(COM) 1,000 9/13/99

ANESTA CORP.(COM) 5,495 [*] 9/1/99

ANICOM INC.(COM) 6,900 9/1/99

ANTHONY & SYLVAN POOLS CO(COM) 152,092 9/7/99

APOGEE ENTERPRISES INC.(COM) 1,000 9/23/99

APOLLO GROUP INC. 1,000 9/1-13/99

APPLIED ANALYTICAL INDUST(COM) 2,200 9/7/99

APPLIED BIOMETRICS INC.(COM) 2,500 9/29/99

APPLIED BIOMETRICS INC.(COM) 5,000 9/29/99

APPLIED BIOMETRICS INC.(COM) 2,500 9/29/99

APPLIED BIOMETRICS INC.(COM) 3,000 9/29/99

APPLIED BIOMETRICS INC.(COM) 1,000 9/29/99

APPLIED BIOMETRICS INC.(COM) 5,000 9/29/99

APPLIED BIOMETRICS INC.(COM) 5,000 9/29/99

APPLIED MATERIALS INC.(COM) 24,000 [*] 9/7/99

APPLIED MATERIALS INC.(COM) 30,000 [*] 9/3/99

APPLIED MATERIALS INC.(COM) 44,000 [*] 9/3/99

APPLIED MATERIALS INC.(COM) 28,106 9/2-29/99

APPLIED MATERIALS INC.(COM) 4,000 9/13/99

APPLIED MATERIALS INC.(COM) 96 9/7/99

APPLIED MATERIALS INC.(COM) 54,000 [*] 9/7/99

APPLIED MATERIALS INC.(COM) 110,000 [*] 9/2-29/99

AREA BANCSHARES CORP.(COM) 11,119 9/1-22/99

AREA BANCSHARES CORP.(COM) 300,000 9/1-22/99

AREA BANCSHARES CORP.(COM) 27,500 9/30-10/1/99

ARNOLD INDUSTRIES INC.(COM) 2,000 9/28/99

ASHFORD COM INC(COM) 9,970 9/22/99

ASHFORD COM INC(COM) 4,965 9/22/99

ASHFORD COM INC(COM) 9,970 9/22/99

ASHFORD COM INC(COM) 9,970 9/22/99

ASHFORD COM INC(COM) 6,470 9/22/99

ASHFORD COM INC(COM) 3,970 9/22/99

ASHFORD COM INC(COM) 8,470 9/22/99

ASPECT DEVELOPMENT INC.(COM) 15,000 [*] 9/3/99

ASSOCIATED BANC-CORP.(COM) 2,000 [*] 8/4/99

ASYST TECHNOLOGIES INC.(COM) 10,000 [*] 9/14/99

ASYST TECHNOLOGIES INC.(COM) 16,000 [*] 9/1-17/99

ASYST TECHNOLOGIES INC.(COM) 3,899 9/1-17/99

AT HOME CORP.(COM) 13,000 9/23/99

AT HOME CORP.(COM) 30,000 9/3/99

AT HOME CORP.(COM) 25,000 9/3/99

AURORA BIOSCIENCES CORP. 71,999 [*] 9/2-15/99

AURORA BIOSCIENCES CORP. 58,514 9/2-15/99

AVANT IMMUNOTHERAPEUTICS (COM) 50,000 9/22/99

AVERY COMMUNICATIONS INC.(COM) 5,000 9/29/99

AVERY COMMUNICATIONS INC.(COM) 8,000 9/22-24/99

BALLISTIC RECOVERY SYSTEM(COM) 23,200 9/24-30/99

BALLISTIC RECOVERY SYSTEM(COM) 10,000 9/21/99

BALLISTIC RECOVERY SYSTEM(COM) 12,200 9/21-30/99

BALLISTIC RECOVERY SYSTEM(COM) 3,000 9/12-24/99

BAMBOO COM INC(COM) 22,400 9/10/99

BAMBOO COM INC(COM) 112,000 9/10/99

BAMBOO COM INC(COM) 56,000 9/10/99

BANC STOCK GROUP INC. 1,000 10/7/99

BANC STOCK GROUP INC. 2,500 10/7/99

BANK WEST FINANCIAL CORP.(COM) 700 10/4/99

BANKFIRST CORP(COM) 12,500 9/7/99

BANKFIRST CORP(COM) 1,000 9/9/99

BANKFIRST CORP(COM) 6,400 9/14-21/99

BANKUNITED FINANCIAL CORP. 17,500 9/8-13/99

BEA SYSTEMS INC.(COM) 200,000 9/30/99

BEA SYSTEMS INC.(COM) 100 8/26/99

BEA SYSTEMS INC.(COM) 5,000 9/20/99

BEA SYSTEMS INC.(COM) 6,875 [*] 9/10-17/99

BEL FUSE INC. 5,000 9/21-23/99

BEST SOFTWARE INC.(COM) 10,000 8/2-9/10/99

AMERICAN DENTAL TECHNOLOG(COM) 2.51-2.88 96,050 VICKERS JOHN E D

AMERICAN EAGLE OUTFITTERS(COM) 45.50-45.75 30,066 THOMPSON DAVID W D

AMERICAN ENERGY GROUP LTD(COM) 1.59-2.13 180,010 SIMMONS BRADLEY J DO

AMERICAN NATIONAL BANKSHA(COM) 17.00 13,061 DAVENPORT BEN J D

AMERICAN NATIONAL BANKSHA(COM) 15.25 13,274 MAJORS CHARLES H P

AMERICAN PHYSICIANS SVC G(COM) 4.75 23,000 MYER ROBERT L D

AMERICAN PHYSICIANS SVC G(COM) 4.75-4.94 56,000 HAYES WILLIAM H VP

AMERICAN PHYSICIANS SVC G(COM) 4.81 0 SOLIMINE THOMAS R O

AMERICAN XTAL TECHNOLOGY (COM) 22.75-23.38 228,100 ZHANG DAVIS VP

AMERICAN XTAL TECHNOLOGY (COM) 23.00 529,465 YOUNG THEODORE S VP

AMERICAN XTAL TECHNOLOGY (COM) 25.50-32.00 1,937,271 YOUNG MORRIS S CB

AMERITRADE HOLDING CORP. 20.25 52,361,096 RICKETTS J J CB

AMERUS LIFE HOLDINGS INC. 21.50 14,800 GAFFNEY THOMAS F D

AMGEN INC.(COM) 79.25-82.88 452,899 BINDER GORDON M CB

AMGEN INC.(COM) 83.19 100,902 FENTON DENNIS M VP

AMGEN INC.(COM) 82.94 7,146 MORSTYN GEORGE VP

AMTRAN INC.(COM) 20.25-20.75 8,319,600 MIKELSONS J G CB

ANAREN MICROWAVE INC.(COM) 29.63 301,084 GERST CARL W D

ANDERSONS INC.(COM) 9.56 4,000 NICHOLS DAVID L D

ANESTA CORP.(COM) 10.75 21,774 KING THOMAS B P

ANICOM INC.(COM) 6.00 106,400 STERN LEE B D

ANTHONY & SYLVAN POOLS CO(COM) 7.00 460,381 WALDIN THOMAS B D

APOGEE ENTERPRISES INC.(COM) 7.03 92,403 HUFFER RUSSELL CB

APOLLO GROUP INC. 21.75-21.94 1,000 NORTON JOHN R SH

APPLIED ANALYTICAL INDUST(COM) 7.36 7,300 HALEY EUGENE T O

APPLIED BIOMETRICS INC.(COM) 3.00 2,500 WEISS ANDREW M VP

APPLIED BIOMETRICS INC.(COM) 3.00 42,500 NICOLOFF DEMETRE M D

APPLIED BIOMETRICS INC.(COM) 3.00 2,500 BALTZELL JOSHUA J O

APPLIED BIOMETRICS INC.(COM) 3.00 3,600 WEDAN STEVEN R O

APPLIED BIOMETRICS INC.(COM) 3.00 1,000 MEYER CAMILLE M O

APPLIED BIOMETRICS INC.(COM) 3.00 5,000 GREEN JEFFREY W D

APPLIED BIOMETRICS INC.(COM) 3.00 5,000 DANN NORMAN D

APPLIED MATERIALS INC.(COM) 78.50 0 LOW PAUL D

APPLIED MATERIALS INC.(COM) 76.51 27,038 BRONSON JOSEPH R VP

APPLIED MATERIALS INC.(COM) 77.09 477,070 WANG DAVID N VP

APPLIED MATERIALS INC.(COM) 75.00-80.56 491,505 MAYDAN DAN P

APPLIED MATERIALS INC.(COM) 79.38 66,300 ARMACOST MICHAEL H D

APPLIED MATERIALS INC.(COM) 77.96-78.31 633,993 SOMEKH SASSON R VP

APPLIED MATERIALS INC.(COM) 77.96-78.31 633,993 SOMEKH SASSON R VP

APPLIED MATERIALS INC.(COM) 75.00-80.56 491,505 MAYDAN DAN P

AREA BANCSHARES CORP.(COM) 24.50-24.94 30,306 RHODES ALLAN R D

AREA BANCSHARES CORP.(COM) 25.00-26.76 4,004,209 GATTON CAROL M CB

AREA BANCSHARES CORP.(COM) 28.02-28.41 164,236 BOONE SAMUEL A D

ARNOLD INDUSTRIES INC.(COM) 13.50 6,000 WARDEN JOHN L D

ASHFORD COM INC(COM) 13.00 10,862,178 DUNLEVIE BRUCE W SH

ASHFORD COM INC(COM) 13.00 10,862,178 GURLEY J W SH

ASHFORD COM INC(COM) 13.00 10,862,178 BEIRNE DAVID M SH

ASHFORD COM INC(COM) 13.00 10,872,148 KAGLE ROBERT C AF

ASHFORD COM INC(COM) 13.00 10,868,648 RACHLEFF ANDREW S SH

ASHFORD COM INC(COM) 13.00 10,862,178 HARVEY KEVIN R D

ASHFORD COM INC(COM) 13.00 10,870,648 SPURLOCK STEVEN M SH

ASPECT DEVELOPMENT INC.(COM) 16.28 57,736 PALMER CRAIG VP

ASSOCIATED BANC-CORP.(COM) 38.50 3,811 MCCARTHY GEORGE J OX

ASYST TECHNOLOGIES INC.(COM) 31.50-33.00 2,027 MCCUTCHEON DOUGLAS J VP

ASYST TECHNOLOGIES INC.(COM) 30.31-34.00 6,302 BONORA ANTHONY C AF

ASYST TECHNOLOGIES INC.(COM) 30.31-34.00 6,302 BONORA ANTHONY C AF

AT HOME CORP.(COM) 38.31 214,508 PINE DAVID G VP

AT HOME CORP.(COM) 37.06 287,960 BAGSHAW DAVID P VP

AT HOME CORP.(COM) 37.06 255,084 GROSSER ADAM VP

AURORA BIOSCIENCES CORP. 11.00-16.63 35,722 KINSELLA KEVIN J D

AURORA BIOSCIENCES CORP. 11.00-16.63 35,722 KINSELLA KEVIN J D

AVANT IMMUNOTHERAPEUTICS (COM) 1.92 50,000 SEARS PETER A D

AVERY COMMUNICATIONS INC.(COM) 0.88 1,388,338 BROWN STEPHEN L D

AVERY COMMUNICATIONS INC.(COM) 0.94-1.13 8,000 NIELSEN MARK J P

BALLISTIC RECOVERY SYSTEM(COM) 2.25-2.31 2,013,168 BRANDT DARREL D D

BALLISTIC RECOVERY SYSTEM(COM) 2.31-2.50 634,221 POPOV BORIS D

BALLISTIC RECOVERY SYSTEM(COM) 2.25-2.38 100,833 THOMAS MARK B O

BALLISTIC RECOVERY SYSTEM(COM) 2.25 206,826 JOHNSON DANIEL P VP

BAMBOO COM INC(COM) 7.00 404,600 LASZLO ANDREW P VP

BAMBOO COM INC(COM) 7.00 0 MCCURDY KEVIN B D

BAMBOO COM INC(COM) 7.00 163,445 FIELD HOWARD VP

BANC STOCK GROUP INC. 3.25 96,568 MATHIAS JAMES G D

BANC STOCK GROUP INC. 3.00-3.44 42,500 BERES LARRY A D

BANK WEST FINANCIAL CORP.(COM) 8.75 5,700 RILEY WALLACE D

BANKFIRST CORP(COM) 9.00 4,367,347 CLAYTON JAMES L CB

BANKFIRST CORP(COM) 9.25 11,470 LAWSON FRED R P

BANKFIRST CORP(COM) 9.00-9.50 15,320 ALLEN C D O

BANKUNITED FINANCIAL CORP. 8.50-8.75 22,117 SHULMAN BARRY D

BEA SYSTEMS INC.(COM) 34.69 2,305,825 COLEMAN WILLIAM T D

BEA SYSTEMS INC.(COM) 23.56 210,016 BARTZ CAROL D

BEA SYSTEMS INC.(COM) 30.00 59,344 STANLEY DEBORAH J P

BEA SYSTEMS INC.(COM) 25.56-29.06 18,668 GREEN MATTHEW S OX

BEL FUSE INC. 32.50-32.75 112,537 BERNSTEIN DANIEL P

BEST SOFTWARE INC.(COM) 16.25-22.68 694,198 DEFIEUX RICHARD J SH

AMERICAN DENTAL TECHNOLOG(COM) -1 4

AMERICAN EAGLE OUTFITTERS(COM) -1 88-33

AMERICAN ENERGY GROUP LTD(COM) -1 5-1

AMERICAN NATIONAL BANKSHA(COM) 2 42-15

AMERICAN NATIONAL BANKSHA(COM) 2 42-15

AMERICAN PHYSICIANS SVC G(COM) -1 5-2

AMERICAN PHYSICIANS SVC G(COM) -1 5-2

AMERICAN PHYSICIANS SVC G(COM) -1 5-2

AMERICAN XTAL TECHNOLOGY (COM) -4 35-7

AMERICAN XTAL TECHNOLOGY (COM) -4 35-7

AMERICAN XTAL TECHNOLOGY (COM) -4 35-7

AMERITRADE HOLDING CORP. -2 173-15

AMERUS LIFE HOLDINGS INC. 1 N/A

AMGEN INC.(COM) 1 129-52

AMGEN INC.(COM) 1 129-52

AMGEN INC.(COM) 1 129-52

AMTRAN INC.(COM) -2 28-19

ANAREN MICROWAVE INC.(COM) -3 32-13

ANDERSONS INC.(COM) 1 14-9

ANESTA CORP.(COM) 2 28-8

ANICOM INC.(COM) 2 11-4

ANTHONY & SYLVAN POOLS CO(COM) 5 8-6

APOGEE ENTERPRISES INC.(COM) 2 14-7

APOLLO GROUP INC. – 34-19

APPLIED ANALYTICAL INDUST(COM) 4 27-5

APPLIED BIOMETRICS INC.(COM) 9 9-4

APPLIED BIOMETRICS INC.(COM) 9 9-4

APPLIED BIOMETRICS INC.(COM) 9 9-4

APPLIED BIOMETRICS INC.(COM) 9 9-4

APPLIED BIOMETRICS INC.(COM) 9 9-4

APPLIED BIOMETRICS INC.(COM) 9 9-4

APPLIED BIOMETRICS INC.(COM) 9 9-4

APPLIED MATERIALS INC.(COM) -5 87-32

APPLIED MATERIALS INC.(COM) -5 87-32

APPLIED MATERIALS INC.(COM) -5 87-32

APPLIED MATERIALS INC.(COM) -5 87-32

APPLIED MATERIALS INC.(COM) -5 87-32

APPLIED MATERIALS INC.(COM) -5 87-32

APPLIED MATERIALS INC.(COM) -5 87-32

APPLIED MATERIALS INC.(COM) -5 87-32

AREA BANCSHARES CORP.(COM) -3 29-23

AREA BANCSHARES CORP.(COM) -3 29-23

AREA BANCSHARES CORP.(COM) -3 29-23

ARNOLD INDUSTRIES INC.(COM) 1 17-12

ASHFORD COM INC(COM) 7 13-9

ASHFORD COM INC(COM) 7 13-9

ASHFORD COM INC(COM) 7 13-9

ASHFORD COM INC(COM) 7 13-9

ASHFORD COM INC(COM) 7 13-9

ASHFORD COM INC(COM) 7 13-9

ASHFORD COM INC(COM) 7 13-9

ASPECT DEVELOPMENT INC.(COM) 8 44-7

ASSOCIATED BANC-CORP.(COM) -1 43-30

ASYST TECHNOLOGIES INC.(COM) -3 34-10

ASYST TECHNOLOGIES INC.(COM) -3 34-10

ASYST TECHNOLOGIES INC.(COM) -3 34-10

AT HOME CORP.(COM) -8 N/A

AT HOME CORP.(COM) -8 N/A

AT HOME CORP.(COM) -8 N/A

AURORA BIOSCIENCES CORP. -1 16-4

AURORA BIOSCIENCES CORP. -1 16-4

AVANT IMMUNOTHERAPEUTICS (COM) 1 3-1

AVERY COMMUNICATIONS INC.(COM) 3 2-1

AVERY COMMUNICATIONS INC.(COM) 3 2-1

BALLISTIC RECOVERY SYSTEM(COM) -4 3-0

BALLISTIC RECOVERY SYSTEM(COM) -4 3-0

BALLISTIC RECOVERY SYSTEM(COM) -4 3-0

BALLISTIC RECOVERY SYSTEM(COM) -4 3-0

BAMBOO COM INC(COM) 1 25-15

BAMBOO COM INC(COM) 1 25-15

BAMBOO COM INC(COM) 1 25-15

BANC STOCK GROUP INC. 6 7-3

BANC STOCK GROUP INC. 6 7-3

BANK WEST FINANCIAL CORP.(COM) 1 11-8

BANKFIRST CORP(COM) 2 16-9

BANKFIRST CORP(COM) 2 16-9

BANKFIRST CORP(COM) 2 16-9

BANKUNITED FINANCIAL CORP. 3 11-6

BEA SYSTEMS INC.(COM) -2 39-10

BEA SYSTEMS INC.(COM) -2 39-10

BEA SYSTEMS INC.(COM) -2 39-10

BEA SYSTEMS INC.(COM) -2 39-10

BEL FUSE INC. – 39-23

BEST SOFTWARE INC.(COM) -3 28-9

BILLING CONCEPTS CORP(COM) 50,000 9/3-7/99 4.62-4.88

BIO IMAGING TECHNOLOGIES (COM) 5,000 9/16/99 0.41

BIO LOGIC SYS CORP(COM) 5,000 9/24/99 7.50

BIOMET INC.(COM) 18,000 9/27/99 26.88

BIOMET INC.(COM) 20,000 9/20/99 29.19

BISYS GROUP INC., THE(COM) 3,000 9/9/99 45.00-45.13

BLUE RHINO CORP(COM) 13,559 9/7/99 7.38

BLUESTONE SOFTWARE INC(COM) 750 9/24/99 15.00

BOGEN COMMUNICATIONS INTE(COM) 5,000 9/7/99 6.13

BOGEN COMMUNICATIONS INTE(COM) 3,000 9/13-21/99 5.81-6.00

BORON LEPORE & ASSOCIATES(COM) 70,000 9/24-29/99 5.94-6.00

BRIGHT HORIZONS FAMILY SO(COM) 7,500 9/24/99 14.58

BRIGHT HORIZONS FAMILY SO(COM) 5,197 9/1-16/99 17.13-17.50

BRIGHT HORIZONS FAMILY SO(COM) 13,000 [*] 9/1-16/99 17.13-17.50

BRIGHTSTAR INFORMATION TE(COM) 2,000 9/29/99 3.25

BROADBASE SOFTWARE INC(COM) 3,071 9/27/99 14.00

BROADBASE SOFTWARE INC(COM) 1,530 9/27/99 14.00

BROCADE COMMUNICATIONS SY(COM) 33,000 9/22-23/99 225.13-226.33

BROCADE COMMUNICATIONS SY(COM) 50,000 9/22-30/99 210.27-226.33

BROCADE COMMUNICATIONS SY(COM) 60,200 9/22-24/99 216.45-226.33

BROCADE COMMUNICATIONS SY(COM) 4,075 9/22-27/99 210.27-226.33

BROCADE COMMUNICATIONS SY(COM) 95,000 9/22-30/99 210.27-226.33

BROCADE COMMUNICATIONS SY(COM) 12,000 9/23-30/99 210.27-225.13

BROCADE COMMUNICATIONS SY(COM) 2,000 9/22-23/99 225.13-226.33

BROCADE COMMUNICATIONS SY(COM) 30,000 9/22-30/99 210.27-226.33

BURR BROWN CORP(COM) 61,956 9/1-3/99 39.38-41.50

BURR BROWN CORP(COM) 8,000 9/14/99 39.63

BURR BROWN CORP(COM) 50,000 9/3-10/99 39.88-43.19

C H ROBINSON WORLDWIDE IN(COM) 2,000 9/15/99 34.00

C H ROBINSON WORLDWIDE IN(COM) 2,500 9/16/99 33.44

C-COR NET CORP(COM) 1,000 8/25/99 25.25-25.31

C2 INC(COM) 1,776 9/21-27/99 5.68-5.87

C2 INC(COM) 2,000 9/22/99 6.13

CADMUS COMMUNICATIONS COR(COM) 40,000 8/20-23/99 11.47-11.63

CALIFORNIA ENGELS MINING (COM) 85,000 9/30/99 0.31

CALPROP CORP.(COM) 28,353 9/14-22/99 2.00-2.06

CALPROP CORP.(COM) 5,000 9/15/99 2.00

CANADA SOUTHERN PETROLEUM(LTVTG) 10,000 9/17-21/99 8.00-8.13

CANAL CAPITAL CORP.(PFD) 1,800 9/2-13/99 3.44-3.75

CANTEL INDUSTRIES INC.(COM) 3,000 9/2-7/99 5.25

CAPITAL BANK CORP(COM) 800 9/22/99 9.06-9.56

CAPITOL BANCORP LTD.(COM) 7,269 9/28/99 16.75

CAPITOL BANCORP LTD.(COM) 800 9/29/99 12.25

CAPITOL BANCORP LTD.(COM) 1,000 9/27/99 13.00

CAREER EDUCATION CORP.(COM) 2,900 [*] 9/22/99 26.00

CARREKER-ANTINORI INC(COM) 5,000 9/24-25/99 5.56-5.68

CARREKER-ANTINORI INC(COM) 6,040 9/29/99 5.78

CARREKER-ANTINORI INC(COM) 17,500 9/29/99 5.59-6.03

CARREKER-ANTINORI INC(COM) 10,000 9/21/99 5.91

CATO CORP 3,000 9/30/99 15.00

CBRL GROUP INC(COM) 2,000 9/10/99 13.81

CBRL GROUP INC(COM) 50,000 9/10/99 14.10

CEC PROPERTIES INC.(COM) 65,000 9/3/99 0.31

CELLEGY PHARMACEUTICALS I(COM) 21,000 9/21-22/99 8.63-8.88

CENTENNIAL BANCORP(COM) 500 9/14/99 12.00

CENTURY COMMUNICATIONS CORP. 84,900 8/13-9/23/99 44.00-49.00

CERUS CORP.(COM) 15,000 9/13-30/99 21.21-26.63

CHECKFREE HOLDINGS CORP.(COM) 7,500 [*] 9/2/99 30.05

CHECKFREE HOLDINGS CORP.(COM) 5,000 [*] 9/1/99 29.75

CHECKFREE HOLDINGS CORP.(COM) 2,600 [*] 9/13/99 40.00

CHECKFREE HOLDINGS CORP.(COM) 3,127 9/10/99 37.63-37.88

CHILDRENS PL RETAIL STORE(COM) 2,500 9/29/99 26.19

CHILDRENS PL RETAIL STORE(COM) 10,000 9/28/99 27.00

CHIREX INC.(COM) 2,000 9/23/99 29.63

CHURCHILL DOWNS INC.(COM) 11,400 [*] 9/29-30/99 23.13-23.63

CHURCHILL DOWNS INC.(COM) 4,000 9/29-30/99 23.13-23.63

CIENA CORP.(COM) 7,500 [*] 9/7/99 37.00

CINCINNATI FINANCIAL CORP(COM) 110 9/17/99 40.63

CITY HOLDING CO.(COM) 500 9/15/99 23.00

CMGI INC(COM) 10,500 [*] 9/30/99 102.25-104.00

CMGI INC(COM) 3,200 [*] 9/30/99 103.00-104.00

CNB FLA BANCSHARES INC(COM) 5,000 8/10/99 10.00

CNB HOLDINGS INC (GA)(COM) 2,500 9/7-12/99 8.00-8.50

CNS INC.(COM) 9,800 9/13/99 4.00

COGNEX CORP.(COM) 40,000 [*] 9/8-13/99 32.03-33.13

COLORADO MEDTECH INC.(COM) 25,000 9/2-13/99 17.00-17.88

COLORADO MEDTECH INC.(COM) 22,933 9/1-14/99 17.13-18.44

COLORADO MEDTECH INC.(COM) 57,067 [*] 9/1-14/99 17.13-18.44

COLUMBIA BANCORP (OR)(COM) 1,200 9/14/99 7.25

COLUMBUS MCKINNON CORP N (COM) 500 9/1/99 17.75

COLUMBUS MCKINNON CORP.(COM) 300 9/8/99 18.00

COMMERCIAL BANCSHARES INC(COM) 1,000 9/20/99 30.38

COMMERCIAL BANCSHARES INC(COM) 1,000 9/20/99 30.38

COMMUNITY BANCORP FREEHOL(COM) 3,816 9/8-29/99 15.25-15.50

BILLING CONCEPTS CORP(COM) 416,738 HOLMES PARRIS H CB 1 17-4

BIO IMAGING TECHNOLOGIES (COM) 103,500 WEINSTEIN MARK L P 2 1-0

BIO LOGIC SYS CORP(COM) 6,750 KUPFERBERG IRVING D -1 8-3

BIOMET INC.(COM) 2,677,034 NOBLITT NILES L CB 2 45-25

BIOMET INC.(COM) 389,757 NIEMIER CHARLES E OS 2 45-25

BISYS GROUP INC., THE(COM) 3,144 MOHR CHARLES J P 9 60-42

BLUE RHINO CORP(COM) 341,897 DEVICK STEVEN D D 7 25-6

BLUESTONE SOFTWARE INC(COM) 750 HIKE S C VP 2 37-18

BOGEN COMMUNICATIONS INTE(COM) 83,962 FLEISCHER MICHAEL P P 2 9-5

BOGEN COMMUNICATIONS INTE(COM) 79,795 GUSS JONATHAN D 2 9-5

BORON LEPORE & ASSOCIATES(COM) 293,332 STALEY JOHN D 1 40-5

BRIGHT HORIZONS FAMILY SO(COM) 148,904 DUNCAN EDWARD T D 1 28-13

BRIGHT HORIZONS FAMILY SO(COM) 27,500 HOGREFE MICHAEL E O 1 28-13

BRIGHT HORIZONS FAMILY SO(COM) 27,500 HOGREFE MICHAEL E O 1 28-13

BRIGHTSTAR INFORMATION TE(COM) 13,500 ROWLEY DONALD W D 1 11-3

BROADBASE SOFTWARE INC(COM) 3,447,813 DUNLEVIE BRUCE W SH 3 37-16

BROADBASE SOFTWARE INC(COM) 3,447,813 GURLEY J W SH 3 37-16

BROCADE COMMUNICATIONS SY(COM) 297,000 BYRD MICHAEL J O -9 257-45

BROCADE COMMUNICATIONS SY(COM) 763,000 BONDERSON PAUL R VP -9 257-45

BROCADE COMMUNICATIONS SY(COM) 5,624,476 NEIMAN SETH D -9 257-45

BROCADE COMMUNICATIONS SY(COM) 66,125 ZORZY JEAN VP -9 257-45

BROCADE COMMUNICATIONS SY(COM) 1,410,110 REYES GREGORY L OP -9 257-45

BROCADE COMMUNICATIONS SY(COM) 164,000 RINKLE VICTOR VP -9 257-45

BROCADE COMMUNICATIONS SY(COM) 171,100 SMITH CHARLES VP -9 257-45

BROCADE COMMUNICATIONS SY(COM) 540,550 MALAVALLI KUMAR VP -9 257-45

BURR BROWN CORP(COM) 135,000 MADAVI SYRUS P CB -3 43-18

BURR BROWN CORP(COM) 115,598 ANDEREGG JOHN S D -3 43-18

BURR BROWN CORP(COM) 11,089,954 BROWN THOMAS R AF -3 43-18

C H ROBINSON WORLDWIDE IN(COM) 58,204 REMPLE MICHAEL T VP -3 37-21

C H ROBINSON WORLDWIDE IN(COM) 260,106 MULVEHILL JOSEPH J VP -3 37-21

C-COR NET CORP(COM) 2,354 HANELLY WILLIAM T VP 2 46-13

C2 INC(COM) 147,206 DONOVAN WILLIAM T CB 4 7-5

C2 INC(COM) 505,086 SOLVANG OYVIND VP 4 7-5

CADMUS COMMUNICATIONS COR(COM) 191,053 STETTINIUS WALLACE D 3 19-9

CALIFORNIA ENGELS MINING (COM) 271,192 LAMB NORMAN A P 1 1-0

CALPROP CORP.(COM) 0 ZACCAGLIN VICTOR CB 2 2

CALPROP CORP.(COM) 5,000 DUVALL MARK T D 2 2

CANADA SOUTHERN PETROLEUM(LTVTG) 20,000 HEATH BENJAMIN W D – 10-4

CANAL CAPITAL CORP.(PFD) 1,321,699 EDELMAN ASHER B CB – 4-2

CANTEL INDUSTRIES INC.(COM) 1,404,923 DIKER CHARLES M CB 1 8-5

CAPITAL BANK CORP(COM) 0 ATKINS CHARLES F D 4 12-9

CAPITOL BANCORP LTD.(COM) 21,467 CARR ROBERT C D 3 26-11

CAPITOL BANCORP LTD.(COM) 1,526 THOMAS BRUCE VP 3 26-11

CAPITOL BANCORP LTD.(COM) 11,509 GENOVA H N D 3 26-11

CAREER EDUCATION CORP.(COM) 30,517 KLETTKE WILLIAM A VP -1 38-21

CARREKER-ANTINORI INC(COM) 120,199 LEE RICHARD R D 4 10-4

CARREKER-ANTINORI INC(COM) 14,540 MUKERJI SUBHASH O 4 10-4

CARREKER-ANTINORI INC(COM) 4,326,432 CARREKER JOHN D D 4 10-4

CARREKER-ANTINORI INC(COM) 10,000 CARREKER BRENTON E SH 4 10-4

CATO CORP 77,423 CATO THOMAS E D -1 15-8

CBRL GROUP INC(COM) 9,253 HILTON ROBERT C D 2 28-13

CBRL GROUP INC(COM) 510,000 EVINS DAN W CB 2 28-13

CEC PROPERTIES INC.(COM) 374,000 FELD SANFORD I D 2 1-0

CELLEGY PHARMACEUTICALS I(COM) 27,200 KLAR TOBI B D 2 9-3

CENTENNIAL BANCORP(COM) 86,321 CARLSON DENNIS M VP -1 19-10

CENTURY COMMUNICATIONS CORP. 23,351,749 TOW FRANK VP -5 60-20

CERUS CORP.(COM) 306,788 ISAACS STEPHEN T P -1 31-15

CHECKFREE HOLDINGS CORP.(COM) 937 DOUGLASS JAMES S VP -6 61-13

CHECKFREE HOLDINGS CORP.(COM) 9,000 QUINN EUGENE F D -6 61-13

CHECKFREE HOLDINGS CORP.(COM) 652 LUOMA GARY A VP -6 61-13

CHECKFREE HOLDINGS CORP.(COM) 776 POLASHOCK FRANCIS X VP -6 61-13

CHILDRENS PL RETAIL STORE(COM) 89,905 FINKELSTEIN ROBERT VP 4 53-10

CHILDRENS PL RETAIL STORE(COM) 50,160 DEMARTINO EDWARD VP 4 53-10

CHIREX INC.(COM) 2,000 ZANDER W D D – 36-14

CHURCHILL DOWNS INC.(COM) 6,720 CARRICO DAVID E VP 1 40-22

CHURCHILL DOWNS INC.(COM) 6,720 CARRICO DAVID E VP 1 40-22

CIENA CORP.(COM) 20,500 CUMMINGS MARK R VP -7 43-12

CINCINNATI FINANCIAL CORP(COM) 6,624 JOHNSON WILLIAM R D 3 42-31

CITY HOLDING CO.(COM) 55,614 DAY STEVEN J P 1 36-18

CMGI INC(COM) 20,752 HAJDUCKY ANDREW J O -1 302-52

CMGI INC(COM) 16,000 HAWRYSZ HANS VP -1 302-52

CNB FLA BANCSHARES INC(COM) 174,842 STREICHER WILLIAM J D 2 10-9

CNB HOLDINGS INC (GA)(COM) 33,900 PADGET HEBER N D 2 10-7

CNS INC.(COM) 49,600 MORFITT MARTHA A P 2 5-3

COGNEX CORP.(COM) 3,929 ALIAS PATRICK A VP -3 35-15

COLORADO MEDTECH INC.(COM) 375,999 LEFFINGWELL DEAN A D -1 24-7

COLORADO MEDTECH INC.(COM) 468,966 ATANASOFF JOHN V P -1 24-7

COLORADO MEDTECH INC.(COM) 468,966 ATANASOFF JOHN V P -1 24-7

COLUMBIA BANCORP (OR)(COM) 239,108 BAILEH ROBERT L D 2 9-6

COLUMBUS MCKINNON CORP N (COM) 1,500 FLEMING RICHARD H D 1 29-16

COLUMBUS MCKINNON CORP.(COM) 14,876 DEMLER LOIS H O 2 N/A

COMMERCIAL BANCSHARES INC(COM) 14,922 SMITH DOUGLAS C D – 33-30

COMMERCIAL BANCSHARES INC(COM) 1,100 RUSE WILLIAM E D – 33-30

COMMUNITY BANCORP FREEHOL(COM) 81,826 SCHOOR HOWARD D 5 19-14

COMMUNITY BANCORP FREEHOL(COM) 1,500 9/10/99 15.50

COMMUNITY BANCORP FREEHOL(COM) 2,000 9/22/99 15.25

COMMUNITY BANCORP INC FAL(COM) 3,000 9/1-5/99 8.00

COMPASS BANCSHARES INC.(COM) 3,800 9/2/99 26.50

COMPOST AMERICA HOLDING C(COM) 25,000 9/14/99 0.19

COMPUTER NETWORK TECHN CO(COM) 5,540 9/3/99 15.75

COMVERSE TECHNOLOGY INC.(COM) 169 9/2/99 85.75

COMVERSE TECHNOLOGY INC.(COM) 192 9/8/99 92.63

CONCORD CAMERA CORP.(COM) 126,250 9/20/99 7.50

CONCORD COMMUNICATIONS IN(COM) 10,000 9/2-7/99 40.08-41.56

CONCORD COMMUNICATIONS IN(COM) 10,000 9/8/99 41.50

CONCORD COMMUNICATIONS IN(COM) 1,500 9/8/99 41.81

CONCORD COMMUNICATIONS IN(COM) 6,500 9/1-2/99 40.13

CONCORD EFS INC.(COM) 7,492 9/21-22/99 35.06-35.75

CONCORD EFS INC.(COM) 285,000 9/17/99 35.38

CONSUMER PORTFOLIO SERVIC(COM) 5,000 9/1/99 1.09

CONSUMER PORTFOLIO SERVIC(COM) 133,200 9/7-15/99 0.97-1.14

CONTROL CHIEF HOLDINGS IN(COM) 5,156 10/14/99 3.39

COPART INC.(COM) 11,400 9/24-28/99 19.81-20.94

COPART INC.(COM) 2,500 10/1/99 14.31-16.50

CORPORATE EXPRESS INC.(COM) 200,000 9/7/99 8.88-8.94

CORRECTIONAL SERVICES COR(COM) 5,000 2,500 [*] 9/24/99 4.13

CORVEL CORP.(COM) 1,801 9/10-16/99 21.50-22.00

COST-U-LESS INC(COM) 205,000 9/1/99 5.00-5.07

COSTILLA ENERGY INC.(COM) 9/1-30/99 0.06-0.10

COULTER PHARMACEUTICAL IN(COM) 5,000 9/22-28/99 15.75-17.13

COVOL TECH INC.(COM) 6,000 9/24-30/99 3.00-3.13

CREDENCE SYSTEMS CORP.(COM) 5,001 [*] 9/14/99 46.49

CREE RESEARCH INC.(COM) 15,000 9/2/99 37.06-37.56

CREE RESEARCH INC.(COM) 17,500 [*] 9/1/99 36.75-37.13

CREE RESEARCH INC.(COM) 9,000 9/1-2/99 35.63-37.25

CREE RESEARCH INC.(COM) 70,000 [*] 9/3/99 37.94

CREE RESEARCH INC.(COM) 25,000 [*] 9/2/99 37.06-37.56

CURATIVE HEALTH SERVICES (COM) 5,000 9/1-8/99 5.40-5.65

CUTTER & BUCK INC.(COM) 2,000 9/20/99 13.79

CUTTER & BUCK INC.(COM) 7,800 9/14/99 14.94

DATA BROADCASTING CORP (COM) 5,000 9/13/99 8.57

DATATEC SYSTEMS INC.(COM) 75,000 9/28/99 2.50

DETREX CORP.(COM) 500 9/30/99 4.56

DIGITAL MICROWAVE CORP.(COM) 1,800 [*] 9/8/99 14.00

DIGITAL MICROWAVE CORP.(COM) 12,000 [*] 9/15-16/99 15.25-15.88

DIGITAL MICROWAVE CORP.(COM) 1,872 9/15-16/99 15.25-15.88

DIGITAL RECORDERS INC.(COM) 2,500 9/13-21/99 2.00

DREXLER TECHNOLOGY CORP.(COM) 3,000 [*] 9/9-10/99 8.08-8.50

DSET CORP.(COM) 6,124 [*] 9/7-30/99 11.94-14.31

DSET CORP.(COM) 16,250 9/7-30/99 11.94-14.31

E.PIPHANY INC(COM) 1,250 9/22/99 16.00

E.PIPHANY INC(COM) 10,000 9/22/99 16.00

E.PIPHANY INC(COM) 2,500 9/22/99 16.00

E.PIPHANY INC(COM) 3,000 9/22/99 16.00

EARTHWEB INC(COM) 3,106 9/15/99 11.54

EARTHWEB INC(COM) 5,000 9/15/99 3.08

EARTHWEB INC(COM) 5,000 9/15/99 36.88

EARTHWEB INC(COM) 4,424 9/15/99 37.00

EDGAR ONLINE INC(COM) 40,000 9/13/99 10.44

EDGAR ONLINE INC(COM) 40,000 9/13/99 10.44

EDWARDS J D & CO(COM) 5,000,000 9/30/99 20.79

EGAIN COMMUNICATIONS CORP(COM) 25,000 9/23/99 12.00

ELCOTEL INC.(COM) 5,000 9/30/99 1.38

ELDER BEERMAN STORES CORP(COM) 4,000 5,500 [*] 9/7/99 7.00-7.03

EMULEX CORP.(COM) 3,000 [*] 9/8/99 85.25/86.00

EMULEX CORP.(COM) 40,000 [*] 9/7/99 85.00-85.38

EMULEX CORP.(COM) 78,100 9/8/99 85.25-86.00

EN POINTE TECHNOLOGIES IN(COM) 78,200 9/3-15/99 9.44-12.00

EN POINTE TECHNOLOGIES IN(COM) 9/1-9/99 9.50-11.50

ENERGYSOUTH INC.(COM) 550 9/2/99 20.38

EP MEDSYSTEMS INC.(COM) 50,000 18,500 [*] 9/1/99 2.75

EPIX MEDICAL INC.(COM) 40,100 [*] 9/1-13/99 5.31-5.69

ESOFT INC(COM) 7,000 9/15-20/99 4.02-4.28

ESOFT INC(COM) 3,000 [*] 9/15-20/99 4.02.4.28

ESS TECHNOLOGY INC.(COM) 8/31/99 12.50

EURONET SERVICES INC.(COM) 922 8/16/99 3.03

EURONET SERVICES INC.(COM) 932 8/16/99 3.03

EURONET SERVICES INC.(COM) 1,029 8/16/99 3.03

EURONET SERVICES INC.(COM) 1,127 8/16/99 3.03

EXABYTE CORP.(COM) 2,000 10/14/99 4.59-4.69

EXABYTE CORP.(COM) 1,000 10/14/99 4.69

EXABYTE CORP.(COM) 2,000 10/19/99 4.69

EXABYTE CORP.(COM) 5,000 10/14/99 4.68

EXCELSIOR-HENDERSON MOTOR(COM) 10,000 9/8-16/99 2.13-2.67

EXCO RESOURCES INC. 45,000 9/14/99 7.44

EXIGENT INTL INC.(COM) 9,730 9/17/99 3.94-4.00

EXIGENT INTL INC.(COM) 1,000 9/17/99 4.00

EXIGENT INTL INC.(COM) 1,400 [*] 9/21-22/99 3.94-4.00

COMMUNITY BANCORP FREEHOL(COM) 36,004 SILVERMAN ARNOLD D 5 19-14

COMMUNITY BANCORP FREEHOL(COM) 43,782 KRAMER ELI D 5 19-14

COMMUNITY BANCORP INC FAL(COM) 47,994 HISCOCK ROY B D 1 9-7

COMPASS BANCSHARES INC.(COM) 15,701 FERGUSON D S VP – 39-24

COMPOST AMERICA HOLDING C(COM) 5,000 DILEO PASQUALE J D -1 N/A

COMPUTER NETWORK TECHN CO(COM) 416 GANIO NICK V OX -1 28-5

COMVERSE TECHNOLOGY INC.(COM) 303 DANZIGER ITZHAK D -2 101-40

COMVERSE TECHNOLOGY INC.(COM) 10,976 KREINBERG DAVID B O -2 101-40

CONCORD CAMERA CORP.(COM) 0 KLINEMAN KENT M D -1 11-4

CONCORD COMMUNICATIONS IN(COM) 17,209 PHILIPS DANIEL D OX -2 68-35

CONCORD COMMUNICATIONS IN(COM) 13,000 CONKLIN KEVIN J VP -2 68-35

CONCORD COMMUNICATIONS IN(COM) 14,250 KAMRA DEEPAK D -2 68-35

CONCORD COMMUNICATIONS IN(COM) 209,458 BLAESER JOHN A P -2 68-35

CONCORD EFS INC.(COM) 675 LUCADO WILLIAM E VP -1 29-26

CONCORD EFS INC.(COM) 10,594,064 KIPHART RICHARD P D -1 29-26

CONSUMER PORTFOLIO SERVIC(COM) 5,000 POOLE JOHN G D – 5-1

CONSUMER PORTFOLIO SERVIC(COM) 0 SIMMS ROBERT A D – 5-1

CONTROL CHIEF HOLDINGS IN(COM) 0 NELSON ARVID R D -1 6-4

COPART INC.(COM) 5,413,962 JOHNSON WILLIS J D – 32-16

COPART INC.(COM) 4,114 HILTY WAYNE R O – 32-16

CORPORATE EXPRESS INC.(COM) 1,605,514 RYSAVY JIRKA D -1 12-4

CORRECTIONAL SERVICES COR(COM) 131,851 COTLER IRA M VP 2 14-4

CORVEL CORP.(COM) 0 SILVERMAN LOUIS E O -1 41-20

COST-U-LESS INC(COM) 0 YOUNGBERG ALLAN C VP 1 8-4

COSTILLA ENERGY INC.(COM) 623,460 LIEDTKE CADELL S CB -2 8-0

COULTER PHARMACEUTICAL IN(COM) 1,804,825 ORONSKY ARNOLD L D 2 34-13

COVOL TECH INC.(COM) 91,382 BROWN STEVEN VP -1 8-3

CREDENCE SYSTEMS CORP.(COM) 0 WOLFE DENNIS P O – 50-14

CREE RESEARCH INC.(COM) 445,000 PALMOUR JOHN W D -4 80-23

CREE RESEARCH INC.(COM) 400 SWOBODA CHARLES M P -4 80-23

CREE RESEARCH INC.(COM) 14,000 DYKES JAMES E D -4 80-23

CREE RESEARCH INC.(COM) 347,400 HUNTER FRED N P -4 80-23

CREE RESEARCH INC.(COM) 445,000 PALMOUR JOHN W D -4 80-23

CURATIVE HEALTH SERVICES (COM) 6,000 STUESSER LAWRENCE J D 1 34-4

CUTTER & BUCK INC.(COM) 83,197 CONLEY FRANCES M D 3 37-12

CUTTER & BUCK INC.(COM) 23,461 MOUNGER LARRY C D 3 37-12

DATA BROADCASTING CORP (COM) 5,000 KAPLAN JAMES A D 1 38-4

DATATEC SYSTEMS INC.(COM) 3,018,036 CAREY CHRISTOPHER J P -1 5-2

DETREX CORP.(COM) 5,500 KING WILLIAM C CB 1 7-5

DIGITAL MICROWAVE CORP.(COM) 0 SMOOKLER SAMUEL P -3 18-4

DIGITAL MICROWAVE CORP.(COM) 400 BRANDT JOHN O -3 18-4

DIGITAL MICROWAVE CORP.(COM) 400 BRANDT JOHN O -3 18-4

DIGITAL RECORDERS INC.(COM) 132,117 TURNEY DAVID L P 2 2-1

DREXLER TECHNOLOGY CORP.(COM) 20,392 HAUSMAN ARTHUR H D 1 13-7

DSET CORP.(COM) 10,993 SHEU VINCENT J VP 1 19-9

DSET CORP.(COM) 10,993 SHEU VINCENT J VP 1 19-9

E.PIPHANY INC(COM) 2,175,820 WEGBREIT ELIOT L D 4 74-38

E.PIPHANY INC(COM) 10,000 HAZEN PAUL M D 4 74-38

E.PIPHANY INC(COM) 2,500 RODWICK PAUL A VP 4 74-38

E.PIPHANY INC(COM) 3,000 FERNANDEZ PHILLIP M VP 4 74-38

EARTHWEB INC(COM) 0 ANDERSON SCOTT H VP 1 78-26

EARTHWEB INC(COM) 29,111 GOLLAN WILLIAM F VP 1 78-26

EARTHWEB INC(COM) 29,111 GOLLAN WILLIAM F VP 1 78-26

EARTHWEB INC(COM) 0 ANDERSON SCOTT H VP 1 78-26

EDGAR ONLINE INC(COM) 3,156,000 STRAUSBERG MARC CB -2 19-6

EDGAR ONLINE INC(COM) 3,156,000 STRAUSBERG SUSAN D -2 19-6

EDWARDS J D & CO(COM) 7,035,249 MCVANEY C E D -7 37-11

EGAIN COMMUNICATIONS CORP(COM) 4,041,590 WOLFSON MARK A D 1 25-18

ELCOTEL INC.(COM) 6,100 MOORE CHARLES H D 2 6-1

ELDER BEERMAN STORES CORP(COM) 117,868 MERSHAD FREDERICK J CB 1 15-5

EMULEX CORP.(COM) 40,052 ROCKENBACH MICHAEL J VP 1 137-23

EMULEX CORP.(COM) 7,000 QUAGLIARA RONALD P VP – 23-17

EMULEX CORP.(COM) 552 GOON ROBERT H D – 23-17

EN POINTE TECHNOLOGIES IN(COM) 807,396 AHMED ZUBAIR D -8 15-3

EN POINTE TECHNOLOGIES IN(COM) 525,452 DIN NAUREEN D -8 15-3

ENERGYSOUTH INC.(COM) 25,699 LYON GAYLORD C D 1 23-19

EP MEDSYSTEMS INC.(COM) 100,000 MORTARA DAVID W D 1 4-2

EPIX MEDICAL INC.(COM) 0 CROOKE STANLEY T D 1 11-5

ESOFT INC(COM) 281,710 LOUTZENHEISER THOMAS B VP 1 7-3

ESOFT INC(COM) 281,710 LOUTZENHEISER THOMAS B VP 1 7-3

ESS TECHNOLOGY INC.(COM) 0 MOK PETER T D -1 16-3

EURONET SERVICES INC.(COM) 922 NEWMAN JEFFREY B VP 4 4-2

EURONET SERVICES INC.(COM) 40,932 STEVENS DAN VP 4 4-2

EURONET SERVICES INC.(COM) 1,029 FICARRA TONY VP 4 4-2

EURONET SERVICES INC.(COM) 1,127 FERGUSON RON VP 4 4-2

EXABYTE CORP.(COM) 7,914 SMITH STEPHEN F VP 4 8-3

EXABYTE CORP.(COM) 3,800 BENECKEN MANFRED VP 4 8-3

EXABYTE CORP.(COM) 2,000 AL-NASSER FAROUK VP 4 8-3

EXABYTE CORP.(COM) 95,965 MARRINER WILLIAM L P 4 8-3

EXCELSIOR-HENDERSON MOTOR(COM) 10,000 ADAMS TERRANCE L O – 11-2

EXCO RESOURCES INC. 159,929 ELLIS EARL E D 1 8-7

EXIGENT INTL INC.(COM) 16,122 DAILY JACK D OX -3 6-3

EXIGENT INTL INC.(COM) 243,390 RIORDAN DON F D -3 6-3

EXIGENT INTL INC.(COM) 1,123 DAWLEY STUART P VP -3 6-3

EXODUS COMMUNICATIONS INC(COM) 41,000 9/3/99 73.63

EXODUS COMMUNICATIONS INC(COM) 5,000 [*] 9/1/99 80.00

EXPEDITORS INTL. OF WASHI(COM) 50,000 9/8-10/99 32.75-35.44

EXTREME NETWORKS INC(COM) 4,604 9/1-2/99 58.36-60.75

EXTREME NETWORKS INC(COM) 21,577 9/2-3/99 61.83-65.60

EXTREME NETWORKS INC(COM) 60,000 [*] 9/1-2/99 57.76-61.13

EXTREME NETWORKS INC(COM) 14,611 9/1-2/99 60.75-61.14

EXTREME NETWORKS INC(COM) 6,018 9/1-2/99 60.75-61.12

EXTREME NETWORKS INC(COM) 10,000 [*] 9/1-2/99 60.75-61.14

EXTREME NETWORKS INC(COM) 4,000 9/3/99 64.19

EXTREME NETWORKS INC(COM) 8,768 9/1-2/99 57.76-61.13

EXTREME NETWORKS INC(COM) 10,000 [*] 9/1-2/99 60.75-61.12

EXTREME NETWORKS INC(COM) 245,589 9/1-3/99 61.07-63.60

EXTREME NETWORKS INC(COM) 10,000 [*] 9/2-3/99 61.83-65.60

FACTORY 2 U INC(COM) 5,000 9/7/99 27.44

FARMERS CAPITAL BANK CORP(COM) 750 8/31/99 35.75

FATBRAIN COM INC(COM) 5,000 [*] 9/13/99 15.06

FATBRAIN COM INC(COM) 1,375 [*] 9/13-30/99 14.38-18.00

FATBRAIN COM INC(COM) 1,375 9/13-30/99 14.38-18.00

FBR CAPITAL CORP.(COM) 24,000 9/22/99 0.25

FBR CAPITAL CORP.(COM) 12,000 9/22/99 0.25

FBR CAPITAL CORP.(COM) 12,000 9/22/99 0.25

FBR CAPITAL CORP.(COM) 19,200 9/22/99 0.25

FBR CAPITAL CORP.(COM) 42,000 9/22/99 0.25

FBR CAPITAL CORP.(COM) 34,800 9/22/99 0.25

FENTURA BANCORP INC.(COM) 40 9/1/99 55.00

FENTURA BANCORP INC.(COM) 40 9/1/99 55.00

FENTURA BANCORP INC.(COM) 68 9/1/99 55.00

FIDELITY HOLDINGS INC.(COM) 675 9/29/99 15.63

FIDELITY HOLDINGS INC.(COM) 67,200 9/1-30/99 15.38-19.78

FIELDPOINT PETROLEUM CORP(COM) 30,000 9/24/99 0.75

FIELDPOINT PETROLEUM CORP(COM) 30,000 9/3/99 0.60-1.06

FIELDPOINT PETROLEUM CORP(COM) 17,500 9/10-17/99 1.46-1.66

FILENET CORP.(COM) 20,000 9/3/99 10.88

FINANCIAL INDUSTRIES CORP(COM) 1,000 9/24/99 12.50

FIRST ALBANY COS.(COM) 13,500 9/8-30/99 18.93-19.75

FIRST BANCORP.(COM) 200 9/24/99 17.50

FIRST BUSEY CORP. 5,000 9/30/99 26.00

FIRST CASH INC.(COM) 10,000 9/10-16/99 10.18-10.63

FIRST CASH INC.(COM) 15,000 9/8-22/99 10.25-10.44

FIRST CITIZENS BANCSHARES INC. ( 431 9/15-17/99 79.00

FIRST COMMUNITY CORP.(COM) 7,365 9/30/99 19.00

FIRST COMMUNITY CORP.(COM) 15,222 9/30/99 19.00

FIRST DEFIANCE FINL CORP.(COM) 3,000 9/14/99 11.94

FIRST FINANCIAL CORP. (IN(COM) 4,500 9/15/99 35.75

FIRST SENTINEL BANCORP IN(COM) 25,000 9/7/99 9.00

FIRST SIERRA FINANCIAL IN(COM) 8,000 9/24-28/99 10.35-10.64

FIRSTMERIT CORP.(COM) 8,500 9/1/99 26.50-26.53

FISCHER IMAGING CORP.(COM) 20,000 9/29-30/99 1.00

FLAMEMASTER CORP.(COM) 2,100 9/2-29/99 5.22-5.50

FOOTHILL INDEPENDENT BANC(COM) 1,000 9/8/99 12.88

FORECROSS CORP.(COM) 42,000 9/1-30/99 0.26-0.47

FORECROSS CORP.(COM) 42,000 9/1-30/99 0.26-0.47

FOSSIL INC.(COM) 14,100 9/1-7/99 32.00

FOSTER L B CO 1,000 10/1/99 4.88

FOUNTAIN POWERBOAT INDS I(COM) 5,000 9/30/99 2.38-2.50

FPIC INSURANCE GROUP INC.(COM) 2,000 9/29/99 16.38

FPIC INSURANCE GROUP INC.(COM) 1,000 9/28/99 16.50

FPIC INSURANCE GROUP INC.(COM) 3,000 9/24-29/99 15.00-16.00

FPIC INSURANCE GROUP INC.(COM) 2,000 9/3-29/99 15.00-15.06

FRIEDMANS INC 15,000 9/22-30/99 8.94-9.06

FRIEDMANS INC 5,000 9/24/99 9.05

FRIEDMANS INC 2,000 9/22/99 9.00

FRITZ COS.(COM) 1,000 9/30/99 10.38

FTD COM INC 55,000 10/4/99 8.00

FTD COM INC 265,000 10/4/99 8.00

FTD COM INC 55,000 10/4/99 8.00

G & K SERVICES INC. 20,000 8/26-9/1/99 34.01-41.97

G & K SERVICES INC. 300 9/1/99 41.50

GADZOOKS INC.(COM) 11,000 9/7/99 6.88-7.00

GAMETECH INTERNATIONAL IN(COM) 22,000 9/3-28/99 4.00-5.13

GARDEN COM INC(COM) 15,000 9/15/99 12.00

GARDEN COM INC(COM) 500 9/15/99 12.00

GARDEN COM INC(COM) 500 9/15/99 12.00

GARDEN COM INC(COM) 10,000 9/15/99 12.00

GARDEN COM INC(COM) 1,920 [*] 9/15/99 12.00

GARDEN COM INC(COM) 8,080 9/15/99 12.00

GARDEN COM INC(COM) 30,000 9/15/99 12.00

GARDEN COM INC(COM) 30,000 9/15/99 12.00

GENERAL CREDIT CORP.(COM) 20,000 9/20-21/99 0.31-0.38

GENZYME CORP.(COM) 17,000 [*] 9/1-10/99 60.00-60.81

GERON CORP.(COM) 5,000 [*] 9/16/99 10.75-10.81

GETTY IMAGES INC.(COM) 5,000 [*] 9/30/99 25.06

GLACIER BANCORP INC.(COM) 6,475 9/21-23/99 18.06

EXODUS COMMUNICATIONS INC(COM) 199,305 STOLTZ RICHARD S O -8

EXODUS COMMUNICATIONS INC(COM) 303,774 DUBOVOY MARK D -8

EXPEDITORS INTL. OF WASHI(COM) 150,000 MEISENBACH JOHN W D -2

EXTREME NETWORKS INC(COM) 345,964 ROMEO PAUL P VP -10

EXTREME NETWORKS INC(COM) 1,374,801 HADDOCK STEPHEN R VP -10

EXTREME NETWORKS INC(COM) 510,750 SILVERGLIDE HARRY R VP -10

EXTREME NETWORKS INC(COM) 2,231,250 STITT GORDON L P -10

EXTREME NETWORKS INC(COM) 1,363,251 SCHNEIDER HERB VP -10

EXTREME NETWORKS INC(COM) 2,231,250 STITT GORDON L P -10

EXTREME NETWORKS INC(COM) 5,306,149 FENTON NOEL J SH -10

EXTREME NETWORKS INC(COM) 8,417 PRODAN GEORGE VP -10

EXTREME NETWORKS INC(COM) 1,363,251 SCHNEIDER HERB VP -10

EXTREME NETWORKS INC(COM) 5,368,650 WOLKEN PETER D -10

EXTREME NETWORKS INC(COM) 1,374,801 HADDOCK STEPHEN R VP -10

FACTORY 2 U INC(COM) 282,662 SEARLES MICHAEL D 1

FARMERS CAPITAL BANK CORP(COM) 0 SOWER FRANK W D 2

FATBRAIN COM INC(COM) 0 CAPOVILLA DENNIS F VP -2

FATBRAIN COM INC(COM) 0 CUMBIE SEAN M VP -2

FATBRAIN COM INC(COM) 0 CUMBIE SEAN M VP -2

FBR CAPITAL CORP.(COM) 149,862 LAMBERT LISE D 6

FBR CAPITAL CORP.(COM) 122,136 SHUMWAY PHILIP R DO 6

FBR CAPITAL CORP.(COM) 12,000 SMITH GRAIG O 6

FBR CAPITAL CORP.(COM) 757,221 SADEGH BAHAN D 6

FBR CAPITAL CORP.(COM) 2,039,884 BELFER TODD D 6

FBR CAPITAL CORP.(COM) 268,071 WOLF MICHAEL A D 6

FENTURA BANCORP INC.(COM) 3,205 PIECZYNSKI GLEN J D 3

FENTURA BANCORP INC.(COM) 6,227 PETTY BRIAN P D 3

FENTURA BANCORP INC.(COM) 21,578 VANGELDER RUSSELL H D 3

FIDELITY HOLDINGS INC.(COM) 5,301 WALLICK JAMES D 2

FIDELITY HOLDINGS INC.(COM) 3,983,641 COHEN DORON P 2

FIELDPOINT PETROLEUM CORP(COM) 289,777 MANOGUE ROBERT A D -2

FIELDPOINT PETROLEUM CORP(COM) 2,441,625 REAVES RAY D P -2

FIELDPOINT PETROLEUM CORP(COM) 289,777 MANOGUE ROBERT A D -2

FILENET CORP.(COM) 20,000 GRANATINO ANTOINE VP 1

FINANCIAL INDUSTRIES CORP(COM) 1,494,216 MITTE ROY F D 1

FIRST ALBANY COS.(COM) 210,208 MCNAMEE III D D -1

FIRST BANCORP.(COM) 5,744 BURNS DAVID L D 2

FIRST BUSEY CORP. 174,238 HENDREN KENNETH M D -2

FIRST CASH INC.(COM) 148,712 WILLIAMSON STEPHEN S VP -2

FIRST CASH INC.(COM) 188,972 BARRON ALAN OX -2

FIRST CITIZENS BANCSHARES INC. ( 2,418,565 HOLDING FRANK B D -2

FIRST COMMUNITY CORP.(COM) 159,195 CAMPBELL JOHN L P -1

FIRST COMMUNITY CORP.(COM) 193,275 CAMPBELL MELISSA L D -1

FIRST DEFIANCE FINL CORP.(COM) 8,500 GAZAREK MARK VP 2

FIRST FINANCIAL CORP. (IN(COM) 11,880 NIEMEYER WILLIAM A D 2

FIRST SENTINEL BANCORP IN(COM) 557,326 TIMPSON WALTER K D -2

FIRST SIERRA FINANCIAL IN(COM) 38,000 METCALFE NORMAN J D 1

FIRSTMERIT CORP.(COM) 42,996 MACSO JOHN R VP 1

FISCHER IMAGING CORP.(COM) 1,171,341 NIELDS MORGAN W CB 1

FLAMEMASTER CORP.(COM) 658,450 MAZIN JOSEPH P 3

FOOTHILL INDEPENDENT BANC(COM) 23,807 MILTENBERGER DONNA L VP 1

FORECROSS CORP.(COM) 1,612,244 CASTELLO BERNADETTE C D -2

FORECROSS CORP.(COM) 1,606,644 JONES KIM O P -2

FOSSIL INC.(COM) 424,252 SHROFF JAL S D -1

FOSTER L B CO 3,334 CIPICCHIO ANTHONY G VP 1

FOUNTAIN POWERBOAT INDS I(COM) 5,000 ROMERSA ANTHONY J VP 1

FPIC INSURANCE GROUP INC.(COM) 27,366 BARATTA ROBERT O D 8

FPIC INSURANCE GROUP INC.(COM) 3,300 WHITE JAMES G D 8

FPIC INSURANCE GROUP INC.(COM) 10,700 ACOSTARUA GASTON J D 8

FPIC INSURANCE GROUP INC.(COM) 4,191 MOYA FRANK M D 8

FRIEDMANS INC 16,491 STINN BRADLEY J O 6

FRIEDMANS INC 301,569 BRINKLEY STERLING B D 6

FRIEDMANS INC 27,662 CAY JOHN E D 6

FRITZ COS.(COM) 11,012 NAPIER GRAHAM R VP 1

FTD COM INC 55,000 HO VERONICA K D 3

FTD COM INC 265,000 PERRY RICHARD C D 3

FTD COM INC 55,000 SILBERBERG GARY D 3

G & K SERVICES INC. 19,282 ALLBRIGHT BRUCE G D 2

G & K SERVICES INC. 1,600 WRIGHT JEFFREY L O 2

GADZOOKS INC.(COM) 24,500 KOTCH WILLIAM S OX 2

GAMETECH INTERNATIONAL IN(COM) 628,000 HELD GARY R VP -1

GARDEN COM INC(COM) 280,730 ONEIL JAMES N D -3

GARDEN COM INC(COM) 2,100 CLARK BRADLEY J VP -3

GARDEN COM INC(COM) 500 SCHAFFNER DION M VP -3

GARDEN COM INC(COM) 206,279 MARTIN ANDREW R O -3

GARDEN COM INC(COM) 0 JIMERSON DOUGLAS A VP -3

GARDEN COM INC(COM) 0 JIMERSON DOUGLAS A VP -3

GARDEN COM INC(COM) 560,224 SHARPES CLIFFORD A D -3

GARDEN COM INC(COM) 560,221 SHARP LISA W D -3

GENERAL CREDIT CORP.(COM) 394,000 ZELLERMAIER IRWIN O 1

GENZYME CORP.(COM) 23,001 SMITH ALAN E VP 1

GERON CORP.(COM) 0 STEIN ROBERT B D -2

GETTY IMAGES INC.(COM) 0 REDMAN HEATHER B VP -1

GLACIER BANCORP INC.(COM) 166,423 SLITER EVERIT A D -1

EXODUS COMMUNICATIONS INC(COM) 189-24

EXODUS COMMUNICATIONS INC(COM) 189-24

EXPEDITORS INTL. OF WASHI(COM) 67-26

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

EXTREME NETWORKS INC(COM) 91-38

FACTORY 2 U INC(COM) 34-2

FARMERS CAPITAL BANK CORP(COM) 39-32

FATBRAIN COM INC(COM) 28-12

FATBRAIN COM INC(COM) 28-12

FATBRAIN COM INC(COM) 28-12

FBR CAPITAL CORP.(COM) 1-0

FBR CAPITAL CORP.(COM) 1-0

FBR CAPITAL CORP.(COM) 1-0

FBR CAPITAL CORP.(COM) 1-0

FBR CAPITAL CORP.(COM) 1-0

FBR CAPITAL CORP.(COM) 1-0

FENTURA BANCORP INC.(COM) 56-45

FENTURA BANCORP INC.(COM) 56-45

FENTURA BANCORP INC.(COM) 56-45

FIDELITY HOLDINGS INC.(COM) 25-3

FIDELITY HOLDINGS INC.(COM) 25-3

FIELDPOINT PETROLEUM CORP(COM) 2-1

FIELDPOINT PETROLEUM CORP(COM) 2-1

FIELDPOINT PETROLEUM CORP(COM) 2-1

FILENET CORP.(COM) 15-6

FINANCIAL INDUSTRIES CORP(COM) 19-9

FIRST ALBANY COS.(COM) 21-9

FIRST BANCORP.(COM) 33-16

FIRST BUSEY CORP. 26-18

FIRST CASH INC.(COM) 14-9

FIRST CASH INC.(COM) 14-9

FIRST CITIZENS BANCSHARES INC. ( 94-75

FIRST COMMUNITY CORP.(COM) 20-16

FIRST COMMUNITY CORP.(COM) 20-16

FIRST DEFIANCE FINL CORP.(COM) 15-10

FIRST FINANCIAL CORP. (IN(COM) 52-35

FIRST SENTINEL BANCORP IN(COM) 9-7

FIRST SIERRA FINANCIAL IN(COM) 29-7

FIRSTMERIT CORP.(COM) 29-24

FISCHER IMAGING CORP.(COM) 3-1

FLAMEMASTER CORP.(COM) 7-3

FOOTHILL INDEPENDENT BANC(COM) 16-11

FORECROSS CORP.(COM) 2-0

FORECROSS CORP.(COM) 2-0

FOSSIL INC.(COM) 54-18

FOSTER L B CO 7-4

FOUNTAIN POWERBOAT INDS I(COM) 7-2

FPIC INSURANCE GROUP INC.(COM) 51-14

FPIC INSURANCE GROUP INC.(COM) 51-14

FPIC INSURANCE GROUP INC.(COM) 51-14

FPIC INSURANCE GROUP INC.(COM) 51-14

FRIEDMANS INC 13-6

FRIEDMANS INC 13-6

FRIEDMANS INC 13-6

FRITZ COS.(COM) 12-7

FTD COM INC 9-6

FTD COM INC 9-6

FTD COM INC 9-6

G & K SERVICES INC. 55-38

G & K SERVICES INC. 55-38

GADZOOKS INC.(COM) 16-6

GAMETECH INTERNATIONAL IN(COM) 6-2

GARDEN COM INC(COM) 21-9

GARDEN COM INC(COM) 21-9

GARDEN COM INC(COM) 21-9

GARDEN COM INC(COM) 21-9

GARDEN COM INC(COM) 21-9

GARDEN COM INC(COM) 21-9

GARDEN COM INC(COM) 21-9

GARDEN COM INC(COM) 21-9

GENERAL CREDIT CORP.(COM) 1-0

GENZYME CORP.(COM) 8-4

GERON CORP.(COM) 17-6

GETTY IMAGES INC.(COM) 30-11

GLACIER BANCORP INC.(COM) 20-19

GLOBAL PAYMENT TECHNOLOGI(COM) 19,325 [*] 9/9-27/99

GLOBAL PAYMENT TECHNOLOGI(COM) 15,000 9/17-22/99

GLOBAL TECHNOLOGIES LTD 2,600 9/30/99

GLOBAL TECHNOLOGIES LTD 40,600 9/1-9/99

GLOBECOMM SYSTEMS INC.(COM) 2,000 9/10/99

GLOBECOMM SYSTEMS INC.(COM) 11,000 9/10/99

GREAT AMERICAN BANCORP IN(COM) 375 9/24/99

GREAT LAKES AVIATION LTD.(COM) 20,000 9/2-14/99

GREAT PLAINS SOFTWARE INC(COM) 45,000 9/3/99

GREAT PLAINS SOFTWARE INC(COM) 1,250 [*] 9/22/99

GREEN MOUNTAIN COFFEE INC(COM) 12,500 8/23-9/28/99

GS FINANCIAL CORP. 2,000 9/9/99

HARRIS FINANCIAL INC.(COM) 1,000 9/23/99

HAUSER INC.(COM) 3,000 9/30/99

HAWAIIAN NATURAL WATER CO(COM) 100,000 9/29/99

HAWTHORNE FINANCIAL CORP.(COM) 722 9/27/99

HEADHUNTER NET INC(COM) 450,000 9/7/99

HELEN OF TROY CORP.(COM) 5,000 9/16/99

HELP AT HOME INC.(COM) 3,900 9/9/99

HERITAGE FINL CORP WASH(COM) 1,000 9/3/99

HERITAGE FINL CORP WASH(COM) 2,000 9/8/99

HERTZ TECHNOLOGY GROUP IN(COM) 60,000 9/7/99

HOME FEDERAL BANCORP (IN)(COM) 2,000 9/2/99

HOMECOM COMMUNICATIONS INC. 17,850 9/9-15/99

HOMECOM COMMUNICATIONS INC. 40,050 9/9-15/99

HOMEGOLD FINANCIAL INC(COM) 2,000 9/1/99

HOMEGOLD FINANCIAL INC(COM) 9,900 9/8/99

HORIZON BANCORP (IN)(COM) 500 9/9/99

HORIZON BANCORP INC (WV)(COM) 50 9/14/99

HUMBOLDT BANCORP.(COM) 20,168 9/2-28/99

HUMBOLDT BANCORP.(COM) 10,000 9/28/99

HURCO COS.(COM) 1,000 9/29/99

IDEXX LABORATORIES INC.(COM) 5,000 9/20/99

IFR SYSTEMS INC.(COM) 3,000 9/13/99

IFR SYSTEMS INC.(COM) 5,000 9/22-27/99

IGEN INTL INC.(COM) 6,800 9/14-15/99

IMAGE GUIDED TECHNOLOGIES(COM) 150,000 9/22/99

IMALL INC.(COM) 10,000 [*] 9/27/99

IMALL INC.(COM) 10,000 9/29/99

INCARA PHARMACEUTICALS CO(COM) 50,000 9/1-2/99

INDEPENDENT COMMUNITY BAN(COM) 400 9/30/99

INFONAUTICS CORP 37,500 [*] 9/30/99

INFORMATION ARCHITECTS CO(COM) 1,200 9/14/99

INFORMATION ARCHITECTS CO(COM) 2,000 10/1/99

INNODATA CORP.(COM) 8,500 9/1-27/99

INNODATA CORP.(COM) 4,800 [*] 9/7/99

INSIGNIA SOLUTIONS PLC.(ORD) 29,998 9/14/99

INTEGRAL SYSTEMS INC.(COM) 3,000 9/1/99

INTEGRAL SYSTEMS INC.(COM) 2,000 9/9-30/99

INTEGRAL SYSTEMS INC.(COM) 6,000 9/3-30/99

INTEGRAL SYSTEMS INC.(COM) 1,000 9/15-30/99

INTEGRAL SYSTEMS INC.(COM) 12,000 9/22-10/1/99

INTEGRAL SYSTEMS INC.(COM) 2,000 9/30/99

INTEGRAL SYSTEMS INC.(COM) 3,000 9/3/99

INTEGRAL VISION INC(COM) 2,000 9/30/99

INTEGRATED DEVICE TECHNOL(COM) 10,000 [*] 9/9/99

INTEGRATED MEASUREMENT SY(COM) 2,500 [*] 9/1/99

INTEGRATED MEASUREMENT SY(COM) 5,000 9/8-14/99

INTELLICORP INC.(COM) 5,000 9/14/99

INTERACTIVE INTELLIGENCE (COM) 500 9/23/99

INTERACTIVE INTELLIGENCE (COM) 1,500 9/23/99

INTERFACE INC. 349,818 8/3/99

INTERLEAF INC.(COM) 13,333 9/3/99

ITXC CORP(COM) 4,000 9/28/99

JAKKS PACIFIC INC.(COM) 16,750 8/2-31/99

JAKKS PACIFIC INC.(COM) 3,750 9/1/99

JASON INC.(COM) 10,000 [*] 9/2-7/99

KANA COMMUNICATIONS INC(COM) 600 9/27/99

KANA COMMUNICATIONS INC(COM) 4,850 9/27/99

KANA COMMUNICATIONS INC(COM) 600 9/27/99

KANA COMMUNICATIONS INC(COM) 6,165 9/22/99

KANA COMMUNICATIONS INC(COM) 600 9/27/99

KANA COMMUNICATIONS INC(COM) 600 9/27/99

KANA COMMUNICATIONS INC(COM) 600 9/27/99

KANA COMMUNICATIONS INC(COM) 1,600 9/27/99

KANA COMMUNICATIONS INC(COM) 600 9/27/99

KANA COMMUNICATIONS INC(COM) 600 9/27/99

KENTUCKY INVESTORS INC(COM) 1,350 9/21/99

KEYNOTE SYSTEMS INC(COM) 125,000 9/29/99

KEYSTONE AUTOMOTIVE INDUS(COM) 10,000 9/29-30/99

KEYSTONE FINANCIAL INC.(COM) 2,000 9/10/99

KING PHARMACEUTICALS INC.(COM) 10,500 9/3/99

KING PHARMACEUTICALS INC.(COM) 23,100 9/1-17/99

KING PHARMACEUTICALS INC.(COM) 5,000 9/15/99

GLOBAL PAYMENT TECHNOLOGI(COM) 8.56-9.00 4,0000 NADER ROBERT W VP

GLOBAL PAYMENT TECHNOLOGI(COM) 9.00 65,000 SEIDENBERG EDWARD P

GLOBAL TECHNOLOGIES LTD 3.25 5,000 PORAT M M D

GLOBAL TECHNOLOGIES LTD 3.63-4.04 196,066 GROSS IRWIN L D

GLOBECOMM SYSTEMS INC.(COM) 9.50 1,525 YABLONSKI STEPHEN O

GLOBECOMM SYSTEMS INC.(COM) 9.69-9.88 94,452 WOODRING DONALD G F

GREAT AMERICAN BANCORP IN(COM) 14.00 17,470 WALLER MELINDA K VP

GREAT LAKES AVIATION LTD.(COM) 2.75-3.00 5,333,900 VOSS DOUGLAS G P

GREAT PLAINS SOFTWARE INC(COM) 47.25 1,625,352 BURGUM DOUGLAS J CB

GREAT PLAINS SOFTWARE INC(COM) 53.00 0 TIBBETTS JOSEPH S D

GREEN MOUNTAIN COFFEE INC(COM) 7.00-9.50 15,100 MCBRIDE KEVIN G VP

GS FINANCIAL CORP. 10.63 10,760 BARTELS GLENN R O

HARRIS FINANCIAL INC.(COM) 9.56 9,498 ROEBUCK ROBERT R D

HAUSER INC.(COM) 3.56-3.69 12,264 COLEMAN WILLIAM E D

HAWAIIAN NATURAL WATER CO(COM) 1.00 829,264 BENDER MARCUS D

HAWTHORNE FINANCIAL CORP.(COM) 14.75 875 HARDIN DAVID L VP

HEADHUNTER NET INC(COM) 9.30 1,800,000 BARE WARREN L D

HELEN OF TROY CORP.(COM) 10.38 5,739 MCINTYRE GARDNER H P

HELP AT HOME INC.(COM) 1.59-1.75 966,400 GOLDSTEIN LOUIS DO

HERITAGE FINL CORP WASH(COM) 8.19 1,100 CAMERON EDWARD D VP

HERITAGE FINL CORP WASH(COM) 8.13 7,000 PATJENS GREGORY VP

HERTZ TECHNOLOGY GROUP IN(COM) 1.48 532,500 HERTZ MARILYN D

HOME FEDERAL BANCORP (IN)(COM) 25.88 6,961 BEATTY JOHN T D

HOMECOM COMMUNICATIONS INC. 3.07-3.43 141,467 ELLSWORTH JAMES W D

HOMECOM COMMUNICATIONS INC. 3.07-3.43 690,590 DELITY DANIEL A D

HOMEGOLD FINANCIAL INC(COM) 1.19 1,014,384 STERLING JOHN M CB

HOMEGOLD FINANCIAL INC(COM) 1.25 40,000 KEEGAN MARK S VP

HORIZON BANCORP (IN)(COM) 45.00 1,822 ARNDT RUSSELL L D

HORIZON BANCORP INC (WV)(COM) 43.00 250 AVERITT GEORGE R D

HUMBOLDT BANCORP.(COM) 13.00-15.63 37,231 MASON THEODORE S P

HUMBOLDT BANCORP.(COM) 14.50 40,351 RENNER NICHAEL D

HURCO COS.(COM) 4.06 1,000 BLAKE RICHARD OX

IDEXX LABORATORIES INC.(COM) 17.00 111,000 KINNEY E R D

IFR SYSTEMS INC.(COM) 4.00-4.13 1,500 GROSE JOHN D

IFR SYSTEMS INC.(COM) 3.50-3.63 5,300 GRAF DONALD L D

IGEN INTL INC.(COM) 28.00-29.75 51,100 CONNELLY ROBERT VP

IMAGE GUIDED TECHNOLOGIES(COM) 0.27 150,000 RAY PAUL L P

IMALL INC.(COM) 16.75 113,574 WINDLEY PHILLIP J O

IMALL INC.(COM) 18.93 3,625 BLUE HAROLD D

INCARA PHARMACEUTICALS CO(COM) 0.90-1.05 206,502 DUNCAN CLAYTON I P

INDEPENDENT COMMUNITY BAN(COM) 26.00 4,250 DEACON F E OS

INFONAUTICS CORP 5.42 117,004 KOPELMAN JOSHUA M VP

INFORMATION ARCHITECTS CO(COM) 2.50 2,000 RFACANIELLO MICHAEL L VP

INFORMATION ARCHITECTS CO(COM) 2.00 2,300 THOMAS J W O

INNODATA CORP.(COM) 8.00-11.33 659,144 HERTZ BARRY CB

INNODATA CORP.(COM) 11.65 1,578 STERN STANLEY D

INSIGNIA SOLUTIONS PLC.(ORD) 5.73 0 WORKMAN RON L VP

INTEGRAL SYSTEMS INC.(COM) 24.75 66,000 CHRCHEDI STEVEN A VP

INTEGRAL SYSTEMS INC.(COM) 26.50-28.00 10,400 PARFITT ELAINE M VP

INTEGRAL SYSTEMS INC.(COM) 25.99-28.22 318,505 CHAMBERLAIN STEVEN R D

INTEGRAL SYSTEMS INC.(COM) 27.72 189,376 KOWAL STEVEN K VP

INTEGRAL SYSTEMS INC.(COM) 25.75-28.48 150,600 GOUGH THOMAS L P

INTEGRAL SYSTEMS INC.(COM) 27.73 232,940 SADLER ROBERT P D

INTEGRAL SYSTEMS INC.(COM) 25.25 0 LAITI DOMINIC A D

INTEGRAL VISION INC(COM) 1.25 8,000 CURRENT RICHARD R D

INTEGRATED DEVICE TECHNOL(COM) 21.19 855,242 CAREY DAVID J CB

INTEGRATED MEASUREMENT SY(COM) 14.00 0 ALLISON MARK O

INTEGRATED MEASUREMENT SY(COM) 13.50-14.00 1,763 BARIL WILFRED B VP

INTELLICORP INC.(COM) 1.44 14,000 GZAJA KENNETH A O

INTERACTIVE INTELLIGENCE (COM) 13.00 500 CULLINANE MICHAEL P D

INTERACTIVE INTELLIGENCE (COM) 13.00 24,000 COMPTON ROBERT A D

INTERFACE INC. 9.09 0 EITEL CHARLES R P

INTERLEAF INC.(COM) 7.50 68,477 ELLERTSON JAIME W P

ITXC CORP(COM) 12.00 70,668 WEISS FREDERICK G OS

JAKKS PACIFIC INC.(COM) 2.00-9.75 1,000 BENNETT JOEL M O

JAKKS PACIFIC INC.(COM) 30.17 1,000 BENNETT JOEL M O

JASON INC.(COM) 7.75-7.88 28,365 TALBERT WILLIAM H VP

KANA COMMUNICATIONS INC(COM) 15.00 314,366 WOLFE MICHAEL R VP

KANA COMMUNICATIONS INC(COM) 15.00 204,850 CAVANAGH IAN VP

KANA COMMUNICATIONS INC(COM) 15.00 830,231 GRETSCH GREGORY C VP

KANA COMMUNICATIONS INC(COM) 15.00 4,318,290 BEIRNE DAVID D

KANA COMMUNICATIONS INC(COM) 15.00 793,719 ANSANELLI JOSEPH G VP

KANA COMMUNICATIONS INC(COM) 15.00 933,933 MCCLOSKEY MICHAEL J D

KANA COMMUNICATIONS INC(COM) 15.00 207,266 PHELPS WILLIAM R VP

KANA COMMUNICATIONS INC(COM) 15.00 407,303 HOLLAND PAUL R VP

KANA COMMUNICATIONS INC(COM) 15.00 157,266 MCCARTHY JOSEPH D VP

KANA COMMUNICATIONS INC(COM) 15.00 2,376,600 GAINEY MARK S CB

KENTUCKY INVESTORS INC(COM) 21.00 349,485 WATERFIELD HARRY L CB

KEYNOTE SYSTEMS INC(COM) 13.02 2,542,232 GUPTA UMANG CB

KEYSTONE AUTOMOTIVE INDUS(COM) 11.00-11.25 281,692 HOGARTY CHARLES J P

KEYSTONE FINANCIAL INC.(COM) 26.00 66,837 FIELD GERALD E D

KING PHARMACEUTICALS INC.(COM) 32.25 15,326 MCCOY JOHN P VP

KING PHARMACEUTICALS INC.(COM) 32.75-35.32 105,378 BOURNE ERNEST C AF

KING PHARMACEUTICALS INC.(COM) 39.63 20,760 TEBEAU GREGORY J VP

GLOBAL PAYMENT TECHNOLOGI(COM) -2 16-7

GLOBAL PAYMENT TECHNOLOGI(COM) -2 16-7

GLOBAL TECHNOLOGIES LTD 2 5-1

GLOBAL TECHNOLOGIES LTD 2 5-1

GLOBECOMM SYSTEMS INC.(COM) -2 15-4

GLOBECOMM SYSTEMS INC.(COM) -2 15-4

GREAT AMERICAN BANCORP IN(COM) – N/A

GREAT LAKES AVIATION LTD.(COM) 1 4-2

GREAT PLAINS SOFTWARE INC(COM) -1 58-27

GREAT PLAINS SOFTWARE INC(COM) -1 58-27

GREEN MOUNTAIN COFFEE INC(COM) – 10-5

GS FINANCIAL CORP. 2 14-10

HARRIS FINANCIAL INC.(COM) 3 17-9

HAUSER INC.(COM) 2 8-2

HAWAIIAN NATURAL WATER CO(COM) 1 4-0

HAWTHORNE FINANCIAL CORP.(COM) -1 17-11

HEADHUNTER NET INC(COM) 6 19-10

HELEN OF TROY CORP.(COM) -3 20-8

HELP AT HOME INC.(COM) 1 3-1

HERITAGE FINL CORP WASH(COM) 3 12-7

HERITAGE FINL CORP WASH(COM) 3 12-7

HERTZ TECHNOLOGY GROUP IN(COM) -1 N/A

HOME FEDERAL BANCORP (IN)(COM) – 30-21

HOMECOM COMMUNICATIONS INC. -2 8-2

HOMECOM COMMUNICATIONS INC. -2 8-2

HOMEGOLD FINANCIAL INC(COM) – 2-0

HOMEGOLD FINANCIAL INC(COM) – 2-0

HORIZON BANCORP (IN)(COM) 2 50-40

HORIZON BANCORP INC (WV)(COM) 1 40-33

HUMBOLDT BANCORP.(COM) – N/A

HUMBOLDT BANCORP.(COM) – N/A

HURCO COS.(COM) 1 7-3

IDEXX LABORATORIES INC.(COM) 1 28-15

IFR SYSTEMS INC.(COM) 1 7-3

IFR SYSTEMS INC.(COM) 1 7-3

IGEN INTL INC.(COM) 1 35-21

IMAGE GUIDED TECHNOLOGIES(COM) 2 1-0

IMALL INC.(COM) -2 29-7

IMALL INC.(COM) -2 29-7

INCARA PHARMACEUTICALS CO(COM) 1 14-1

INDEPENDENT COMMUNITY BAN(COM) -1 29-22

INFONAUTICS CORP – 8-1

INFORMATION ARCHITECTS CO(COM) 2 12-1

INFORMATION ARCHITECTS CO(COM) 2 12-1

INNODATA CORP.(COM) -1 8-5

INNODATA CORP.(COM) -1 8-5

INSIGNIA SOLUTIONS PLC.(ORD) – N/A

INTEGRAL SYSTEMS INC.(COM) -9 29-13

INTEGRAL SYSTEMS INC.(COM) -9 29-13

INTEGRAL SYSTEMS INC.(COM) -9 29-13

INTEGRAL SYSTEMS INC.(COM) -9 29-13

INTEGRAL SYSTEMS INC.(COM) -9 29-13

INTEGRAL SYSTEMS INC.(COM) -9 29-13

INTEGRAL SYSTEMS INC.(COM) -9 29-13

INTEGRAL VISION INC(COM) 1 3-1

INTEGRATED DEVICE TECHNOL(COM) -4 24-5

INTEGRATED MEASUREMENT SY(COM) -2 15-6

INTEGRATED MEASUREMENT SY(COM) -2 15-6

INTELLICORP INC.(COM) 1 2-1

INTERACTIVE INTELLIGENCE (COM) 6 27-20

INTERACTIVE INTELLIGENCE (COM) 6 27-20

INTERFACE INC. -1 N/A

INTERLEAF INC.(COM) 1 26-1

ITXC CORP(COM) 3 36-27

JAKKS PACIFIC INC.(COM) -1 43-9

JAKKS PACIFIC INC.(COM) -1 43-9

JASON INC.(COM) -1 9-6

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KANA COMMUNICATIONS INC(COM) 10 75-47

KENTUCKY INVESTORS INC(COM) -1 26-18

KEYNOTE SYSTEMS INC(COM) -1 42-25

KEYSTONE AUTOMOTIVE INDUS(COM) 1 22-9

KEYSTONE FINANCIAL INC.(COM) -1 37-23

KING PHARMACEUTICALS INC.(COM) -7 40-14

KING PHARMACEUTICALS INC.(COM) -7 40-14

KING PHARMACEUTICALS INC.(COM) -7 40-14

KING PHARMACEUTICALS INC.(COM) 100,000 9/8-10/99 33.46-35.75

KLA-TENCOR CORP.(COM) 40,000 [*] 9/8/99 71.00-71.88

KLA-TENCOR CORP.(COM) 10,000 [*] 9/7-8/99 71.21-71.38

KLA-TENCOR CORP.(COM) 32,458 [*] 9/7/99 70.50-71.27

KLA-TENCOR CORP.(COM) 14,000 [*] 9/1-7/99 65.00-70.96

KLA-TENCOR CORP.(COM) 10,000 [*] 9/7/99 71.00

KLA-TENCOR CORP.(COM) 15,000 [*] 9/9/99 71.50

LA JOLLA PHARMACEUTICAL C(COM) 14,135 9/17/99 0.50

LAKELAND INDUSTRIES INC.(COM) 1,000 10/13/99 3.25

LAM RESEARCH CORP.(COM) 131,500 [*] 9/1-7/99 57.95-63.03

LAM RESEARCH CORP.(COM) 6,600 [*] 9/3/99 59.50

LASER-PAC MEDIA CORP.(COM) 8,500 9/3-10/99 7.25-7.50

LATTICE SEMICONDUCTOR COR(COM) 30,000 [*] 9/1/99 31.50

LATTICE SEMICONDUCTOR COR(COM) 25,000 [*] 9/1/99 31.50

LEVES 3 COMMUNICATIONS IN(COM) 84,000 9/1-30/99 52.72-64.91

LIGAND PHARMACEUTICALS IN(COM) 9,500 9/3/99 7.75

LIGHTBRIDGE INC.(COM) 4,000 9/9/99 15.63

LIGHTBRIDGE INC.(COM) 6,000 9/13/99 15.00

LINCOLN SNACKS CO.(COM) 48,000 9/2-14/99 2.00

LINCOLN SNACKS CO.(COM) 48,000 9/2-14/99 2.00

LSB INDUSTRIES INC.(COM) 65,000 9/3-7/99 1.25-1.39

LYCOS INC.(COM) 12,000 [*] 9/13-27/99 44.25-48.00

LYCOS INC.(COM) 24,000 [*] 9/21/99 48.00

LYCOS INC.(COM) 22,500 [*] 9/29/99 51.25-51.31

LYCOS INC.(COM) 100,000 [*] 9/9-10/99 43.73-44.60

LYCOS INC.(COM) 30,000 [*] 9/23-29/99 45.51-51.00

MAF BANCORP INC.(COM) 5,000 9/8/99 21.00

MAIN STREET & MAIN INC.(COM) 100,000 9/17/99 3.25

MARISA CHRISTINA INC.(COM) 2,000 9/10-20/99 1.13-1.50

MAVERICK TUBE CORP.(COM) 8,000 9/9/99 21.19

MAXIM INTEGRATED PRODUCTS(COM) 12,000 [*] 9/10/99 72.50

MAXIM INTEGRATED PRODUCTS(COM) 15,000 [*] 9/1/99 60.32

MAXIM INTEGRATED PRODUCTS(COM) 30,000 [*] 9/3-9/99 70.00-71.44

MAXIM INTEGRATED PRODUCTS(COM) 20,000 9/2-3/99 69.19-70.94

MAXIM INTEGRATED PRODUCTS(COM) 10,000 [*] 9/7/99 71.44

MAXIM INTEGRATED PRODUCTS(COM) 100,000 [*] 9/8/99 71.72

MAXIM INTEGRATED PRODUCTS(COM) 15,000 [*] 9/3/99 70.50

MAXIM INTEGRATED PRODUCTS(COM) 4,700 [*] 9/3/99 72.00

MEDICAL MANAGER CORP.(COM) 3,000 9/30/99 45.50

MEDIX RESOURCES INC(COM) 20,000 9/17/99 0.50

MEDQUIST INC.(COM) 40,000 9/3/99 37.25

MEDSCAPE INC(COM) 1,350 9/27/99 8.00

MEDSCAPE INC(COM) 125,000 9/27/99 8.00

MEDSCAPE INC(COM) 75,000 9/30/99 8.00

MEDSCAPE INC(COM) 2,160 9/30/99 8.00

MEDSCAPE INC(COM) 1,000 9/27/99 8.00

MEDSCAPE INC(COM) 2,380 9/30/99 8.00

MEDSCAPE INC(COM) 6,300 9/30/99 8.00

MEDSCAPE INC(COM) 75,000 9/30/99 8.00

MEDSCAPE INC(COM) 3,400 9/27/99 8.00

MENTOR CORP.(COM) 7,500 9/2/99 23.80

MERCHANTS & MANUFACTURERS(COM) 65 9/15/99 42.00

MERCHANTS & MANUFACTURERS(COM) 66 9/15/99 42.00

MERCHANTS BANCORP INC.(COM) 1,000 9/1/99 32.38

METRO TEL CORP.(COM) 5,500 9/23/99 2.13

METROMEDIA FIBER NETWORK INC. 150,000 [*] 8/17-9/13/99 26.81-31.07

MGC COMMUNICATIONS INC.(COM) 23,700 9/29/99 16.64

MICHALES STORES INC(COM) 85,500 [*] 9/7-30/99 26.95-30.13

MICHALES STORES INC(COM) 42,200 [*] 9/7-30/99 29.00-30.13

MINIMED INC.(COM) 205,000 [*] 9/28/99 98.88

MINIMED INC.(COM) 10,000 [*] 9/10-29/99 98.28-104.63

MINIMED INC.(COM) 5,000 [*] 9/30/99 98.38

MINIMED INC.(COM) 4,000 [*] 9/22/99 98.06

MINIMED INC.(COM) 25,000 9/17-27/99 97.63-100.29

MINIMED INC.(COM) 5,000 [*] 9/10/99 99.28

MINIMED INC.(COM) 10,000 [*] 9/10-15/99 99.28-99.78

MINIMED INC.(COM) 5,000 [*] 9/17/99 97.65

MINIMED INC.(COM) 1,000 [*] 9/10/99 98.90

MISONIX INC.(COM) 5,000 9/2/99 5.00

MK GOLD CO.(COM) 50,000 9/9/99 0.82-0.88

MOTHERS WORK INC.(COM) 1,000 9/29/99 8.70

MP3 COM INC(COM) 9,000 9/3/99 33.34

MTI TECHNOLOGY CORP.(COM) 20,000 [*] 8/16/99 18.08

NANOGEN INC.(COM) 15,000 9/1-2/99 6.88-7.06

NANOGEN INC.(COM) 2,000 8/31/999 6.69-6.75

NASB FINANCIAL INC(COM) 5,100 8/17-9/30/99 11.00-14.00

NATIONAL CITY BANCSHARES (COM) 500 9/13/99 25.50

NATIONAL CITY BANCSHARES (COM) 380 9/7/99 26.28

NATIONAL RECORD MART INC.(COM) 2,000 9/22/99 3.19-3.31

NATIONAL RECORD MART INC.(COM) 5,130 9/3-30/99 3.06-3.50

NATIONAL SECURITY GROUP I(COM) 5,000 9/27-30/99 12.38-12.50

NETIVATION COM INC(COM) 1,000 9/21/99 4.75

NETWORK CONNECTION INC.(COM) 66,667 9/6/99 1.28

NETZERO INC(COM) 1,850 9/23/99 16.00

KING PHARMACEUTICALS INC.(COM) 1,842,186 GREGORY JOSEPH R D -7 40-14

KLA-TENCOR CORP.(COM) 5,531 SCHNITZER ARTHUR P VP -12 75-31

KLA-TENCOR CORP.(COM) 4,564 BOEHLKE ROBERT J VP -12 75-31

KLA-TENCOR CORP.(COM) 2,058 RICHARDSON NEIL OX -12 75-31

KLA-TENCOR CORP.(COM) 2,058 WALLACE RICHARD Q O -12 75-31

KLA-TENCOR CORP.(COM) 1,007 DICKERSON GARY E VP -12 75-31

KLA-TENCOR CORP.(COM) 1,481,702 LEVY KENNETH CB -12 75-31

LA JOLLA PHARMACEUTICAL C(COM) 0 ERWIN WOOD C VP -1 5-0

LAKELAND INDUSTRIES INC.(COM) 251,977 RYAN CHRISTOPHER J VP 1 8-3

LAM RESEARCH CORP.(COM) 15,603 EMERICK ROGER D D -4 74-14

LAM RESEARCH CORP.(COM) 15,260 TU HSUI S OX -4 74-14

LASER-PAC MEDIA CORP.(COM) 0 ZIMMERMAN RONALD D -1 11-1

LATTICE SEMICONDUCTOR COR(COM) 680,624 TSUI CYRUS Y P -6 69-28

LATTICE SEMICONDUCTOR COR(COM) 25,394 SL0SS RODNEY F VP -6 69-28

LEVES 3 COMMUNICATIONS IN(COM) 10,327,725 CREOWE JAMES Q P -4 93-30

LIGAND PHARMACEUTICALS IN(COM) 258,501 ROBINSON DAVID P 3 12-10

LIGHTBRIDGE INC.(COM) 4,300 BLACKWELL DOUGLAS E VP -4 25-4

LIGHTBRIDGE INC.(COM) 104,200 BROWN WILLAM G VP -4 25-4

LINCOLN SNACKS CO.(COM) 4,929,754 HARTONG HENDRIK J D 2 2-1

LINCOLN SNACKS CO.(COM) 4,929,754 GRAY JOHN T D 2 2-1

LSB INDUSTRIES INC.(COM) 2,534,177 GOLSEN JACK E CB 2 4-1

LYCOS INC.(COM) 1,384 GUKFOILE THOMAS E VP -5 137-33

LYCOS INC.(COM) 0 PETERSON DAVID G VP -5 137-33

LYCOS INC.(COM) 809 CROWN JEFFREY VP -5 137-33

LYCOS INC.(COM) 5,751 DAVIS ROBERT J P -5 137-33

LYCOS INC.(COM) 2,147 SIMMER MARK G VP -5 137-33

MAF BANCORP INC.(COM) 34,226 JANSSEN MICHAL J VP 3 27-19

MAIN STREET & MAIN INC.(COM) 1,945,600 ANTIOCO JOHN F CB 1 4-3

MARISA CHRISTINA INC.(COM) 1,063,717 LERNER MICHAEL H CB 3 2-1

MAVERICK TUBE CORP.(COM) 524,000 MACULAY WILLIAM E D -1 22-5

MAXIM INTEGRATED PRODUCTS(COM) 1,018 ULLAL VIJAYKUMAR VP -9 74-33

MAXIM INTEGRATED PRODUCTS(COM) 3,336 SCHEER ROBERT F VP -9 74-33

MAXIM INTEGRATED PRODUCTS(COM) 196,154 DOLUCA TUNC SH -9 74-33

MAXIM INTEGRATED PRODUCTS(COM) 50,000 BERGMAN JAMES R D -9 74-33

MAXIM INTEGRATED PRODUCTS(COM) 18,220 HAGOPIAN B K D -9 74-33

MAXIM INTEGRATED PRODUCTS(COM) 200,000 BOYACIGILLER ZIYA G VP -9 74-33

MAXIM INTEGRATED PRODUCTS(COM) 7,494 RIGG CHARLES G VP -9 74-33

MAXIM INTEGRATED PRODUCTS(COM) 750,897 GIFFORD JOHN F P -9 74-33

MEDICAL MANAGER CORP.(COM) 5,211,389 BYGOD MARTIAN J CB 1 69-20

MEDIX RESOURCES INC(COM) 164,575 STAHL DOUGLAS D -1 1-0

MEDQUIST INC.(COM) 1,208,733 COHEN DAVID A O -11 46-27

MEDSCAPE INC(COM) 1,350 WALSH MEG P 9 14-10

MEDSCAPE INC(COM) 2,547,736 PATRICOF ALAN J D 9 14-10

MEDSCAPE INC(COM) 4,445,631 THORNE OAKLEIGH D 9 14-10

MEDSCAPE INC(COM) 116,874 DYSON ESTHER D 9 14-10

MEDSCAPE INC(COM) 1,000 KALIN STEVEN R O 9 14-10

MEDSCAPE INC(COM) 2,380 BOULDING MARK E O 9 14-10

MEDSCAPE INC(COM) 6,300 LUNDBERG GEORGE D O 9 14-10

MEDSCAPE INC(COM) 4,341,212 VONSCHROETER CARLO D 9 14-10

MEDSCAPE INC(COM) 3,400 BUTLEIN MARC D 9 14-10

MENTOR CORP.(COM) 589,066 CONWAY CHRISTOPHER J CB -2 29-13

MERCHANTS & MANUFACTURERS(COM) 18,246 WINTERS KEITH C D 14 44-37

MERCHANTS & MANUFACTURERS(COM) 20,141 BARTELS J M D 14 44-37

MERCHANTS BANCORP INC.(COM) 20,779 CHEATHAM J D VP -1 33-25

METRO TEL CORP.(COM) 2,389,447 STEINER WILLIAM K D 1 3-1

METROMEDIA FIBER NETWORK INC. 50,000 GALLUCCIO VINCENT A VP -1 19-22

MGC COMMUNICATIONS INC.(COM) 3,261,808 GALLAGHER MAURICE J D 1 47-5

MICHALES STORES INC(COM) 30,955 ROULEAU MICHAEL OP -3 33-16

MICHALES STORES INC(COM) 3,253 HIEMENZ DUANE VP -3 33-16

MINIMED INC.(COM) 8,265,302 MANN ALFRED E CB -13 114-51

MINIMED INC.(COM) 3,460 KENTOR ERIC S VP -13 114-51

MINIMED INC.(COM) 3,496 MACCALLUM DAVID H D -13 114-51

MINIMED INC.(COM) 0 BOWMAN STEPHEN A VP -13 114-51

MINIMED INC.(COM) 6,750 CHERNOF DAVID D -13 114-51

MINIMED INC.(COM) 1,196 SAYER KEVIN R VP -13 114-51

MINIMED INC.(COM) 1,540 GREGG TERRANCE P -13 114-51

MINIMED INC.(COM) 4,000 TESTMAN THOMAS R D -13 114-51

MINIMED INC.(COM) 535 MORLEY DAVID R VP -13 114-51

MISONIX INC.(COM) 51,450 MCMANUS MICHAEL A P 1 7-3

MK GOLD CO.(COM) 52,100 MISCOLL JAMES P D 1 1-0

MOTHERS WORK INC.(COM) 8,000 OCHS DONALD W VP – 16-8

MP3 COM INC(COM) 1,525,873 SPIEGEL THOMAS VP 2 63-27

MTI TECHNOLOGY CORP.(COM) 0 RAIMONDI THOMAS P VP -10 28-3

NANOGEN INC.(COM) 435,450 NOVA TINA S P – 10-4

NANOGEN INC.(COM) 1,269,348 BIRNDORF HOWARD C CB – 10-4

NASB FINANCIAL INC(COM) 1,000 THOMAS PAUL VP 1 93-10

NATIONAL CITY BANCSHARES (COM) 26,733 EMGE SUSANNE R D 4 41-24

NATIONAL CITY BANCSHARES (COM) 16,935 KEIL ROBERT A P 4 41-24

NATIONAL RECORD MART INC.(COM) 72,265 ZACHARIAS SAMUEL S D 1 17-3

NATIONAL RECORD MART INC.(COM) 1,266,808 TEITELBAUM WILLIAM A P 1 17-3

NATIONAL SECURITY GROUP I(COM) 89,086 CLARK FRED D D 1 15-10

NETIVATION COM INC(COM) 978,150 PAQUIN GARY S D 2 12-5

NETWORK CONNECTION INC.(COM) 66,667 GROSS IRWIN L CB 1 4-1

NETZERO INC(COM) 10,901,256 ANDERSON JAMES C D 3 32-20

NETZERO INC(COM) 1,850 9/23/99 16.00

NEW WORLD COFFEE & BAGELS(COM) 20,000 9/1/99 1.75-1.94

NEXTLINK COMMUNICATIONS INC. 53,016 9/30/99 50.25

NORTH AMERICAN SCIENTIFIC(COM) 53,750 9/2-30/99 8.81-9.13

NORTHERN STATES FINANCIAL(COM) 5,000 9/16/99 23.38

NOVELL INC.(COM) 2,000 9/2/99 22.63

NSD BANCORP INC.(COM) 10,814 9/24-30/99 19.50-20.00

NSD BANCORP INC.(COM) 500 9/30/99 19.75

NURESCELL INC(COM) 500,000 9/1/99 0.80

OFFSHORE LOGISTICS INC.(COM) 2,000 9/17/99 11.00

OHIO VALLEY BANC CORP.(COM) 500 9/20/99 32.50

OHIO VALLEY BANC CORP.(COM) 1,000 9/15/99 33.00

OMNI NUTRACEUTICALS INC(COM) 281,645 9/20/99 2.38

OMNI NUTRACEUTICALS INC(COM) 275,000 9/20/99 2.38

OPEN MARKET INC.(COM) 915 9/8/99 12.00

OPEN MARKET INC.(COM) 123,875 9/9-13/99 12.19-13.84

OPEN PLAN SYSTEMS INC.(COM) 10,000 9/15/99 2.50

OPEN PLAN SYSTEMS INC.(COM) 100,000 9/15/99 2.50

OPEN PLAN SYSTEMS INC.(COM) 75,000 9/15/99 2.50

OPEN PLAN SYSTEMS INC.(COM) 4,000 9/15/99 2.50

OPEN PLAN SYSTEMS INC.(COM) 50,000 9/15/99 2.50

OPEN PLAN SYSTEMS INC.(COM) 50,000 9/15/99 2.50

OPEN PLAN SYSTEMS INC.(COM) 4,000 9/15/99 2.50

OPTICAL COATING LABORATOR(COM) 5,000 [*] 9/8/99 77.00

OPTICAL COATING LABORATOR(COM) 5,000 [*] 9/20/99 84.92

OPTICAL COATING LABORATOR(COM) 15,000 [*] 9/30/99 92.00

OPTICAL COATING LABORATOR(COM) 10,000 [*] 9/22/99 90.00

OPTICAL COATING LABORATOR(COM) 5,000 9/8-27/99 82.38-92.38

ORACLE CORP.(COM) 25,000 [*] 9/23-29/99 44.56-45.69

ORACLE CORP.(COM) 20,000 [*] 9/21/99 45.06

ORACLE CORP.(COM) 125,535 [*] 9/22-23/99 44.94-45.76

ORRSTOWN FINL SVCS INC(COM) 604 9/10/99 36.50

ORTEL CORP.(COM) 2,000 9/20/99 16.00

ORTHODONTIX INC.(COM) 5,100 9/2-29/99 0.75-1.13

OSI PHARMACEUTICALS INC(COM) 15,000 [*] 9/15/99 6.25

OSICOM TECHNOLOGIES INC.(COM) 1,374 [*] 9/22/99 10.13

OWOSSO CORP.(COM) 2,000 9/13-17/99 4.95-4.97

OWOSSO CORP.(COM) 2,000 9/30/99 3.88-3.93

OXFORO MEDICAL INTL INC.(COM) 28,000 9/29/99 1.23

P F CHANGS CHINA BISTRO I(COM) 11,000 [*] 9/2/99 21.25

P F CHANGS CHINA BISTRO I(COM) 5,172 9/1/99 21.19

PACFIC BANK(COM) 200 9/30/99 25.00

PACIFIC CAPITAL BANCORP(COM) 4,028 9/15/99 30.15

PAGING NETWORK INC.(COM) 10,000 9/1/99 3.09-3.63

PARADYNE NETWORKS INC(COM) 3,860,372 9/28/99 31.00

PAREXEL INTERNATIONAL COR(COM) 10,000 9/8/99 10.12

PARIS BUSINESS FORMS INC(COM) 44,210 9/24/99 1.86

PARLEX CORP.(COM) 2,000 9/14/99 17.25

PENNSYLVANIA COMM BANCORP(COM) 140 9/2/99 26.00

PEOPLES BANCORP OF NORTH (COM) 1,500 9/28/99 18.00

PETSMART INC.(COM) 1,000 9/3/99 4.25

PETSMART INC.(COM) 3,000 9/8/99 4.22

PETSMART INC.(COM) 4,600 9/3/99 4.25-4.28

PETSMART INC.(COM) 20,000 9/3/99 4.31

PETSMART INC.(COM) 1,900 9/10/99 4.63

PETSMART INC.(COM) 1,000 9/7/99 4.38

PETSMART INC.(COM) 2,000 9/23/99 4.00

PETSMART INC.(COM) 5,000 9/3/99 4.38

PHILADELPHIA CONSOLIDATED(COM) 10,000 9/9/99 14.13

PIZZA INN INC.(COM) 10,800 [*] 9/1-22/99 3.13-3.56

PLANET HOLLYWOOD INTL INC. 200,000 9/3-7/99 0.49-0.54

PONTOTOC PRODUCTION INC.(COM) 25,000 9/5-24/99 3.88-8.13

PONTOTOC PRODUCTION INC.(COM) 25,000 9/1-20/99 7.03-7.98

PONTOTOC PRODUCTION INC.(COM) 30,000 9/7-23/99 3.88-8.18

POPULAR INC.(COM) 1,818 9/9/99 26.94-27.00

POPULAR INC.(COM) 2,269 9/9-16/99 26.38-27.00

PORTAL SOFTWARE INC(COM) 7,500 [*] 9/28/99 38.00

POWER-ONE INC(COM) 102,200 9/20/99 23.88

POWER-ONE INC(COM) 72,500 9/20/99 23.88

POWER-ONE INC(COM) 133,900 9/20/99 23.88

POWER-ONE INC(COM) 132,200 9/20/99 23.88

POWER-ONE INC(COM) 459,200 9/20/99 23.88

POWERWAVE TECHNOLOGIES IN(COM) 8,038 9/8/99 9.74

PRECISION STANDARD INC.(COM) 1,000,000 9/7/99 10.00

PRICE T ROWE & ASSOC INC(COM) 27,000 [*] 9/8/99 30.18

PRICELINE COM INC(COM) 5,000 9/24-27/99 0.80

PRIMA ENERGY CORP.(COM) 2,500 [*] 9/23/99 23.25

PRICETON NATIONAL BANCOR(COM) 618 9/30-10/1/99 12.00-13.13

PRICETON NATIONAL BANCOR(COM) 565 9/30/99 13.13

PRICETON NATIONAL BANCOR(COM) 241 9/30/99 13.13

PRICETON NATIONAL BANCOR(COM) 500 10/1/99 11.50

PRICETON NATIONAL BANCOR(COM) 422 9/30-10/4/99 12.38-13.13

PRODIGY COMMUNICATIONS CO(COM) 5,000 [*] 9/10-13/99 17.00-17.31

PROJECT SOFTWARE & DEVELO(COM) 5,000 [*] 9/9/99 44.81

NETZERO INC(COM) 10,901,256 KOONTZ PAUL G D 3 32-20

NEW WORLD COFFEE & BAGELS(COM) 40,212 BARKET KEIH F D 1 2-1

NEXTLINK COMMUNICATIONS INC. 27,402 LOICHLE JANCIE E VP -1 112-23

NORTH AMERICAN SCIENTIFIC(COM) 325,000 CUTRER L M P -1 12-5

NORTHERN STATES FINANCIAL(COM) 85,000 GAPLES HARRY S D 1 30-21

NOVELL INC.(COM) 2,000 RANEY DENNIS R O -1 31-14

NSD BANCORP INC.(COM) 147,385 BAIERL WILLIAM R D 3 29-18

NSD BANCORP INC.(COM) 10,189 LENZER CHARLES S D 3 29-18

NURESCELL INC(COM) 7,148,000 JOSEPH ADRIAN A D -1 5-1

OFFSHORE LOGISTICS INC.(COM) 12,000 CRANE LOUIS F D 1 18-9

OHIO VALLEY BANC CORP.(COM) 55,593 EASTMAN ROBERT H D 3 44-30

OHIO VALLEY BANC CORP.(COM) 28,672 BOWMAN PHIL A D 3 44-30

OMNI NUTRACEUTICALS INC(COM) 15,468,355 IRWIN KLEE D -2 8-2

OMNI NUTRACEUTICALS INC(COM) 5,589,653 DUNCAN R L CB -2 8-2

OPEN MARKET INC.(COM) 19,181 POPE GREGORY OX -3 21-6

OPEN MARKET INC.(COM) 0 SOMMER REGINA O O -3 21-6

OPEN PLAN SYSTEMS INC.(COM) 27,500 MIZELL ROBERT F D 7 3-2

OPEN PLAN SYSTEMS INC.(COM) 294,218 MARKEL ANTHONY F D 7 3-2

OPEN PLAN SYSTEMS INC.(COM) 169,376 PERRY TROY A D 7 3-2

OPEN PLAN SYSTEMS INC.(COM) 210,000 CRABTREE WILLIAM F O 7 3-2

OPEN PLAN SYSTEMS INC.(COM) 257,000 SETTLE W S D 7 3-2

OPEN PLAN SYSTEMS INC.(COM) 259,000 HOBEY JOHN L D 7 3-2

OPEN PLAN SYSTEMS INC.(COM) 152,545 MUGFORD EDWIN W D 7 3-2

OPTICAL COATING LABORATOR(COM) 12,500 ABBE CHARLES J AF -6 99-16

OPTICAL COATING LABORATOR(COM) 4,768 ZILS JOSEPH C VP -6 99-16

OPTICAL COATING LABORATOR(COM) 10,331 YAMAMOTO GLENN K VP -6 99-16

OPTICAL COATING LABORATOR(COM) 502 KASPER MICHAEL A VP -6 99-16

OPTICAL COATING LABORATOR(COM) 7,106 MCCULLOUGH JOHN D -6 99-16

ORACLE CORP.(COM) 13,275 LUCAS DONALD L D 1 61-21

ORACLE CORP.(COM) 53,138 BAKER RANDY VP 1 61-21

ORACLE CORP.(COM) 112,061 BLOOM GARY VP 1 61-21

ORRSTOWN FINL SVCS INC(COM) 3,114 TUCKEY DENVER D 1 37-35

ORTEL CORP.(COM) 419,775 YARIV AMNON D -1 25-6

ORTHODONTIX INC.(COM) 375,000 HALPRYN GLENN L D 1 3-0

OSI PHARMACEUTICALS INC(COM) 0 GEE EDWIN A D -1 7-2

OSICOM TECHNOLOGIES INC.(COM) 91,534 PETERSON CORNELIUS P OX 4 27-6

OWOSSO CORP.(COM) 14,395 HOLIDAY HARRY I VP 2 6-4

OWOSSO CORP.(COM) 524,460 REESE JOHN R D 2 6-4

OXFORO MEDICAL INTL INC.(COM) 62,000 BRIMMER KENNETH D 4 4-1

P F CHANGS CHINA BISTRO I(COM) 0 CAREY GREGORY C O -4 31-17

P F CHANGS CHINA BISTRO I(COM) 0 WELBORN MICHAEL D -4 31-17

PACFIC BANK(COM) 1,068 STREETS FRAN A D 1 42-35

PACIFIC CAPITAL BANCORP(COM) 48,811 GUNTERMANN ANTHONY O 1 50-21

PAGING NETWORK INC.(COM) 0 WILLIAMS RUTH VP -1 7-1

PARADYNE NETWORKS INC(COM) 12,578,246 BONDERMAN DAVID G D -3 56-26

PAREXEL INTERNATIONAL COR(COM) 91,986 HERRMANN WERNER M D 2 39-8

PARIS BUSINESS FORMS INC(COM) 1,080,988 TOSCANI DOMINIC P D 1 3-2

PARLEX CORP.(COM) 8,000 CALVETTI ALFRED R VP -1 19-9

PENNSYLVANIA COMM BANCORP(COM) 16,128 SROUJI SAMIR J D 6 31-23

PEOPLES BANCORP OF NORTH (COM) 30,321 ELMORE JOHN H D 1 32-18

PETSMART INC.(COM) 1,575 WALSH JAMES T VP 8 11-3

PETSMART INC.(COM) 3,000 LOCHRIDGE RICHARD D 8 11-3

PETSMART INC.(COM) 4,600 MURPHY PHILIP B VP 8 11-3

PETSMART INC.(COM) 20,000 MORAN ROBERT F P 8 11-3

PETSMART INC.(COM) 1,900 COX CAROL M VP 8 11-3

PETSMART INC.(COM) 1,000 BANKS KENNETH A O 8 11-3

PETSMART INC.(COM) 2,000 LEONARDI ANTHONY J P 8 11-3

PETSMART INC.(COM) 5,000 TROY TIMOTHY N VP 8 11-3

PHILADELPHIA CONSOLIDATED(COM) 18,000 MORRIS MICHAEL J D 1 25-13

PIZZA INN INC.(COM) 9,207 SORIA ROBERT L VP – 5-3

PLANET HOLLYWOOD INTL INC. 2,011 AVALLONE THOMAS VP -1 4-0

PONTOTOC PRODUCTION INC.(COM) 702,451 ROBSON JAMES D -3 9-3

PONTOTOC PRODUCTION INC.(COM) 690,297 ROBSON JAMES R P -3 9-3

PONTOTOC PRODUCTION INC.(COM) 689,951 ROBSON TODD VP -3 9-3

POPULAR INC.(COM) 1,310,987 VIZCARRONDO JULIO E D 7 38-26

POPULAR INC.(COM) 1,080,946 CARRION RICHARD L CB 7 38-26

PORTAL SOFTWARE INC(COM) 1 SURTEES ANNETTE D VP -6 58-28

POWER-ONE INC(COM) 306,484 SCHNOOP EDDIE K VP -5 32-6

POWER-ONE INC(COM) 217,438 GODFREY BRAD W VP -5 32-6

POWER-ONE INC(COM) 401,611 HAGE DAVID J VP -5 32-6

POWER-ONE INC(COM) 396,575 ROARK DENNIS R VP -5 32-6

POWER-ONE INC(COM) 1,375,879 GOLDMAN STEVEN J P -5 32-6

POWERWAVE TECHNOLOGIES IN(COM) 851,689 CORDERO ALFONSO G D -4 64-10

PRECISION STANDARD INC.(COM) 1,032,158 GOLD MATTHEW L CB -1 5-4

PRICE T ROWE & ASSOC INC(COM) 555,321 ROGERS BRIAN C D 3 41-27

PRICELINE COM INC(COM) 48,006,912 WALKER JAY S D -8 162-56

PRIMA ENERGY CORP.(COM) 19,876 IRLANDO SANDRA J VP – 26-13

PRICETON NATIONAL BANCOR(COM) 13,141 MILLER JAMES B VP 9 18-12

PRICETON NATIONAL BANCOR(COM) 8,046 WESNER CRAIG O D 9 18-12

PRICETON NATIONAL BANCOR(COM) 5,769 PIETSCH ERVIN I D 9 18-12

PRICETON NATIONAL BANCOR(COM) 16,199 SORCIC TONY J P 9 18-12

PRICETON NATIONAL BANCOR(COM) 11,701 HUTCHINSON HAROLD C D 9 18-12

PRODIGY COMMUNICATIONS CO(COM) 12,500 HENKEL DAVID R O – 49-15

PROJECT SOFTWARE & DEVELO(COM) 8,000 STANZLER ALAN L D -2 62-16

PROJECT SOFTWARE & DEVELO(COM) 3,000 [*] 9/9/99

PROJECT SOFTWARE & DEVELO(COM) 2,250 [*] 9/7/99

PROVIDENT BANCORP INC MON(COM) 1,000 9/17/99

PUBLIX SUPER MARKETS INC.(COM) 4,000 9/8/99

PUROFLOW INC.(COM) 47,500 9/28/99

PVF CAPITAL CORP.(COM) 4,800 9/8-17/99

QUALITY SYSTEMS INC.(COM) 5,000 9/13-17/99

QUINTILES TRANSNATIONAL C(COM) 10,000 9/21/99

QUINTILES TRANSNATIONAL C(COM) 1,000 9/20/99

QUINTILES TRANSNATIONAL C(COM) 12,500 9/20/99

QUINTILES TRANSNATIONAL C(COM) 1,000 9/21/99

QUINTILES TRANSNATIONAL C(COM) 45,000 9/3/99

QUINTILES TRANSNATIONAL C(COM) 3,000 9/29-30/99

QUINTILES TRANSNATIONAL C(COM) 8,000 9/21/99

QUINTILES TRANSNATIONAL C(COM) 1,000 9/20/99

QUORUM HEALTH GROUP INC.(COM) 1,990,000 9/1-15/99

QUOTESMITH COM INC(COM) 5,000 8/3/99

QUOTESMITH COM INC(COM) 2,000 8/3/99

QUOTESMITH COM INC(COM) 5,000 8/3/99

QUOTESMITH COM INC(COM) 4,000 8/3-9/29/99

QUOTESMITH COM INC(COM) 2,000 8/3/99

QUOTESMITH COM INC(COM) 5,000 8/3/99

QUOTESMITH COM INC(COM) 1,500 8/3/99

RAVENSWOOD WINERY INC(COM) 39,900 9/1-19/99

RECOTON CORP.(COM) 53,100 9/17-29/99

REDBACK NETWORKS INC(COM) 75,000 9/3/99

REDBACK NETWORKS INC(COM) 12,500 [*] 9/1/99

REDBACK NETWORKS INC(COM) 37,500 9/1/99

REDBACK NETWORKS INC(COM) 30,000 9/3/99

REGIS CORP. (MN)(COM) 92,500 9/13-30/99

REMINGTON OIL & GAS CORP(COM) 8,500 9/21-24/99

RMI NET INC(COM) 5,000 9/20/99

RMI NET INC(COM) 6,500 8/3-9/9/99

ROSS STORES INC.(COM) 40,000 9/7/99

ROSS STORES INC.(COM) 30,000 9/7-8/99

ROWECOM INC(COM) 15,000 9/21/99

RURAL / METRO CORP(COM) 20,442 9/1/99

RURAL / METRO CORP(COM) 137,500 9/3/99

RVM INDUSTRIES INC. 3,827 8/4-30/99

SAPIENT CORP.(COM) 10,000 9/13/99

SAPIENT CORP.(COM) 4,000 9/13/99

SAVANNAH BANCORP INC.(COM) 100 8/10/99

SBE INC.(COM) 5,000 9/24/99

SCHOLASTIC CORP.(COM) 25,000 [*] 9/21-30/99

SCHOLASTIC CORP.(COM) 1,000 [*] 9/30/99

SEATTLE FILM WORKS INC.(COM) 11,600 9/10/99

SEIBELS BRUCE GROUP INC.(COM) 2,075 9/7/99

SEMTECH CORP.(COM) 20,000 9/1-3/99

SEMTECH CORP.(COM) 17,400 [*] 9/17-22/99

SEMTECH CORP.(COM) 11,000 [*] 9/28-29/99

SEMTECH CORP.(COM) 10,000 [*] 9/3-13/99

SEMTECH CORP.(COM) 9,000 9/1/99

SEPRACOR INC.(COM) 185,000 9/3-15/99

SHARED TECHNOLOGIES CELLU(COM) 46,200 9/30/99

SMC CORP.(COM) 50,000 9/2-30/99

SMC CORP.(COM) 12,700 9/9-10/1/99

SOCRATES TECHNOLOGIES COR(COM) 10,000 9/21-24/99

SOFTWARE SPECTRUM INC.(COM) 850 [*] 9/10/99

SOFTWARE SPECTRUM INC.(COM) 890 [*] 9/7/99

SONOSITE INC(COM) 3,000 9/3/99

SOURCE INFORMATION MANAGE(COM) 5,000 8/6/99

SOURCE INFORMATION MANAGE(COM) 1,545 9/10-16/99

SOUTHSIDE BANCSHARES INC.(COM) 1,248 9/30/99

SPACELABS MEDICAL INC.(COM) 9,000 10/12-15/99

SPAR GROUP INC(COM) 11,400 9/2-9/99

SPAR GROUP INC(COM) 8,000 9/7-8/99

SPATIALIGHT INC.(COM) 95,000 9/7-30/99

SPATIALIGHT INC.(COM) 95,000 8/27-9/22/99

SPEIZMAN INDUSTRIES INC.(COM) 1,000 9/14/99

STAAR SURGICAL CO.(COM) 60,000 9/2/99

STARBUCKS CORP.(COM) 150,000 9/21/99

STERLING BANCSHARES INC.(COM) 9,000 9/16-28/99

STERLING FINANCIAL CORP.(COM) 8,700 9/8-29/99

STOCKER & YALE INC.(COM) 10,500 9/3-24/99

STOCKWALK COM GROUP INC(COM) 1,000 9/27/99

SUBURBAN BANCSHARES INC.(COM) 4,400 9/30-10/1/99

SUPER VISION INTERNATIONAL INC. 1,200 9/15/99

SYLVAN INC.(COM) 6,000 9/2/99

SYNAPTIC PHARMACEUTICAL C(COM) 5,000 9/16/99

SYNBIOTICS CORP.(COM) 5,000 9/13/99

TALBOT BANCSHARES INC.(COM) 51 9/30/99

TALK COM INC(COM) 45,328 9/9/99

TECH DATA CORP.(COM) 1,000 9/8/99

TECHNOLOGY FLAVORS & FRAG(COM) 1,500 9/3-10/99

PROJECT SOFTWARE & DEVELO(COM) 45.00 0 YOUNG JOHN W

PROJECT SOFTWARE & DEVELO(COM) 44.44 0 WILLIAMS TED D

PROVIDENT BANCORP INC MON(COM) 12.13 49,601 HELMER WILLIAM F

PUBLIX SUPER MARKETS INC.(COM) 46.50 623,826 CRENSHAW WILLIAM E

PUROFLOW INC.(COM) 0.81 1,463,500 LICHTENSTEIN WARREN G

PVF CAPITAL CORP.(COM) 13.50 20,627 NEIDUS STUART D

QUALITY SYSTEMS INC.(COM) 6.94-7.19 13,200 MEYER FRANK C

QUINTILES TRANSNATIONAL C(COM) 20.19 114,077 REYNDERS LUDO J

QUINTILES TRANSNATIONAL C(COM) 19.75 1,000 WELDON VIRGINIA V

QUINTILES TRANSNATIONAL C(COM) 19.50 46,100 PAPPAS ARTHUR M

QUINTILES TRANSNATIONAL C(COM) 20.04 2,226 LEWIN LAWRENCE S

QUINTILES TRANSNATIONAL C(COM) 37.88 426,100 DOUGLASS CHESTER W

QUINTILES TRANSNATIONAL C(COM) 18.88-19.13 3,000 BRYSON VAUGHN D

QUINTILES TRANSNATIONAL C(COM) 20.25 8,000 BROWN ERNEST G

QUINTILES TRANSNATIONAL C(COM) 19.50 26,483 COSTA SANTOS J

QUORUM HEALTH GROUP INC.(COM) 8.04-8.88 8,599,068 CARSON RUSSELL L

QUOTESMITH COM INC(COM) 11.00 13,333 SHANNON TIMOTHY F

QUOTESMITH COM INC(COM) 11.00 2,000 DENTON JEREMIAH A

QUOTESMITH COM INC(COM) 11.00 5,000 GRETSCH RICHARD

QUOTESMITH COM INC(COM) 7.25-10.00 4,000 CHRISTENSEN BURKE A

QUOTESMITH COM INC(COM) 11.00 4,000 RUEBEN BRUCE J

QUOTESMITH COM INC(COM) 11.00 5,000 MCCARTNEY JOHN

QUOTESMITH COM INC(COM) 11.00 2,161,500 THOMS WILLIAM V

RAVENSWOOD WINERY INC(COM) 10.50-10.86 1,358,770 PETERSON JOEL E

RECOTON CORP.(COM) 7.00-7.50 6,010 CHU STEPHEN N

REDBACK NETWORKS INC(COM) 12.99 1,407,960 BARSEMA DENNIS L

REDBACK NETWORKS INC(COM) 105.04 129,000 DARBY GEOFFREY C

REDBACK NETWORKS INC(COM) 105.04 129,000 DARBY GEOFFREY C

REDBACK NETWORKS INC(COM) 111.48 517,500 KRUEP RANDALL J

REGIS CORP. (MN)(COM) 18.00-19.75 5,789,002 KUNIN MYRON D

REMINGTON OIL & GAS CORP(COM) 5.75-5.81 42,207 BOX DON D

RMI NET INC(COM) 7.38-7.50 15,000 SILVERBERG LEWIS H

RMI NET INC(COM) 9.00-10.38 29,900 MARA MICHAEL

ROSS STORES INC.(COM) 40.98 492,008 BALMUTH MICHAEL

ROSS STORES INC.(COM) 40.56-41.00 130,000 WILMORE MELVIN A

ROWECOM INC(COM) 28.63 42,583 MAEDER PAUL A

RURAL / METRO CORP(COM) 7.88 57,675 BOLIN JAMES H

RURAL / METRO CORP(COM) 8.00 493,523 RAMSEY ROBERT E

RVM INDUSTRIES INC. 4.50-5.00 1,594,512 POLLOCK JACOB

SAPIENT CORP.(COM) 93.03 269,229 DESAI SHEEROY

SAPIENT CORP.(COM) 91.63-91.75 41,240 VARADY DESMOND

SAVANNAH BANCORP INC.(COM) 21.13 51,191 DAVIS ARCHIE H

SBE INC.(COM) 4.39 12,656 COKER MICHAEL R

SCHOLASTIC CORP.(COM) 48.00-50.00 0 FEIWEL JEAN

SCHOLASTIC CORP.(COM) 50.00 0 BURTON JOHN C

SEATTLE FILM WORKS INC.(COM) 3.25-3.50 344,091 LASS MICHAEL F

SEIBELS BRUCE GROUP INC.(COM) 3.00 0 MARTER KENNETH W

SEMTECH CORP.(COM) 70.06-71.82 88,000 BREGAR RAYMOND E

SEMTECH CORP.(COM) 42.00-42.06 74,448 PLUMMER WYLIE

SEMTECH CORP.(COM) 38.13-39.31 12,000 VANCE JACK O

SEMTECH CORP.(COM) 71.50-78.38 0 ZAMBELLI JEAN C

SEMTECH CORP.(COM) 71.50-71.95 10,000 ORBUCH ALLEN H

SEPRACOR INC.(COM) 76.13-80.18 20,597 BARLOW DAVID S

SHARED TECHNOLOGIES CELLU(COM) 8.63-9.70 90,391 GRILLO VICTOR N

SMC CORP.(COM) 4.00-4.69 3,100,000 PERLOT MATHEW M

SMC CORP.(COM) 3.75-4.75 36,600 JACQUE MICHAEL R

SOCRATES TECHNOLOGIES COR(COM) 0.53 10,000 PRINS RICHARD

SOFTWARE SPECTRUM INC.(COM) 14.88 105,427 TINDLE FRANK

SOFTWARE SPECTRUM INC.(COM) 16.88 1,110 BAIRD MELLON C

SONOSITE INC(COM) 25.75 25,000 SARTI DENNIS A

SOURCE INFORMATION MANAGE(COM) 12.75 174,971 KATZMAN ARON S

SOURCE INFORMATION MANAGE(COM) 14.75-15.25 12,411 MINIX RANDALL S

SOUTHSIDE BANCSHARES INC.(COM) 22.50 16,491 EDMONSON ROBBIE N

SPACELABS MEDICAL INC.(COM) 13.50-14.38 133,300 LOMBARDI CARL A

SPAR GROUP INC(COM) 4.75-5.81 0 BROWN ROBERT G

SPAR GROUP INC(COM) 4.94-5.81 0 BARTELS WILLIAM H

SPATIALIGHT INC.(COM) 2.62-2.82 0 HAMMETT FRED R

SPATIALIGHT INC.(COM) 0.75 0 HAMMETT FRED R

SPEIZMAN INDUSTRIES INC.(COM) 5.25 47,864 SPEIZMAN MARK A

STAAR SURGICAL CO.(COM) 14.23 17,500 FEINGOLD VALDIMIR

STARBUCKS CORP.(COM) 20.94-21.13 3,794,946 SCHULTZ HOWARD D

STERLING BANCSHARES INC.(COM) 11.25-11.50 20,819 HARROP G B

STERLING FINANCIAL CORP.(COM) 31.38-31.75 48,491 HIGH CALVIN G

STOCKER & YALE INC.(COM) 1.63-1.75 1,441,955 BLODGETT MARK W

STOCKWALK COM GROUP INC(COM) 9.25 1,000 VOSBURGH ROBERT J

SUBURBAN BANCSHARES INC.(COM) 2.50-2.63 251,400 PALUMBO VINCENT D

SUPER VISION INTERNATIONAL INC. 4.31 2,200 KINGSTONE BRETT M

SYLVAN INC.(COM) 10.00 18,000 JURGENSMEYER VIRGIL H

SYNAPTIC PHARMACEUTICAL C(COM) 5.25 93,265 FLEMING JONATHAN J

SYNBIOTICS CORP.(COM) 2.75 15,000 PHILLIPS DONALD E

TALBOT BANCSHARES INC.(COM) 57.50 17,809 VERMILYE W M

TALK COM INC(COM) 10.75 74,241 MARKS ARTHUR J

TECH DATA CORP.(COM) 23.47 14,000 ADAIR CHARLES E

TECHNOLOGY FLAVORS & FRAG(COM) 1.25-1.44 2,179,509 ROSNER PHILIP

PROJECT SOFTWARE & DEVELO(COM) VP -2 62-16

PROJECT SOFTWARE & DEVELO(COM) VP -2 62-16

PROVIDENT BANCORP INC MON(COM) D 1 13-10

PUBLIX SUPER MARKETS INC.(COM) P -4 58-41

PUROFLOW INC.(COM) D 1 1

PVF CAPITAL CORP.(COM) D 1 15-11

QUALITY SYSTEMS INC.(COM) D 1 8-4

QUINTILES TRANSNATIONAL C(COM) D 7 56-16

QUINTILES TRANSNATIONAL C(COM) D 7 56-16

QUINTILES TRANSNATIONAL C(COM) D 7 56-16

QUINTILES TRANSNATIONAL C(COM) OX 7 56-16

QUINTILES TRANSNATIONAL C(COM) D 7 56-16

QUINTILES TRANSNATIONAL C(COM) D 7 56-16

QUINTILES TRANSNATIONAL C(COM) D 7 56-16

QUINTILES TRANSNATIONAL C(COM) P 7 56-16

QUORUM HEALTH GROUP INC.(COM) D 2 18-6

QUOTESMITH COM INC(COM) D 7 13-7

QUOTESMITH COM INC(COM) D 7 13-7

QUOTESMITH COM INC(COM) D 7 13-7

QUOTESMITH COM INC(COM) VP 7 13-7

QUOTESMITH COM INC(COM) D 7 13-7

QUOTESMITH COM INC(COM) D 7 13-7

QUOTESMITH COM INC(COM) VP 7 13-7

RAVENSWOOD WINERY INC(COM) P -1 11

RECOTON CORP.(COM) D -1 24-6

REDBACK NETWORKS INC(COM) P -6 220-68

REDBACK NETWORKS INC(COM) VP -6 220-68

REDBACK NETWORKS INC(COM) VP -6 220-68

REDBACK NETWORKS INC(COM) OX -6 220-68

REGIS CORP. (MN)(COM) CB -2 41-17

REMINGTON OIL & GAS CORP(COM) VP 1 6-3

RMI NET INC(COM) D – 26-7

RMI NET INC(COM) VP – 26-7

ROSS STORES INC.(COM) D -2 52-19

ROSS STORES INC.(COM) P -2 52-19

ROWECOM INC(COM) SH -1 49-14

RURAL / METRO CORP(COM) D -1 12-6

RURAL / METRO CORP(COM) VP -1 12-6

RVM INDUSTRIES INC. CB 1 6-4

SAPIENT CORP.(COM) VP -2 103-40

SAPIENT CORP.(COM) VP -2 103-40

SAVANNAH BANCORP INC.(COM) P 2 26-20

SBE INC.(COM) VP 1 9-4

SCHOLASTIC CORP.(COM) VP -5 59-37

SCHOLASTIC CORP.(COM) D -5 59-37

SEATTLE FILM WORKS INC.(COM) VP 3 6-2

SEIBELS BRUCE GROUP INC.(COM) VP 2 4

SEMTECH CORP.(COM) VP -1 80-20

SEMTECH CORP.(COM) VP -1 80-20

SEMTECH CORP.(COM) D -1 80-20

SEMTECH CORP.(COM) VP -1 80-20

SEMTECH CORP.(COM) D -1 80-20

SEPRACOR INC.(COM) VP – 139-60

SHARED TECHNOLOGIES CELLU(COM) D -2 13-4

SMC CORP.(COM) D 1 7-4

SMC CORP.(COM) P 1 7-4

SOCRATES TECHNOLOGIES COR(COM) D 1 4-1

SOFTWARE SPECTRUM INC.(COM) D – 19-11

SOFTWARE SPECTRUM INC.(COM) D – 19-11

SONOSITE INC(COM) D 3 30-6

SOURCE INFORMATION MANAGE(COM) D 2 17-6

SOURCE INFORMATION MANAGE(COM) D 2 17-6

SOUTHSIDE BANCSHARES INC.(COM) D -3 24-17

SPACELABS MEDICAL INC.(COM) CB 3 23-13

SPAR GROUP INC(COM) CB 3 6-2

SPAR GROUP INC(COM) D 3 6-2

SPATIALIGHT INC.(COM) P – 5-1

SPATIALIGHT INC.(COM) P – 5-1

SPEIZMAN INDUSTRIES INC.(COM) VP 1 6-3

STAAR SURGICAL CO.(COM) VP – 16-7

STARBUCKS CORP.(COM) CB 3 61-20

STERLING BANCSHARES INC.(COM) D 1 16-10

STERLING FINANCIAL CORP.(COM) D 1 45-31

STOCKER & YALE INC.(COM) CB 1 2-1

STOCKWALK COM GROUP INC(COM) VP 1 18-1

SUBURBAN BANCSHARES INC.(COM) D 1 3-2

SUPER VISION INTERNATIONAL INC. CB 1 6-3

SYLVAN INC.(COM) D 1 16-10

SYNAPTIC PHARMACEUTICAL C(COM) D -1 19-4

SYNBIOTICS CORP.(COM) D 2 5-2

TALBOT BANCSHARES INC.(COM) P 5 58-53

TALK COM INC(COM) D 1 20-7

TECH DATA CORP.(COM) D 2 46-15

TECHNOLOGY FLAVORS & FRAG(COM) P 1 N/A

TEGAL CORP.(COM) 10,000 9/1-2/99 4.00

TEGAL CORP.(COM) 14,000 9/3/99 4.19

TELEMATE NET SOFTWARE INC(COM) 90,000 9/29/99 14.00

TELEMATE NET SOFTWARE INC(COM) 40,000 9/29/99 14.00

TEMTEX INDUSTRIES INC.(COM) 10,000 9/28/99 2.13

TETRA TECH INC.(COM) 2,200 9/2/99 15.00

THRUSTMASTER INC.(COM) 3,5l9 9/13/99 17.63-17.69

TICKETMASTER ONLINE-CITYSEARCH I 6,134 [*] 9/29/99 24.87

TIVO INC(COM) 13,700 9/29/99 16.00

TRO LEARNING INC.(COM) 5,000 10/5/99 6.25

TST / IMPRESO INC(COM) 3,200 9/10-28/99 3.25-3.85

TWIN FACES EAST ENTERTAIN(COM) 40,000 8/19/99 1.26

TWIN FACES EAST ENTERTAIN(COM) 19,000 9/1/99 1.02

U S CONCRETE INC(COM) 10,000 10/15/99 6.25

U S CONCRETE INC(COM) 10,000 10/15/99 6.25

ULTRALIFE BATTERIES INC.(COM) 2,500 9/30/99 4.00

UMB FINANCIAL CORP.(COM) 923 9/3/99 42.50

UMPQUA HLDGS CORP(COM) 1,236 9/7/99 9.50

UMPQUA HLDGS CORP(COM) 236 9/7/99 9.50

UMPQUA HLDGS CORP(COM) 5,552 9/7/99 9.44-9.50

UMPQUA HLDGS CORP(COM) 236 9/7/99 9.50

UMPQUA HLDGS CORP(COM) 1,236 9/7/99 9.50

UMPQUA HLDGS CORP(COM) 236 9/7/99 9.50

UMPQUA HLDGS CORP(COM) 1,736 9/7-12/99 8.72-9.50

UMPQUA HLDGS CORP(COM) 236 9/7/99 9.50

UNICO AMERICAN CORP.(COM) 11,000 9/1-20/99 8.38-9.19

UNIFY CORP.(COM) 160,000 [*] 9/8/99 16.00

UNIFY CORP.(COM) 1,774 [*] 9/20/99 24.32

UNIFY CORP.(COM) 5,725 9/9/99 21.94

UNITED FINL CORP.(COM) 1,155 9/30/99 18.00-18.28

UNITED SYSTEMS TECHNOLOGY(COM) 50,000 9/27/99 0.10

UNIVERSAL FOREST PRODUCTS(COM) 200 9/15/99 15.88

URBAN OUTFITTERS INC.(COM) 2,000 9/22/99 19.63

URBAN OUTFITTERS INC.(COM) 300 9/23/99 19.63

URBAN OUTFITTERS INC.(COM) 5,000 9/7/99 30.88

URSUS TELECOM CORP.(COM) 10,000 9/9/99 17.13

URSUS TELECOM CORP.(COM) 60,700 9/14-27/99 17.07-20.75

USABANCSHARES COM INC 50,000 10/5/99 6.75

USABANCSHARES COM INC 75,000 10/5/99 6.75

V3 SEMICONDUCTOR INC(COM) 15,000 [*] 9/17-21/99 11.75-12.00

VALLEY FINANCIAL CORP. (V(COM) 500 9/16/99 17.00

VARI-L INC(COM) 5,000 [*] 9/14/99 10.38

VARI-L INC(COM) 3,500 [*] 9/17/99 11.00

VARI-L INC(COM) 15,000 [*] 9/9-10/99 9.63-9.75

VENTIV HEALTH INC(COM) 1,000 9/28/99 8.00

VERAMARK TECHNOLOGIES INC(COM) 10,000 9/10-13/99 10.75-11.00

VERITAS SOFTWARE CORP.(COM) 10,000 [*] 9/1/99 60.00-60.06

VERITAS SOFTWARE CORP.(COM) 160,000 9/1-2/99 60.24-61.24

VERITAS SOFTWARE CORP.(COM) 40,000 [*] 9/13/99 68.14

VERITAS SOFTWARE CORP.(COM) 37,500 [*] 9/1/99 60.00-60.09

VERITAS SOFTWARE CORP.(COM) 371,282 9/13-15/99 58.70-68.31

VERITAS SOFTWARE CORP.(COM) 67,500 9/1/99 60.00-60.09

VERITAS SOFTWARE CORP.(COM) 30,000 [*] 9/1/99 61.48

VERITAS SOFTWARE CORP.(COM) 15,000 9/2-3/99 62.53-65.00

VERITAS SOFTWARE CORP.(COM) 22,000 9/1-7/99 60.00-64.44

VERMILION BANCORP INC.(COM) 500 9/27/99 10.00

VERTEX PHARMACEUTICALS IN(COM) 4,000 [*] 9/28/99 31.00

VERTEX PHARMACEUTICALS IN(COM) 1,251 9/9/99 32.00

VERTEX PHARMACEUTICALS IN(COM) 2,250 [*] 9/2/99 30.00

VIB CORP(COM) 7,892 9/17/99 8.40

VIRTUAL TECHNOLOGY CORP.(COM) 200,000 10/6/99 1.75

VISION TWENTY ONE INC.(COM) 99,500 9/13-20/99 5.08

VISKASE COS INC(COM) 8,000 9/9/99 3.25

WALL DATA INC.(COM) 2,000 9/22/99 5.63

WALL DATA INC.(COM) 3,000 9/30/99 5.44

WALL DATA INC.(COM) 3,000 9/22/99 5.63

WALL DATA INC.(COM) 5,000 9/28/99 5.31-5.44

WASHINGTON TRUST BANCORP (COM) 1,000 8/20/99 16.25

WASHINGTON TRUST BANCORP (COM) 3,400 9/8-9/99 15.25-15.38

WAVE SYSTEMS CORP. 10,000 9/14/99 9.50

WEBTRENDS CORP(COM) 7,366 [*] 9/10/99 35.88

WESTELL TECHNOLGIES INC. 20,000 9/1/99 7.26

WESTERN WIRELESS CORP. 800 9/24/99 45.06

WESTWOOD CORP.(COM) 7,500 9/14/99 0.63

WILSON BANK HOLDING CO.(COM) 400 9/3/99 40.75

WILSON BANK HOLDING CO.(COM) 305 9/3/99 40.75

WORLD OF SCIENCE LTD.(COM) 322,000 9/30-10/1/99 0.88-1.00

WORLD OF SCIENCE LTD.(COM) 4,000 10/1/99 0.88

WORLD OF SCIENCE LTD.(COM) 5,000 10/1/99 0.88

WSFS FINANCIAL CORP.(COM) 300 8/31/99 14.63

XETEL CORP.(COM) 15,000 9/13/99 1.33

ZEBRA TECHNOLOGIES CORP. 100,000 9/17/99 47.75

ZOLL MEDICAL CORP.(COM) 85,400 9/9-10/99 24.28-28.28

TEGAL CORP.(COM) 59,728 CURTIS DAVID VP -2

TEGAL CORP.(COM) 632 DEORNELLAS STEPHEN P OX -2

TELEMATE NET SOFTWARE INC(COM) 66,045 MAURO RICHARD L P -2

TELEMATE NET SOFTWARE INC(COM) 82,685 NEWTON L M VP -2

TEMTEX INDUSTRIES INC.(COM) 1,074,540 UPFIELD JAMES E CB 1

TETRA TECH INC.(COM) 32,685 CHARLES FAUST R VP -1

THRUSTMASTER INC.(COM) 380 BRIGHTMAN G E VP -1

TICKETMASTER ONLINE-CITYSEARCH I 0 MARRIOTT DANIEL C VP –

TIVO INC(COM) 4,230,904 YANG GEOFFREY Y D 1

TRO LEARNING INC.(COM) 7,482 LEPAGE DAVID H VP -l

TST / IMPRESO INC(COM) 2,370,350 SOROKWASZ MARSHALL D P 1

TWIN FACES EAST ENTERTAIN(COM) 1,285,000 SMOLANOFF MICHAEL P 1

TWIN FACES EAST ENTERTAIN(COM) 1,285,000 SMOLANOFF MICHAEL P 1

U S CONCRETE INC(COM) 401,090 FOSTER VINCENT D D 3

U S CONCRETE INC(COM) 35,000 COLSON JOHN R D 2

ULTRALIFE BATTERIES INC.(COM) 13,000 OBRIEN ROGER D O 2

UMB FINANCIAL CORP.(COM) 26,242 GENOVESE PETER J D –

UMPQUA HLDGS CORP(COM) 33,958 HUMMEL NEIL D D 8

UMPQUA HLDGS CORP(COM) 31,709 BALL HAROLD L D 8

UMPQUA HLDGS CORP(COM) 120,405 FORD ALLYN C D 8

UMPQUA HLDGS CORP(COM) 1,139 CHAMBERS SCOTT D D 8

UMPQUA HLDGS CORP(COM) 5,829 DOAN RONALD O D 8

UMPQUA HLDGS CORP(COM) 6,122 PHELPS FRANCES J D 8

UMPQUA HLDGS CORP(COM) 521,878 HERBERT LYNN K D 8

UMPQUA HLDGS CORP(COM) 4,925 FROHNMAYER DAVID D 8

UNICO AMERICAN CORP.(COM) 2,279,969 CHELDIN ERWIN P 1

UNIFY CORP.(COM) 509,929 MIKAILLI REZA P -1

UNIFY CORP.(COM) 0 JACKSON JEREMY OX -1

UNIFY CORP.(COM) 18,555 KOPP WALTER VP -1

UNITED FINL CORP.(COM) 27,925 FEURT STEVE L D 3

UNITED SYSTEMS TECHNOLOGY(COM) 1,550,000 MCGEE RANDALL L O -1

UNIVERSAL FOREST PRODUCTS(COM) 15,117 NICKELS ELIZABETH A O 3

URBAN OUTFITTERS INC.(COM) 8,000 CHERKEN HARRY S D -2

URBAN OUTFITTERS INC.(COM) 300 BULL KENNETH O -2

URBAN OUTFITTERS INC.(COM) 109,996 CLEELAND KENNETH K D -2

URSUS TELECOM CORP.(COM) 4,100,000 GIUSSANIL LUCA M D -4

URSUS TELECOM CORP.(COM) 424,300 CHASKIN JEFFREY R P -4

USABANCSHARES COM INC 156,396 LAUGHLIN GEORGE D 2

USABANCSHARES COM INC 217,784 TEPPER KENNETH L P 2

V3 SEMICONDUCTOR INC(COM) 0 WILKINSON JAMES E D -2

VALLEY FINANCIAL CORP. (V(COM) 25,481 HEARP EDDIE F D 1

VARI-L INC(COM) 0 BAILEY DEREK L VP -3

VARI-L INC(COM) 0 WILMOT DANIEL J VP -3

VARI-L INC(COM) 5,000 CLARK JON L VP -3

VENTIV HEALTH INC(COM) 315,961 BROSHY ERAN D 1

VERAMARK TECHNOLOGIES INC(COM) 19,472 MOONEY JOHN E D –

VERITAS SOFTWARE CORP.(COM) 9,000 BROOKS STEVEN D -12

VERITAS SOFTWARE CORP.(COM) 400,000 SQUIRE GEOFFREY W D -12

VERITAS SOFTWARE CORP.(COM) 6,349 VANDENBOSCH FREDERICK VP -12

VERITAS SOFTWARE CORP.(COM) 956,200 LESLIE MARK P -12

VERITAS SOFTWARE CORP.(COM) 1,545,275 JANEWAY WILLIAM H D -12

VERITAS SOFTWARE CORP.(COM) 956,200 LESLIE MARK P -12

VERITAS SOFTWARE CORP.(COM) 0 CUNNINGHAM TERRENCE R P -12

VERITAS SOFTWARE CORP.(COM) 77,606 LONCHAR KENNETH E VP -12

VERITAS SOFTWARE CORP.(COM) 88,166 RIZZI JOSEPH D D -12

VERMILION BANCORP INC.(COM) 3,000 STAL TERRY L CP 1

VERTEX PHARMACEUTICALS IN(COM) 0 BRIMBLECOMBE ROGER W D -3

VERTEX PHARMACEUTICALS IN(COM) 0 BUCHANAN IAIN VP -3

VERTEX PHARMACEUTICALS IN(COM) 648 VANHOUTE HANS O -3

VIB CORP(COM) 10,119 BRITTAIN JACK O -2

VIRTUAL TECHNOLOGY CORP.(COM) 1,670,598 ISRAEL KENNETH CB –

VISION TWENTY ONE INC.(COM) 605,893 LINDSTROM RICHARD L D 1

VISKASE COS INC(COM) 1,668,844 GUSTAFSON F E CB 1

WALL DATA INC.(COM) 22,000 FOX RICHARD P O 4

WALL DATA INC.(COM) 3,000 STEIGER BETTIE A D 4

WALL DATA INC.(COM) 3,000 VITALE KEVIN B O 4

WALL DATA INC.(COM) 5,000 FRANKENBERG ROBERT J D 4

WASHINGTON TRUST BANCORP (COM) 10,827 WARREN JOHN C CB 2

WASHINGTON TRUST BANCORP (COM) 6,082 BENNETT GARY P D 2

WAVE SYSTEMS CORP. 0 SPRAGUE PETER J CB 1

WEBTRENDS CORP(COM) 19,000 RICHARDSON JAMES T VP -3

WESTELL TECHNOLGIES INC. 85,644 NELSON J W OX -1

WESTERN WIRELESS CORP. 800 OTOOLE TERENCE M D –

WESTWOOD CORP.(COM) 318,356 MINSHALL RICHARD E D 1

WILSON BANK HOLDING CO.(COM) 26,804 TRICE JOHN R D 1

WILSON BANK HOLDING CO.(COM) 28,453 BELL CHARLES D 1

WORLD OF SCIENCE LTD.(COM) 1,467,140 KLAUCKE FRED H P 3

WORLD OF SCIENCE LTD.(COM) 18,500 LUCHI CHRISTINE M VP 3

WORLD OF SCIENCE LTD.(COM) 20,000 CALLAHAN CHARLES A VP 3

WSFS FINANCIAL CORP.(COM) 6,300 HOLLOWELL DAVID E D 2

XETEL CORP.(COM) 528,842 HART JULIAN C DO 1

ZEBRA TECHNOLOGIES CORP. 80,000 CLESS GERHARD VP -3

ZOLL MEDICAL CORP.(COM) 0 STUTZ ROLF S CB –

TEGAL CORP.(COM) 5-2

TEGAL CORP.(COM) 5-2

TELEMATE NET SOFTWARE INC(COM) 15-14

TELEMATE NET SOFTWARE INC(COM) 15-14

TEMTEX INDUSTRIES INC.(COM) 4-3

TETRA TECH INC.(COM) 27-14

THRUSTMASTER INC.(COM) 26-3

TICKETMASTER ONLINE-CITYSEARCH I 81-19

TIVO INC(COM) 51-30

TRO LEARNING INC.(COM) 10-6

TST / IMPRESO INC(COM) 6-2

TWIN FACES EAST ENTERTAIN(COM) 2-1

TWIN FACES EAST ENTERTAIN(COM) 2-1

U S CONCRETE INC(COM) 11-6

U S CONCRETE INC(COM) N/A

ULTRALIFE BATTERIES INC.(COM) 8-4

UMB FINANCIAL CORP.(COM) 49-39

UMPQUA HLDGS CORP(COM) 12-8

UMPQUA HLDGS CORP(COM) 12-8

UMPQUA HLDGS CORP(COM) 12-8

UMPQUA HLDGS CORP(COM) 12-8

UMPQUA HLDGS CORP(COM) 12-8

UMPQUA HLDGS CORP(COM) 12-8

UMPQUA HLDGS CORP(COM) 12-8

UMPQUA HLDGS CORP(COM) 12-8

UNICO AMERICAN CORP.(COM) 14-8

UNIFY CORP.(COM) 26-3

UNIFY CORP.(COM) 26-3

UNIFY CORP.(COM) 26-3

UNITED FINL CORP.(COM) 25-19

UNITED SYSTEMS TECHNOLOGY(COM) 0

UNIVERSAL FOREST PRODUCTS(COM) 23-13

URBAN OUTFITTERS INC.(COM) 30-12

URBAN OUTFITTERS INC.(COM) 30-12

URBAN OUTFITTERS INC.(COM) 30-12

URSUS TELECOM CORP.(COM) 20-3

URSUS TELECOM CORP.(COM) 20-3

USABANCSHARES COM INC 16-5

USABANCSHARES COM INC 16-5

V3 SEMICONDUCTOR INC(COM) 13-4

VALLEY FINANCIAL CORP. (V(COM) 19-15

VARI-L INC(COM) 14-6

VARI-L INC(COM) 14-6

VARI-L INC(COM) 14-6

VENTIV HEALTH INC(COM) 10-8

VERAMARK TECHNOLOGIES INC(COM) 14-4

VERITAS SOFTWARE CORP.(COM) 106-42

VERITAS SOFTWARE CORP.(COM) 106-42

VERITAS SOFTWARE CORP.(COM) 106-42

VERITAS SOFTWARE CORP.(COM) 106-42

VERITAS SOFTWARE CORP.(COM) 106-42

VERITAS SOFTWARE CORP.(COM) 106-42

VERITAS SOFTWARE CORP.(COM) 106-42

VERITAS SOFTWARE CORP.(COM) 106-42

VERITAS SOFTWARE CORP.(COM) 106-42

VERMILION BANCORP INC.(COM) 13-9

VERTEX PHARMACEUTICALS IN(COM) 34-20

VERTEX PHARMACEUTICALS IN(COM) 34-20

VERTEX PHARMACEUTICALS IN(COM) 34-20

VIB CORP(COM) 14-8

VIRTUAL TECHNOLOGY CORP.(COM) 9-1

VISION TWENTY ONE INC.(COM) 10-3

VISKASE COS INC(COM) 5-2

WALL DATA INC.(COM) 24-5

WALL DATA INC.(COM) 24-5

WALL DATA INC.(COM) 24-5

WALL DATA INC.(COM) 24-5

WASHINGTON TRUST BANCORP (COM) 23-15

WASHINGTON TRUST BANCORP (COM) 23-15

WAVE SYSTEMS CORP. N/A

WEBTRENDS CORP(COM) 77-24

WESTELL TECHNOLGIES INC. 10-4

WESTERN WIRELESS CORP. 51-18

WESTWOOD CORP.(COM) 1

WILSON BANK HOLDING CO.(COM) N/A

WILSON BANK HOLDING CO.(COM) N/A

WORLD OF SCIENCE LTD.(COM) 4-1

WORLD OF SCIENCE LTD.(COM) 4-1

WORLD OF SCIENCE LTD.(COM) 4-1

WSFS FINANCIAL CORP.(COM) 18-14

XETEL CORP.(COM) 3-1

ZEBRA TECHNOLOGIES CORP. 50-23

ZOLL MEDICAL CORP.(COM) 32-7

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