NASDAQ

COMPANY TICKER BUY SELL DATE

1ST ST BANCORP INC(COM) FSBC 6,500 9/10-25/01

3-DIMENSIONAL

PHARMACEUTI(COM) DDDP 36,200 9/4-6/01

A C MOORE ARTS &

CRAFTS I(COM) ACMR 1,700 9/21-24/01

ABGENIX INC(COM) ABGX 7,000 8/6/01

ACT TELECONFERENCING

INC(COM) ACTT 8,800 9/13/01

ACTEL CORP(COM) ACTL 4,624 [*] 9/4-10/01

ACTIVE POWER INC(COM) ACPW 22,000 9/10-28/01

ACTIVE POWER INC(COM) ACPW 5,000 9/4-10/01

ACXIOM CORP(COM) ACXM 775 9/21/01

ACXIOM CORP(COM) ACXM 1,000 9/24/01

ACXIOM CORP(COM) ACXM 5,000 9/18/01

ACXIOM CORP(COM) ACXM 5,000 9/21/01

ADELPHIA BUSINESS

SOLUTIONS ABIZ 3,000 9/4/01

ADELPHIA BUSINESS

SOLUTIONS ABIZ 10,000 9/6/01

ADMIRALTY BANCORP INC AAAB 3,000 9/6-20/01

ADMIRALTY BANCORP INC AAAB 11,200 8/31-9/25/01

ADOBE SYS INC(COM) ADBE 100,000 9/25/01

ADOLOR CORP(COM) ADLR 1,500 9/4/01

ADOLOR CORP(COM) ADLR 500 [*] 9/4/01

ADOLOR CORP(COM) ADLR 1,500 9/4/01

ADOLOR CORP(COM) ADLR 8,000 9/4-28/01

ADVANCED ENERGY

INDUSTRIE(COM) AEIS 100,000 9/21/01

ADVANCED FIBRE

COMMUNICAT(COM) AFCI 6,000 [*] 9/17/01

ADVANCED LTG

TECHNOLOGIES(COM) ADLT 37,000 9/25-28/01

ADVANCED NUTRACEUTICALS

INC ANII 8,700 8/9-9/27/01

AEGIS COMMUNICATIONS

GROU(COM) AGIS 11,100 9/17-24/01

AFC ENTERPRISES INC(COM) AFCE 40,000 9/4-10/01

AFC ENTERPRISES INC(COM) AFCE 26,500 [*] 9/5-10/01

AFC ENTERPRISES INC(COM) AFCE 9,000 [*] 9/6-10/01

AFC ENTERPRISES INC(COM) AFCE 7,500 [*] 9/5-10/01

AGILE SOFTWARE CORP(COM) AGIL 1,500 [*] 9/4-24/01

AGILE SOFTWARE CORP(COM) AGIL 80,000 9/4-24/01

AGILE SOFTWARE CORP(COM) AGIL 30,000 [*] 9/28/01

ALASKA COMMUNICATIONS

SYS(COM) ALSK 500 9/25-26/01

ALKERMES INC(COM) ALKS 2,500 [*] 9/4/01

ALKERMES INC(COM) ALKS 4,000 [*] 9/4-28/01

ALKERMES INC(COM) ALKS 7,812 [*] 9/4/01

ALKERMES INC(COM) ALKS 7,500 [*] 9/4/01

ALLEGIANCE TELECOM

INC(COM) ALGX 10,000 9/27/01

ALLEGIANT BANCORP

INC(COM) ALLE 743 9/28/01

ALLEGIANT BANCORP

INC(COM) ALLE 675 9/28/01

ALLEGIANT BANCORP

INC(COM) ALLE 701 9/28/01

ALLEGIANT BANCORP

INC(COM) ALLE 696 9/28/01

ALLEGIANT BANCORP

INC(COM) ALLE 3,870 9/28/01

ALLEGIANT BANCORP

INC(COM) ALLE 544 9/28/01

ALLEGIANT BANCORP

INC(COM) ALLE 554 9/28/01

ALLEGIANT BANCORP

INC(COM) ALLE 706 9/28/01

ALLIANCE FINANCIAL

CORP(COM) ALNC 250 9/4/01

ALLIANCE GAMING CORP ALLY 9,760 [*] 9/10/01

ALLOY INC(COM) ALOY 52,500 8/30-9/7/01

ALPHANET SOLUTIONS

INC(COM) ALPH 5,000 9/20/01

AMERICA ONLINE LATIN

AMERICA INC AOLA 1,200 9/4/01

AMERICAN HOME MORTGAGE

HO(COM) AHMH 15,610 9/19/01

AMERICAN HOME MORTGAGE

HO(COM) AHMH 52,501 9/4-28/01

AMERICAN PHYSICIANS

CAPIT(COM) ACAP 3,000 9/17-19/01

AMERICAN PHYSICIANS

SVC G(COM) AMPH 1,300 9/26-28/01

AMGEN INC(COM) AMGN 17,100 9/7/01

AMGEN INC(COM) AMGN 16,420 9/21/01

AMGEN INC(COM) AMGN 40,000 [*] 9/21/01

AMYLIN PHARMACEUTICALS

IN(COM) AMLN 166,498 9/21/01

AP PHARMA INC(COM) APPA 10,000 9/5-6/01

APA OPTICS INC(COM) APAT 1,000 9/25/01

APAC CUSTOMER

SERVICES(COM) APAC 1,000 9/7/01

APPLEBEES INTERNATIONAL

I(COM) APPB 120,000 9/4-5/01

APPLEBEES INTERNATIONAL

I(COM) APPB 9,000 9/4-5/01

APPLEBEES INTERNATIONAL

I(COM) APPB 11,264 [*] 9/4-5/01

APPLEBEES INTERNATIONAL

I(COM) APPB 12,120 [*] 9/4/01

APPLEBEES INTERNATIONAL

I(COM) APPB 12,651 [*] 9/4/01

APPLEBEES INTERNATIONAL

I(COM) APPB 1,567 [*] 9/6/01

APPLIED MATERIALS

INC(COM) AMAT 1,000 9/26/01

COMPANY PRICE HOLDING INSIDER

1ST ST BANCORP INC(COM) 19.50 60,649 Mcgill James C

3-DIMENSIONAL

PHARMACEUTI(COM) 7.81-8.94 5,301,520 Cavanaugh James H

A C MOORE ARTS &

CRAFTS I(COM) 12.78-13.07 2,000 Fine Lawrence

ABGENIX INC(COM) 28.90 146,217 Behrens Mary K

ACT TELECONFERENCING

INC(COM) 7.50 35,740 Bach Ronald J

ACTEL CORP(COM) 22.00-22.45 26,238 Perret Henry L

ACTIVE POWER INC(COM) 3.56-5.40 4,823,601 Pinkerton Joseph F

ACTIVE POWER INC(COM) 5.23-6.10 32,806 Ott William E

ACXIOM CORP(COM) 7.90 56,454 Bloom Robert S

ACXIOM CORP(COM) 8.58 38,247 Williams Paul M

ACXIOM CORP(COM) 10.54 7,246 Carroll Richard B

ACXIOM CORP(COM) 8.37 10,514 Hodges L L

ADELPHIA BUSINESS

SOLUTIONS 1.69 7,000 Metros Pete J

ADELPHIA BUSINESS

SOLUTIONS 1.86 20,000 Gray James L

ADMIRALTY BANCORP INC 18.35-19.00 142,136 Zoffinger George R

ADMIRALTY BANCORP INC 19.00 45,073 Veccia Joseph

ADOBE SYS INC(COM) 25.00-25.10 2,850,285 Wamock John E

ADOLOR CORP(COM) 18.09 49,800 Garver Deanne E

ADOLOR CORP(COM) 17.90 9,064 Harver Linda Y

ADOLOR CORP(COM) 18.09 37,322 Melincoff Gwen A

ADOLOR CORP(COM) 11.09-18.00 692,879 Farrar John J

ADVANCED ENERGY

INDUSTRIE(COM) 17.90 10,857,782 Schatz Douglas S

ADVANCED FIBRE

COMMUNICAT(COM) 16.63 123,300 Schofield John A

ADVANCED LTG

TECHNOLOGIES(COM) 1.43-1.66 133,217 Fisi Louis S

ADVANCED NUTRACEUTICALS

INC 1.00-1.45 163,371 Pusey Gregory S

AEGIS COMMUNICATIONS

GROU(COM) 0.02-0.27 111,100 Birk John R

AFC ENTERPRISES INC(COM) 22.00-23.04 411,103 Holbrook Dick R

AFC ENTERPRISES INC(COM) 21.94-22.74 23,134 Moddelmog Hala

AFC ENTERPRISES INC(COM) 21.94-22.74 90,760 Wilkins Gerald J

AFC ENTERPRISES INC(COM) 21.94-22.74 5,334 Luther Jon

AGILE SOFTWARE CORP(COM) 7.44-10.15 49,501 Shanahan Thomas A

AGILE SOFTWARE CORP(COM) 8.95 1,994 Coulter David K

ALASKA COMMUNICATIONS

SYS(COM) 7.03-7.20 500 Rogers Brian

ALKERMES INC(COM) 25.88 103,800 Landine Michael J

ALKERMES INC(COM) 20.01-25.88 14,417 Frates James M

ALKERMES INC(COM) 25.88 207,016 Pops Richard

ALKERMES INC(COM) 25.88 86,648 Breyer Robert A

ALLEGIANCE TELECOM

INC(COM) 4.00 10,000 Hundt Reed E

ALLEGIANT BANCORP

INC(COM) 11.95 792,541 Wool Marvin S

ALLEGIANT BANCORP

INC(COM) 11.95 51,197 Leland Curtis B

ALLEGIANT BANCORP

INC(COM) 11.95 166,221 Wielansky Lee S

ALLEGIANT BANCORP

INC(COM) 11.95 27,112 Weiss John L

ALLEGIANT BANCORP

INC(COM) 11.95 832,628 Felman Leon A

ALLEGIANT BANCORP

INC(COM) 11.95 10,949 Wallace Robert E

ALLEGIANT BANCORP

INC(COM) 11.95 19,549 Chambers Robert L

ALLEGIANT BANCORP

INC(COM) 11.95 334,251 Farrell Kevin R

ALLIANCE FINANCIAL

CORP(COM) 19.25 12,978 ADAMS MARY P

ALLIANCE GAMING CORP 19.30-19.57 9,140 Andre Jacques

ALLOY INC(COM) 15.75-16.03 1,338,600 Gradess Samuel A

ALLOY INC(COM) 15.75-16.03 1,361,100 Diamond Matthew C

ALLOY INC(COM) 15.75-16.03 1,361,100 Johnson James K

ALPHANET SOLUTIONS

INC(COM) 1.41 1,967,300 Gang Stan

AMERICA ONLINE LATIN

AMERICA INC 4.09 2,350 Luers William H

AMERICAN HOME MORTGAGE

HO(COM) 15.75 430,412 Johnston John A

AMERICAN HOME MORTGAGE

HO(COM) 14.10-17.39 71,881,590 Strauss Michael

AMERICAN PHYSICIANS

CAPIT(COM) 20.51-20.75 19,600 Baumann Billy B

AMERICAN PHYSICIANS

SVC G(COM) 2.30 393,100 Shifrin Kenneth S

AMGEN INC(COM) 63.55-64.00 124,143 Lazarus Steven

AMGEN INC(COM) 56.35 164,688 Fenton Dennis M

AMGEN INC(COM) 55.85 15,663 Morstyn George

AMYLIN PHARMACEUTICALS

IN(COM) 5.25-5.41 48,235 Bradbury Daniel

AP PHARMA INC(COM) 1.90-1.95 30,000 Goddard Paul

APA OPTICS INC(COM) 2.65-2.85 1,000 Vonwald Gregory J

APAC CUSTOMER

SERVICES(COM) 2.40 10,889 Galarce Carlos E

APPLEBEES INTERNATIONAL

I(COM) 31.95-32.80 1,626,078 Sack Burton M

APPLEBEES INTERNATIONAL

I(COM) 32.05-32.75 53,223 Shadid George D

APPLEBEES INTERNATIONAL

I(COM) 32.05-32.75 53,223 Shadid George D

APPLEBEES INTERNATIONAL

I(COM) 32.03 33,431 Lumpkin Steven K

APPLEBEES INTERNATIONAL

I(COM) 32.00 37,144 Steinkamp Robert T

APPLEBEES INTERNATIONAL

I(COM) 32.16 9,472 Peterson Mark A

APPLIED MATERIALS

INC(COM) 29.22 2,000 Miller Steven

12 MO.

INSIDER PRICE

COMPANY TITLE RANKING RANGE

1ST ST BANCORP INC(COM) P 1 22-17

3-DIMENSIONAL

PHARMACEUTI(COM) D 4 26-6

A C MOORE ARTS &

CRAFTS I(COM) P 2 19-6

ABGENIX INC(COM) D 2 93-17

ACT TELECONFERENCING

INC(COM) D 4 9-4

ACTEL CORP(COM) O -2 37-16

ACTIVE POWER INC(COM) P -2 47-4

ACTIVE POWER INC(COM) O -2 47-4

ACXIOM CORP(COM) OT 4 44-8

ACXIOM CORP(COM) O 4 44-8

ADELPHIA BUSINESS

SOLUTIONS CB 2 10-1

ADELPHIA BUSINESS

SOLUTIONS D 2 10-1

ADMIRALTY BANCORP INC D 1 23-8

ADOBE SYS INC(COM) CB -1 141-23

ADOLOR CORP(COM) O -2 29-11

ADOLOR CORP(COM) P -2 29-11

ADVANCED ENERGY

INDUSTRIE(COM) O -1 42-16

ADVANCED FIBRE

COMMUNICAT(COM) P -2 36-12

ADVANCED LTG

TECHNOLOGIES(COM) D -2 13-1

ADVANCED NUTRACEUTICALS

INC CB 1 3-0

AEGIS COMMUNICATIONS

GROU(COM) CB 1 1-0

AFC ENTERPRISES INC(COM) OD -5 25-16

AFC ENTERPRISES INC(COM) O -5 25-16

AFC ENTERPRISES INC(COM) OD -5 25-16

AFC ENTERPRISES INC(COM) O -5 25-16

AGILE SOFTWARE CORP(COM) F -3 84-8

AGILE SOFTWARE CORP(COM) O -3 84-8

ALASKA COMMUNICATIONS

SYS(COM) D 1 9-4

ALKERMES INC(COM) O -4 43-18

ALKERMES INC(COM) P -4 43-18

ALLEGIANCE TELECOM

INC(COM) D 1 40-3

ALLEGIANT BANCORP

INC(COM) CB 8 15-8

ALLEGIANT BANCORP

INC(COM) D 8 15-8

ALLEGIANT BANCORP

INC(COM) D 8 15-8

ALLEGIANT BANCORP

INC(COM) D 8 15-8

ALLEGIANT BANCORP

INC(COM) D 8 15-8

ALLEGIANT BANCORP

INC(COM) D 8 15-8

ALLEGIANT BANCORP

INC(COM) D 8 15-8

ALLEGIANT BANCORP

INC(COM) OD 8 15-8

ALLIANCE FINANCIAL

CORP(COM) D -1 21-17

ALLIANCE GAMING CORP D -2 40-5

ALLOY INC(COM) OD -5 17-7

ALLOY INC(COM) O -5 17-7

ALLOY INC(COM) P -5 17-7

ALPHANET SOLUTIONS

INC(COM) CB 1 4-1

AMERICA ONLINE LATIN

AMERICA INC D 2 9-3

AMERICAN HOME MORTGAGE

HO(COM) D -2 21-4

AMERICAN HOME MORTGAGE

HO(COM) CB -2 21-4

AMERICAN PHYSICIANS

CAPIT(COM) D 1 24-14

AMERICAN PHYSICIANS

SVC G(COM) O 1 4-1

AMGEN INC(COM) D -5 74-52

AMGEN INC(COM) O -5 74-52

AMYLIN PHARMACEUTICALS

IN(COM) O -1 15-5

AP PHARMA INC(COM) CB 1 3-2

APA OPTICS INC(COM) D 1 16-2

APAC CUSTOMER

SERVICES(COM) O 1 6-2

APPLEBEES INTERNATIONAL

I(COM) D -7 45-24

APPLEBEES INTERNATIONAL

I(COM) O -7 45-24

APPLEBEES INTERNATIONAL

I(COM) O -7 45-24

APPLEBEES INTERNATIONAL

I(COM) O -7 45-24

APPLEBEES INTERNATIONAL

I(COM) VP -7 45-24

APPLEBEES INTERNATIONAL

I(COM) VP -7 45-24

APPLIED MATERIALS

INC(COM) D 1 59-28

ARIBA INC(COM) ARBA 60,050

ASK JEEVES INC(COM) ASKJ 80,200

ATLANTIC AMERICAN CORP(COM) AAME 63,900

ATLANTIC AMERICAN CORP(COM) AAME 73,900

ATLANTIC AMERICAN CORP(COM) AAME 3,400

ATLANTIC COAST AIRLINES H(COM) ACAI 4,000

ATLANTIC COAST AIRLINES H(COM) ACAI 3,000

ATP OIL & GAS CORP(COM) ATPG 5,000

ATP OIL & GAS CORP(COM) ATPG 11,500

ATP OIL & GAS CORP(COM) ATPG 2,000

AVANEX CORP(COM) AVNX 10,000

AVENUE A INC(COM) AVEA 7,000

AVIDYN INC(COM) ADYN 41,000

AVIRON(COM) AVIR 100

BANC CORP(COM) TBNC 2,000

BANK PLUS CORP(COM) BPLS 41,000

BANK SOUTH CAROLINA CORP(COM) BKSC 1,600

BANKNORTH GROUP INC(COM) BKNG 20,250 [*]

BARRA INC(COM) BARZ 10,000 [*]

BARRA INC(COM) BARZ 10,000

BARRETT BUSINESS SERVICES(COM) BBSI 50,000

BE AEROSPACE INC(COM) BEAV 4,000

BEA SYS INC(COM) BEAS 5,000

BED BATH & BEYOND INC(COM) BBBY 781

BETA OIL & GAS INC(COM) BETA 8,000

BINDVIEW DEVELOPMENT CORP(COM) BVEW 10,000

BIO-REFERENCE LABORATORIES INC BRLI 20,000

BIO-REFERENCE LABORATORIES INC BRLI 6,000

BIOGEN INC(COM) BGEN 130,000

BIOJECT MEDICAL TECHNOLOGIES INC BJCT 17,061

BIOMET INC(COM) BMET 75,000

BIOMET INC(COM) BMET 7,400

BIORELIANCE CORP(COM) BREL 4,479

BIRNER DENTAL MGMT SERVICES INC BDMS 7,100

BLACKHAWK BANCORP INC(COM) BKHB 800

BLACKHAWK BANCORP INC(COM) BKHB 2,500

BOE FINL SVCS VA INC(COM) BSXT 300

BOSTON ACOUSTICS INC(COM) BOSA 49,000

BOSTON BIOMEDICA INC(COM) BBII 11,800

BOSTON LIFE SCIENCES INC BLSI 10,000

BRIGHT HORIZONS FAMILY SO(COM) BFAM 5,000

C T I GROUP HLDGS INC(COM) CTIG 110,000

CACHEFLOW INC(COM) CFLO 226,000

CACHEFLOW INC(COM) CFLO 5,000

CACI INTERNATIONAL INC CACI 7,500 [*]

CACI INTERNATIONAL INC CACI 14,500 [*]

CACI INTERNATIONAL INC CACI 12,200 [*]

CACI INTERNATIONAL INC CACI 55,000 [*]

CACI INTERNATIONAL INC CACI 100,000

CADMUS COMMUNICATIONS COR(COM) CDMS 2,807

CADMUS COMMUNICATIONS COR(COM) CDMS 600

CAMINOSOFT CORP(COM) CMSF 110,500

CAMINOSOFT CORP(COM) CMSF 30,000

CANTERBURY PARK HOLDING C(COM) TRAK 7,000

CARDIAC SCIENCE INC DFIB 5,000,000

CARDIMA INC(COM) CRDM 10,000

CARDIODYNAMICS INTERNATIO(COM) CDIC 536,500

CARREKER CORP(COM) CANI 5,000

CARRIZO OIL & GAS INC(COM) CRZO 4,900

CASELLA WASTE SYSTEMS INC CWST 20,000 [*]

CATALYST INTERNATIONAL IN(COM) CLYS 3,000

CATALYTICA ENERGY SYS INC(COM) CESI 2,500

CATHAY BANCORP INC(COM) CATY 2,200

CECIL BANCORP INC(COM) CECB 200

CENTURY BANCSHARES INC(COM) CTRY 14,340

CERNER CORP(COM) CERN 1,174

CHAMPION INDUSTRIES INC W(COM) CHMP 12,300

CHARLOTTE RUSSE HOLDING I(COM) CHIC 25,100

CHECKFREE CORP NEW(COM) CKFR 4,000

CHEMUNG FINL CORP(COM) CHMG 500

CHIPPAC INC CHPC 6,000

CHIPPAC INC CHPC 4,164

ARIBA INC(COM) 9/4-5/01 1.99-2.30

ASK JEEVES INC(COM) 9/19-20/01 0.88-0.95

ATLANTIC AMERICAN CORP(COM) 9/4-27/01 1.15-1.50

ATLANTIC AMERICAN CORP(COM) 9/18/01 1.25

ATLANTIC COAST AIRLINES H(COM) 9/17-20/01 10.43-15.96

ATLANTIC COAST AIRLINES H(COM) 9/17/01 13.92

ATP OIL & GAS CORP(COM) 9/28/01 6.96-7.00

ATP OIL & GAS CORP(COM) 9/4-28/01 6.75-9.99

ATP OIL & GAS CORP(COM) 9/17/01 10.00

AVANEX CORP(COM) 9/6/01 4.33

AVENUE A INC(COM) 9/28/01 0.84-0.90

AVIDYN INC(COM) 9/19/01 4.76

AVIRON(COM) 9/25/01 22.52

BANC CORP(COM) 9/17-18/01 6.50-6.70

BANK PLUS CORP(COM) 9/24-10/5/01 6.82-6.84

BANK SOUTH CAROLINA CORP(COM) 8/8/01 13.25

BANKNORTH GROUP INC(COM) 8/3/01 23.30-23.31

BARRA INC(COM) 9/19/01 44.10-44.65

BARRETT BUSINESS SERVICES(COM) 9/21/01 4.00

BE AEROSPACE INC(COM) 9/19/01 5.23

BEA SYS INC(COM) 9/26/01 10.12

BED BATH & BEYOND INC(COM) 9/24/01 23.31-23.34

BETA OIL & GAS INC(COM) 9/6-7/01 6.17-6.30

BINDVIEW DEVELOPMENT CORP(COM) 9/28/01 0.94

BIO-REFERENCE LABORATORIES INC 9/20-26/01 3.10-3.20

BIO-REFERENCE LABORATORIES INC 9/21/01 3.10-3.15

BIOGEN INC(COM) 9/20/01 56.25

BIOJECT MEDICAL TECHNOLOGIES INC 9/5-19/01 12.10-12.66

BIOMET INC(COM) 9/27/01 29.13

BIOMET INC(COM) 9/24/01 27.14

BIORELIANCE CORP(COM) 9/17/01 12.50

BIRNER DENTAL MGMT SERVICES INC 9/17/01 2.75

BLACKHAWK BANCORP INC(COM) 9/17/01 9.50

BLACKHAWK BANCORP INC(COM) 9/25/01 10.10

BOE FINL SVCS VA INC(COM) 9/27/01 16.00

BOSTON ACOUSTICS INC(COM) 9/19/01 9.30

BOSTON BIOMEDICA INC(COM) 8/7-9/25/01 2.00-2.84

BOSTON LIFE SCIENCES INC 9/24-25/01 2.00

BOSTON LIFE SCIENCES INC 9/24/01 1.95

BRIGHT HORIZONS FAMILY SO(COM) 9/4-28/01 28.00

C T I GROUP HLDGS INC(COM) 9/20/01 0.66

CACHEFLOW INC(COM) 9/27/01 1.44

CACHEFLOW INC(COM) 9/27/01 1.15

CACI INTERNATIONAL INC 9/28/01 55.68

CACI INTERNATIONAL INC 9/28/01 56.00

CACI INTERNATIONAL INC 9/24-28/01 53.00-55.68

CACI INTERNATIONAL INC 10/8/01 51.65

CACI INTERNATIONAL INC 9/24-27/01 54.43-56.43

CADMUS COMMUNICATIONS COR(COM) 9/25/01 5.30

CADMUS COMMUNICATIONS COR(COM) 9/27/01 8.00

CAMINOSOFT CORP(COM) 8/31-9/25/01 1.25-1.92

CAMINOSOFT CORP(COM) 9/17/01 1.10

CANTERBURY PARK HOLDING C(COM) 9/21/01 6.00-6.25

CARDIAC SCIENCE INC 9/13-24/01 2.00

CARDIMA INC(COM) 9/4/01 2.06

CARDIODYNAMICS INTERNATIO(COM) 9/3-27/01 4.33-5.40

CARREKER CORP(COM) 9/26/01 7.30

CARRIZO OIL & GAS INC(COM) 9/20/01 5.03-5.25

CASELLA WASTE SYSTEMS INC 9/17/01 12.64

CATALYST INTERNATIONAL IN(COM) 9/21/01 1.82-2.07

CATALYTICA ENERGY SYS INC(COM) 9/21/01 5.70

CATHAY BANCORP INC(COM) 9/19/01 50.75-52.50

CECIL BANCORP INC(COM) 9/13/01 17.00

CENTURY BANCSHARES INC(COM) 9/24/01 14.25

CERNER CORP(COM) 9/10/01 50.26

CHAMPION INDUSTRIES INC W(COM) 9/21/01 2.03

CHARLOTTE RUSSE HOLDING I(COM) 9/21/01 10.60-11.00

CHECKFREE CORP NEW(COM) 9/28/01 16.50

CHEMUNG FINL CORP(COM) 9/26/01 28.50

CHIPPAC INC 9/21/01 3.02

CHIPPAC INC 9/4/01 6.08

ARIBA INC(COM) 16,621,164 Krach Keith J CB

ASK JEEVES INC(COM) 2,000,663 Gruener Garrett D

ATLANTIC AMERICAN CORP(COM) 12,458,512 Robinson J M CB

ATLANTIC AMERICAN CORP(COM) 12,951,020 Robinson Harriett J H

ATLANTIC AMERICAN CORP(COM) 198,642 West Mark C D

ATLANTIC COAST AIRLINES H(COM) 26,800 Buchanan Robert E D

ATLANTIC COAST AIRLINES H(COM) 5,600 Surratt Richard J O

ATP OIL & GAS CORP(COM) 20,000 Wendlandt Walter D

ATP OIL & GAS CORP(COM) 1,143,238 Overbey Carol E VP

ATP OIL & GAS CORP(COM) 8,000 Tschirhart John E VP

AVANEX CORP(COM) 140,097 Florence Anthony A O

AVENUE A INC(COM) 22,000 Vernon Michael O

AVIDYN INC(COM) 99,000 Burke Frank M D

AVIRON(COM) 100 Fenton Dennis M D

BANC CORP(COM) 619,902 Taylor James A OD

BANK PLUS CORP(COM) 676,612 Smith Gordon V D

BANK SOUTH CAROLINA CORP(COM) 8,561 Maybank Louise J D

BANKNORTH GROUP INC(COM) 10,054 Greene Andrew W O

BARRA INC(COM) 114,500 Lekander Claes O

BARRETT BUSINESS SERVICES(COM) 2,074,957 Sherertz William W P

BE AEROSPACE INC(COM) 4,000 Schofield Jonathan M D

BEA SYS INC(COM) 502,464 Bartz Carol A D

BED BATH & BEYOND INC(COM) 4,524 Kaplan Robert S D

BETA OIL & GAS INC(COM) 835,000 Richardson Joe C D

BINDVIEW DEVELOPMENT CORP(COM) 410,000 Pierce Edward L O

BIO-REFERENCE LABORATORIES INC 1,597,200 Topfer Morton L DO

BIO-REFERENCE LABORATORIES INC 64,667 Roglieri John L D

BIOGEN INC(COM) 231,570 Buirkle Harold W D

BIOJECT MEDICAL TECHNOLOGIES INC 382,993 Flynn Edward L D

BIOMET INC(COM) 4,994,113 Noblitt Niles L CB

BIOMET INC(COM) 7,400 Qualey Marilyn T D

BIORELIANCE CORP(COM) 74,445 Hamilton Victoria D

BIRNER DENTAL MGMT SERVICES INC 86,069 Bathgate Steven M D

BLACKHAWK BANCORP INC(COM) 2,000 Mott Merritt J D

BLACKHAWK BANCORP INC(COM) 166,700 Hendricks Kenneth A D

BOE FINL SVCS VA INC(COM) 10,639 Hutchinson Robert F D

BOSTON ACOUSTICS INC(COM) 111,761 Mooney Lisa M D

BOSTON BIOMEDICA INC(COM) 13,000 Garrett Patricia E O

BOSTON LIFE SCIENCES INC 22,500 Palmer Christopher D

BOSTON LIFE SCIENCES INC 10,000 Bjer Dr Colin B D

BRIGHT HORIZONS FAMILY SO(COM) 220,151 Lurie Robert D D

C T I GROUP HLDGS INC(COM) 110,000 Bartkiw Stephen J D

CACHEFLOW INC(COM) 1,952,388 Nesmith Brian M P

CACHEFLOW INC(COM) 76,388 Robin Alan L O

CACI INTERNATIONAL INC 0 Elefante Jeffrey P O

CACI INTERNATIONAL INC 25,000 Bradford Gregory R O

CACI INTERNATIONAL INC 1,000 Waechter Stephen L O

CACI INTERNATIONAL INC 1,500 Johnson L K O

CACI INTERNATIONAL INC 400,000 London J P CB

CADMUS COMMUNICATIONS COR(COM) 5,782 Ward Joseph J O

CADMUS COMMUNICATIONS COR(COM) 10,200 Garrett Garland W D

CAMINOSOFT CORP(COM) 3,385,000 Robert Pearson D

CAMINOSOFT CORP(COM) 55,000 Spector Stephen D

CANTERBURY PARK HOLDING C(COM) 266,897 Barenscheer Brian C D

CARDIAC SCIENCE INC 6,930,467 Dovey Brian H DO

CARDIMA INC(COM) 38,611 Wheeler William K P

CARDIODYNAMICS INTERNATIO(COM) 8,888,658 Paulson John M T

CARREKER CORP(COM) 10,000 Erwin James R D

CARRIZO OIL & GAS INC(COM) 1,098,321 Wojtek Frank A O

CASELLA WASTE SYSTEMS INC 0 Holmes Michael O

CATALYST INTERNATIONAL IN(COM) 3,000 Treleaven James B P

CATALYTICA ENERGY SYS INC(COM) 58,726 Mario Ernest D

CATHAY BANCORP INC(COM) 178,186 Tang Anthony M O

CECIL BANCORP INC(COM) 20,403 Halsey Mary B P

CENTURY BANCSHARES INC(COM) 91,591 Mckee William S D

CERNER CORP(COM) 888 Flanigan Richard J O

CHAMPION INDUSTRIES INC W(COM) 72,300 Scaggs Neal W D

CHARLOTTE RUSSE HOLDING I(COM) 12,808,298 Karp Allan W D

CHECKFREE CORP NEW(COM) 5,813 Ostis Harley O

CHEMUNG FINL CORP(COM) 11,340 Updegraff Jan P P

CHIPPAC INC 301,989 Krakauer Robert O

CHIPPAC INC 3,100 Potter Michael O

ARIBA INC(COM) -1 137-2

ASK JEEVES INC(COM) 4 18-1

ATLANTIC AMERICAN CORP(COM) 3 3-1

ATLANTIC COAST AIRLINES H(COM) -4 47-10

ATP OIL & GAS CORP(COM) 1 14-6

AVANEX CORP(COM) -7 119-3

AVENUE A INC(COM) 1 5-1

AVIDYN INC(COM) – 9-3

AVIRON(COM) 1 70-20

BANC CORP(COM) 1 7-5

BANK PLUS CORP(COM) – 7-3

BANK SOUTH CAROLINA CORP(COM) 1 14-12

BANKNORTH GROUP INC(COM) -1 24-16

BARRA INC(COM) -5 70-36

BARRETT BUSINESS SERVICES(COM) -1 5-3

BE AEROSPACE INC(COM) 8 25-4

BEA SYS INC(COM) 1 86-9

BED BATH & BEYOND INC(COM) – 33-20

BETA OIL & GAS INC(COM) 1 9-5

BINDVIEW DEVELOPMENT CORP(COM) 2 12-1

BIO-REFERENCE LABORATORIES INC 2 6-1

BIOGEN INC(COM) -3 75-49

BIOJECT MEDICAL TECHNOLOGIES INC 3 15-5

BIOMET INC(COM) -3 50-25

BIORELIANCE CORP(COM) – 22-10

BIRNER DENTAL MGMT SERVICES INC 2 3-0

BLACKHAWK BANCORP INC(COM) 3 11-8

BOE FINL SVCS VA INC(COM) 1 18-11

BOSTON ACOUSTICS INC(COM) -1 16-9

BOSTON BIOMEDICA INC(COM) -1 4-1

BOSTON LIFE SCIENCES INC 2 7-2

BRIGHT HORIZONS FAMILY SO(COM) -4 31-20

C T I GROUP HLDGS INC(COM) 1 2-1

CACHEFLOW INC(COM) 3 145-1

CACI INTERNATIONAL INC -5 60-19

CADMUS COMMUNICATIONS COR(COM) 4 12-6

CAMINOSOFT CORP(COM) 4 4-1

CANTERBURY PARK HOLDING C(COM) 1 9-6

CARDIAC SCIENCE INC 2 8-2

CARDIMA INC(COM) -1 2-0

CARDIODYNAMICS INTERNATIO(COM) -4 7-3

CARREKER CORP(COM) 2 40-6

CARRIZO OIL & GAS INC(COM) -1 11-4

CASELLA WASTE SYSTEMS INC -1 14-4

CATALYST INTERNATIONAL IN(COM) 1 8-2

CATALYTICA ENERGY SYS INC(COM) – 22-6

CATHAY BANCORP INC(COM) -1 64-45

CECIL BANCORP INC(COM) 1 20-17

CENTURY BANCSHARES INC(COM) -3 16-6

CERNER CORP(COM) -4 62-30

CHAMPION INDUSTRIES INC W(COM) 2 4-2

CHARLOTTE RUSSE HOLDING I(COM) 1 39-11

CHECKFREE CORP NEW(COM) 2 61-16

CHEMUNG FINL CORP(COM) 1 29-19

CHIPPAC INC – 12-2

CHIPPAC INC CHPC 1,000

CHIRON CORP(COM) CHIR 75,000 [*]

CHROMAVISION MEDICAL SYST(COM) CVSN 3,000

CIENA CORP(COM) CIEN 2,000

CIENA CORP(COM) CIEN 23,400

CINTAS CORP (COM) CTAS 7,940

CIRRUS LOGIC INC(COM) CRUS 5,000

CITIZENS FIRST BANCORP IN(COM) CTZN 1,541

CITIZENS FIRST BANCORP IN(COM) CTZN 2,318

CITY HLDG CO(COM) CHCO 240

CIVIC BANCORP(COM) CIVC 2,000

CNB FLORIDA BANCSHARES IN(COM) CNBB 10,000

CNB FLORIDA BANCSHARES IN(COM) CNBB 2,500

CNB FLORIDA BANCSHARES IN(COM) CNBB 12,500

CNBC BANCORP(COM) CNBD 5,820

CNBC BANCORP(COM) CNBD 10,450

CNBC BANCORP(COM) CNBD 200

CNBC BANCORP(COM) CNBD 1,800

CNET NETWORKSINC(COM) CNET 8,500

CNET NETWORKSINC(COM) CNET 25,000

COASTAL BKG CO INC(COM) CBCO 1,909

COBRA ELECTRONICS CORP(COM) COBR 74,000 [*]

COHESION TECHNOLOGIES INC(COM) CSON 20,000

COLUMBIA BKG SYS INC(COM) COLB 7,711

COMM BANCORP INC(COM) CCBP 4,000

COMMODORE MINERALS INC(COM) CERL 7,000,000

COMMUNITY BANCORP FREEHOL(COM) CBNJ 1,900

COMMUNITY BANCORP FREEHOL(COM) CBNJ 600

COMMUNITY FIRST BANCORPOR(COM) CFOK 1,800

COMMUNITY FIRST BANKSHARE(COM) CFBX 11,060 [*]

COMMUNITY INVESTORS BANCO(COM) CIBI 450

COMPASS KNOWLEDGE HOLDING(COM) CKNO 8,500

COMPUTER ACCESS TECHNOLOG(COM) CATZ 11,200

COMPUTER ACCESS TECHNOLOG(COM) CATZ 16,800

COMPUWARE CORP(COM) CPWR 10,000

CONNECTICUT BANCSHARES IN(COM) SBMC 1,500

CONNECTICUT WTR SVC INC(COM) CTWS 1,627

CONNECTICUT WTR SVC INC(COM) CTWS 100

CONNECTICUT WTR SVC INC(COM) CTWS 1,500

COPPER VALLEY MINERALS LT(COM) CVMN 1,200,000

COR THERAPEUTICS INC(COM) CORR 5,000

CORILLIAN CORP(COM) CORI 100,000

CORVIS CORP(COM) CORV 5,000

COUNTY BK CORP(COM) CYBK 200

CREDENCE SYSTEMS CORP(COM) CMOS 4,000

CROSSROADS SYSTEMS INC(COM) CRDS 75,100

CUBIST PHARMACEUTICALS IN(COM) CBST 3,500 [*]

CUBIST PHARMACEUTICALS IN(COM) CBST 13,000

CUBIST PHARMACEUTICALS IN(COM) CBST 8,000

CUBIST PHARMACEUTICALS IN(COM) CBST 5,000

CURATIVE HEALTH SERVICES (COM) CURE 1,000

CUTTER & BUCK INC(COM) CBUK 5,000

CV THERAPEUTICS INC(COM) CVTX 7,500 [*]

CV THERAPEUTICS INC(COM) CVTX 5,000 [*]

CYGNUS INC(COM) CYGN 2,000

CYGNUS INC(COM) CYGN 3,000 [*]

CYGNUS INC(COM) CYGN 2,000

CYGNUS INC(COM) CYGN 4,000 [*]

CYGNUS INC(COM) CYGN 5,000 [*]

CYTOCLONAL PHARMACEUTICS(COM) CYPH 1,000

D & K HEALTHCARE RESOURCE(COM) DKWD 6,100 [*]

D & K HEALTHCARE RESOURCE(COM) DKWD 1,800

DAC TECHNOLOGIES GROUP IN(COM) DAAT 2,000

DAG MEDIA INC(COM) DAGM 5,000

DAISYTEK INTERNATIONAL CO(COM) DZTK 3,000

DALEEN TECHNOLOGIES INC(COM) DALN 8,300

DATAWATCH CORP DWCH 2,900

DECISION LINK INC(COM) DLNK 300,000

DENDRITE INTERNATIONAL IN(COM) DRTE 5,000 [*]

DESIGNS INC(COM) DESI 1,000

DIGENE CORP(COM) DIGE 12,500 [*]

DIGIMARC CORP(COM) DMRC 3,000 [*]

DIGIMARC CORP(COM) DMRC 9,000

CHIPPAC INC 9/21/01 2.90 3,100

CHIRON CORP(COM) 9/4/01 47.95 222,392

CHROMAVISION MEDICAL SYST(COM) 9/7/01 3.25-3.30 20,000

CIENA CORP(COM) 9/19-28/01 10.15-11.10 2,200

CIENA CORP(COM) 9/4-20/01 10.95-16.82 4,893,800

CINTAS CORP (COM) 9/28/01 40.30 145,463

CIRRUS LOGIC INC(COM) 9/19-20/01 7.80-8.22 5,549

CITIZENS FIRST BANCORP IN(COM) 9/10/01 14.65 85,432

CITIZENS FIRST BANCORP IN(COM) 9/10-19/01 14.60-14.65 22,368

CITY HLDG CO(COM) 8/17/01 11.00 24,549

CIVIC BANCORP(COM) 9/10/01 15.00 1,361,096

CNB FLORIDA BANCSHARES IN(COM) 9/5-10/01 10.00-10.50 70,000

CNB FLORIDA BANCSHARES IN(COM) 9/10/01 10.00 3,500

CNB FLORIDA BANCSHARES IN(COM) 9/10/01 10.00 1,054,991

CNBC BANCORP(COM) 9/20-25/01 20.50-20.56 78,627

CNBC BANCORP(COM) 9/21/01 20.85 31,898

CNBC BANCORP(COM) 9/11/01 20.50 82,253

CNBC BANCORP(COM) 9/25/01 20.55 6,531

CNET NETWORKSINC(COM) 10/3/01 3.32 21,965

CNET NETWORKSINC(COM) 9/21/01 4.00 10,042,768

COASTAL BKG CO INC(COM) 9/21/01 6.30 3,091

COBRA ELECTRONICS CORP(COM) 10/9/01 5.17-6.56 1,000

COHESION TECHNOLOGIES INC(COM) 9/24/01 3.00 20,000

COLUMBIA BKG SYS INC(COM) 9/18/01 14.00 14,845

COMM BANCORP INC(COM) 9/13/01 30.00 185,935

COMMODORE MINERALS INC(COM) 9/28/01 0.05 N/R

COMMUNITY BANCORP FREEHOL(COM) 9/4-26/01 14.75-17.50 113,524

COMMUNITY BANCORP FREEHOL(COM) 9/21/01 14.75 62,115

COMMUNITY FIRST BANCORPOR(COM) 9/5/01 19.00 70,690

COMMUNITY FIRST BANKSHARE(COM) 9/6/01 23.50-24.70 201,773

COMMUNITY INVESTORS BANCO(COM) 9/10/01 11.25 12,102

COMPASS KNOWLEDGE HOLDING(COM) 9/12-13/01 N/A 3,381,587

COMPUTER ACCESS TECHNOLOG(COM) 9/4-28/01 5.00-5.15 5,379,282

COMPUTER ACCESS TECHNOLOG(COM) 9/4-28/01 5.00-5.15 3,864,762

COMPUWARE CORP(COM) 9/27/01 7.88-8.88 13,000

CONNECTICUT BANCSHARES IN(COM) 9/18-21/01 20.25-23.02 2,000

CONNECTICUT WTR SVC INC(COM) 9/19/01 27.00 5,529

CONNECTICUT WTR SVC INC(COM) 9/25/01 27.09 700

CONNECTICUT WTR SVC INC(COM) 9/19/01 27.56 12,058

COPPER VALLEY MINERALS LT(COM) 9/26/01 0.27 N/R

COR THERAPEUTICS INC(COM) 9/4/01 28.88 33,174

CORILLIAN CORP(COM) 8/17-21/01 2.81-3.11 1,518,510

CORVIS CORP(COM) 9/25/01 1.85 13,000

COUNTY BK CORP(COM) 9/27/01 42.00 20,187

CREDENCE SYSTEMS CORP(COM) 9/20-21/01 11.70-12.55 9,130

CROSSROADS SYSTEMS INC(COM) 9/24-28/01 3.08-3.29 3,667,500

CUBIST PHARMACEUTICALS IN(COM) 9/4-10/01 40.15-43.55 32,184

CUBIST PHARMACEUTICALS IN(COM) 9/6/01 42.10-42.51 48,874

CUBIST PHARMACEUTICALS IN(COM) 9/4/01 42.88 90,284

CUBIST PHARMACEUTICALS IN(COM) 9/4/01 41.21 99,763

CURATIVE HEALTH SERVICES (COM) 9/25/01 8.00 1,000

CUTTER & BUCK INC(COM) 928-10/2/01 3.39-3.65 97,197

CV THERAPEUTICS INC(COM) 9/6/01 48.89 2,500

CV THERAPEUTICS INC(COM) 9/25/01 39.20 96,905

CYGNUS INC(COM) 9/4/01 8.45-8.56 40,691

CYGNUS INC(COM) 9/10/01 8.30 15,000

CYGNUS INC(COM) 9/4/01 8.50-8.53 24,425

CYGNUS INC(COM) 9/4/01 8.50 79,233

CYTOCLONAL PHARMACEUTICS(COM) 9/21/01 2.85 1,000

D & K HEALTHCARE RESOURCE(COM) 9/5/01 44.00-44.51 N/R

D & K HEALTHCARE RESOURCE(COM) 9/5/01 44.00-44.51 2,000

DAC TECHNOLOGIES GROUP IN(COM) 9/17-26/01 1.40-1.45 394,856

DAG MEDIA INC(COM) 9/21/01 1.05 1,419,095

DAISYTEK INTERNATIONAL CO(COM) 10/1-5/01 11.80-12.36 22,511

DALEEN TECHNOLOGIES INC(COM) 9/26/01 0.48 92,673

DATAWATCH CORP 9/5-7/01 1.38-1.65 2,900

DECISION LINK INC(COM) 9/7/01 0.10 59,193,464

DENDRITE INTERNATIONAL IN(COM) 9/5/01 12.16 756

DESIGNS INC(COM) 9/21/04 2.05 38,121

DIGENE CORP(COM) 9/4/01 31.00 4,743,212

DIGENE CORP(COM) 9/4/01 31.00 4,411,739

DIGIMARC CORP(COM) 9/28-27/01 11.00-14.15 55,150

CHIPPAC INC Potter Michael O – 12-2

CHIRON CORP(COM) Penhoet Edward E D -3 55-37

CHROMAVISION MEDICAL SYST(COM) Testman Thomas R D 1 7-2

CIENA CORP(COM) Dillon John R D -2 150-10

CIENA CORP(COM) Nettles Patrick H CB -2 150-10

CINTAS CORP (COM) Klekamp Donald P D – 54-34

CIRRUS LOGIC INC(COM) Gray Gerald R OX 1 47-6

CITIZENS FIRST BANCORP IN(COM) Campbell Marshall J P 2 17-13

CITIZENS FIRST BANCORP IN(COM) Kelleman Christopher A D 2 17-13

CITY HLDG CO(COM) Rogers Robert T D 2 13-5

CIVIC BANCORP(COM) Carr Donald C D 1 17-13

CNB FLORIDA BANCSHARES IN(COM) Frankland G T O 3 14-7

CNB FLORIDA BANCSHARES IN(COM) Skinner Halcyon E D 3 14-7

CNB FLORIDA BANCSHARES IN(COM) Pritchett Marvin H DO 3 14-7

CNBC BANCORP(COM) Rinker Kent K MC -1 31-16

CNBC BANCORP(COM) Gummer George A D -1 31-16

CNBC BANCORP(COM) MCauliffe Thomas D O -1 31-16

CNBC BANCORP(COM) Romelfanger John A OD -1 31-16

CNET NETWORKSINC(COM) Rosensweig Daniel L P 2 33-3

CNET NETWORKSINC(COM) Bonnie Shelby W CB 2 33-3

COASTAL BKG CO INC(COM) Lovering Charlie T O 1 9-6

COBRA ELECTRONICS CORP(COM) Mirabelli Anthony A O 2 10-5

COHESION TECHNOLOGIES INC(COM) Mavity William G D 1 9-3

COLUMBIA BKG SYS INC(COM) Schminkey Gary R O -1 16-10

COMM BANCORP INC(COM) Moore Joseph P UT -1 32-25

COMMODORE MINERALS INC(COM) Hand Grayson W D -1 4-0

COMMUNITY BANCORP FREEHOL(COM) Schoor Howard D 2 18-13

COMMUNITY BANCORP FREEHOL(COM) Kramer Eli D 2 18-13

COMMUNITY FIRST BANCORPOR(COM) Winchester Charles L D – 15-5

COMMUNITY FIRST BANKSHARE(COM) Mengedoth Donald R CB 1 26-15

COMMUNITY INVESTORS BANCO(COM) Buckley Brian R VP -2 13-8

COMPASS KNOWLEDGE HOLDING(COM) Devine Daniel J P 2 2-0

COMPUTER ACCESS TECHNOLOG(COM) Wilnai Dan CB – 16-4

COMPUTER ACCESS TECHNOLOG(COM) Tzamotzky Peretz VP – 16-4

COMPUWARE CORP(COM) White Tommi A 0 1 14-6

CONNECTICUT BANCSHARES IN(COM) Moynihan Timothy J D 1 27-17

CONNECTICUT WTR SVC INC(COM) Benoit David 0 1 40-26

CONNECTICUT WTR SVC INC(COM) Thibdaue Lisa J 0 1 40-26

CONNECTICUT WTR SVC INC(COM) Engle Roger D 1 40-26

COPPER VALLEY MINERALS LT(COM) Barley J S P -1 0

COR THERAPEUTICS INC(COM) Coughlin Shaun R D -1 57-19

CORILLIAN CORP(COM) Barrett Robert D 2 16-1

CORVIS CORP(COM) Hardiman Joseph R D 5 71-1

COUNTY BK CORP(COM) Harrington James F D 3 47-32

CREDENCE SYSTEMS CORP(COM) Siddall Graham J O 2 30-11

CROSSROADS SYSTEMS INC(COM) Smith Brian R DO 2 11-2

CUBIST PHARMACEUTICALS IN(COM) Shea Thomas A O -6 50-15

CUBIST PHARMACEUTICALS IN(COM) Oleson Frederick B VP -6 50-15

CUBIST PHARMACEUTICALS IN(COM) Rocklage Scott M CB -6 50-15

CUBIST PHARMACEUTICALS IN(COM) Tally Francis P O -6 50-15

CURATIVE HEALTH SERVICES (COM) Blackford Gary O 1 1-5

CUTTER & BUCK INC(COM) Conley Frances M D 1 12-3

CV THERAPEUTICS INC(COM) McNeil Barbara J D -2 91-23

CV THERAPEUTICS INC(COM) Lange Louis G CB -2 91-23

CYGNUS INC(COM) Ackeman Neil R O -4 10-4

CYGNUS INC(COM) McClung Barbara O -4 10-4

CYGNUS INC(COM) Carlson Craig O -4 10-4

CYGNUS INC(COM) Hodgman John C CB -4 10-4

CYTOCLONAL PHARMACEUTICS(COM) Gillell Joan H VP 1 10-3

D & K HEALTHCARE RESOURCE(COM) Landry Brian G VP -4 51-12

DAC TECHNOLOGIES GROUP IN(COM) Pledger James R O 1 2-0

DAG MEDIA INC(COM) Ran Assaf H 1 3-1

DAISYTEK INTERNATIONAL CO(COM) Powell James R O 1 17-5

DALEEN TECHNOLOGIES INC(COM) Getsy Stephen J D -1 11-0

DATAWATCH CORP Hagger Robert P 2 2-0

DECISION LINK INC(COM) Lagergren Peter J CT -1 0

DENDRITE INTERNATIONAL IN(COM) Cieplik Mark H O -3 27-7

DESIGNS INC(COM) Choper Jesse D 2 6-2

DIGENE CORP(COM) Jones Evan L CB -3 45-13

DIGENE CORP(COM) Fleischman Charles M P -3 45-13

DIGIMARC CORP(COM) Davis Bruce L O -3 27-9

DIGIMARC CORP(COM) DMRC 12,000 9/18-27/01

DIGITAS INC(COM) DTAS 1,000 9/17/01

DIGITAS INC(COM) DTAS 5,000 9/24/01

DIGITAS INC(COM) DTAS 5,000 9/19/01

DIRECT FOCUS INC(COM) DFXI 42,200 9/17-21/01

DIRECT FOCUS INC(COM) DFXI 500 9/21/01

DISCOVERY PARTNERS INTL I

(COM) DPII 1,250 9/6-20/01

DISCOVERY PARTNERS INTL I

(COM) DPII 2,721 9/4-18/01

DIVERSA CORP(COM) DVSA 5,555 9/20/01

DNB FINL CORP(COM) DNBF 1,516 9/11/01

DNB FINL CORP(COM) DNBF 2,897 9/11/01

DNB FINL CORP(COM) DNBF 2,928 9/11/01

DNB FINL CORP(COM) DNBF 5,237 9/11/01

DNB FINL CORP(COM) DNBF 3,027 9/11/01

DNB FINL CORP(COM) DNBF 677 9/11/01

DNB FINL CORP(COM) DNBF 2,452 9/11/01

DNB FINL CORP(COM) DNBF 5,237 9/11/01

DNB FINL CORP(COM) DNBF 1,295 9/11/01

DOCENT INC(COM) DCNT 19,000 9/4-25/01

DOCENT INC(COM) DCNT 30,000 9/4-7/01

DOLLAR TREE STORES INC

(COM) DLTR 150,000 9/21/01

DOUBLECLICK INC(COM) DCLK 45,000 9/7-28/01

DOUBLECLICK INC(COM) DCLK 4,000 9/18/01

DOUBLECLICK INC(COM) DCLK 10,000 9/24/01

DSI TOYS INC(COM) DSIT 15,000 9/17-24/01

DXP ENTERPRISES INC DXPE 5,100 9/17-28/01

DYAX CORP(COM_ DYAX 3,000 8/9/01

E-REX INC(COM) EREX 141,457 8/6-9/21/01

EARTHLINK INC(COM) ELNK 163,000 9/4-28/01

ECHOSTAR COMMUNICATIONS

CORP DISH 10,200 9/30/01

ECOLLEGE COM(COM) ECLG 8,334 [*] 9/5-10/01

ECOLLEGE COM(COM) ECLG 5,000 9/5-10/01

EDAC TECHNOLOGIES CORP

(COM) EDAC 5,664 8/8-9/21/01

EDISON SCHOOLS INC EDSN 10,000 [*] 9/5-20/01

ELDER BEERMAN STORES

CORP(COM) EBSC 30,655 9/17/01

EMB CORPORATION EMBI 5,000,000 9/12/01

EMCORE CORP(COM) EMKR 5,000 9/26-28/01

EMMIS COMMUNICATIONS

CORP EMMS 112,200 9/27-28/01

EMPIRE ENERGY CORP EECI 20,000 9/19-10/4/01

ENGINEERED SUPPORT

SYSTEM(COM) EASI 50,000 9/21/01

ENGINEERED SUPPORT

SYSTEM(COM) EASI 273,600 [*] 9/20/01

ENGINEERED SUPPORT

SYSTEM(COM) EASI 52,637 [*] 9/18-25/01

ENGINEERED SUPPORT

SYSTEM(COM) EASI 28,750 [*] 9/17/21/01

ENGINEERED SUPPORT

SYSTEM(COM) EASI 10.000 [*] 9/17/01

ENGINEERED SUPPORT

SYSTEM(COM) EASI 50,000 [*] 9/20-24/01

EON COMMUNICATIONS

CORP(COM) EONC 57,910 9/5-28/01

EON COMMUNICATIONS

CORP(COM) EONC 65,000 9/3-18/01

EQUITEX INC EQTX 3,500 9/4-24/01

EQUITY OIL CO(COM) EQTY 4,000 9/14/01

ERIE INDEMNITY CO ERIE 500 9/17-28/01

EXACT SCIENCES CORP

(COM) EXAS 27,336 9/4-24/01

EXCO RESOURCES INC EXCO 6,000 9/4/01

EXELIXIS INC(COM) EXEL 10,000 9/4/01

EXPEDIA INC(COM) EXPE 267,739 [*] 9/17/01

EXPEDITORS INTERNATIONAL

(COM) EXPD 100,000 9/7/01

EXTENSITY INC(COM) EXTN 1,000 9/8/01

FAIRCHILD INTERNATIONAL

CORP FRCD 14,000 [*] 8/27-9/18/01

FAIRCHILD INTERNATIONAL

CORP FRCD 30,000 8/27-9/18/01

FARMERS NATIONAL BANC

COR(COM) FMNB 500 8/23-9/6/01

FAST COMMUNICATIONS

C(COM) FSCX 23,000 9/19-20/01

FIBERNET TELECOM GROUP

IN(COM) FTGX 43,200 9/26/01

FIDELITY NATIONAL

INFORMA(COM) FNIS 42,600 9/19-28/01

FIFTH THIRD BANCORP

(COM) FITB 6,000 9/10/01

FIFTH THIRD BANCORP

(COM) FITB 74 9/17/01

FINGER LAKES BANCORP

INC(COM) FLBC 600 9/24-27/01

FINISAR(COM) FNSR 10,000 9/27/01

FINISAR(COM) FNSR 100,000 9/27/01

FINISAR(COM) FNSR 2,000 9/28/01

FINISAR(COM) FNSR 10,000 9/28/01

FINISAR(COM) FNSR 25,000 9/28/01

FINLAY ENTERPRISES INC FNLY 2,500 9/5/01

FIRST BANCORP NC(COM) FBNC 300 9/27/01

FIRST BANCORP NC(COM) FBNC 125 9/17/01

DIGIMARC CORP(COM) 11.00-14.15 471,480

DIGITAS INC(COM) 2.69 1,000

DIGITAS INC(COM) 1.56 7,000

DIGITAS INC(COM) 1.51 45,000

DIRECT FOCUS INC(COM) 17.80-20.40 1,390,126

DIRECT FOCUS INC(COM) 17.42 500

DISCOVERY PARTNERS INTL I

(COM) 3.60-4.80 170,058

DISCOVERY PARTNERS INTL I

(COM) 3.78-5.01 146,265

DIVERSA CORP(COM) 9.04-9.05 151,928

DNB FINL CORP(COM) 8.49 2,193

DNB FINL CORP(COM) 8.49 2,897

DNB FINL CORP(COM) 19.00 6,172

DNB FINL CORP(COM) 8.49-12.98 6,172

DNB FINL CORP(COM) 19.00 8,427

DNB FINL CORP(COM) 19.00 2,193

DNB FINL CORP(COM) 19.00 10,357

DNB FINL CORP(COM) 8.49-10.77 10,357

DNB FINL CORP(COM) 8.49-12.98 8,427

DNB FINL CORP(COM) 19.00 2,897

DOCENT INC(COM) 2.42-5.00 364,000

DOCENT INC(COM) 3.66-4.85 956,248

DOLLAR TREE STORES INC

(COM) 18.46 1,061,246

DOUBLECLICK INC(COM) 5.75-7.30 7,686,744

DOUBLECLICK INC(COM) 6.84 23,410

DOUBLECLICK INC(COM) 6.20 307,785

DSI TOYS INC(COM) 1.03-1.10 4,831,823

EXP ENTERPRISES INC 1.01-1.05 15,100

DYAX CORP(COM_ 12.11 5,200

E-REXINC(COM) 0.04-0.14 2,506,118

EARTHLINK INC(COM) 13.31-14.93 3,752,753

ECHOSTAR COMMUNICATIONS

CORP 1.00 424,766

ECOLLEGE COM(COM) 4.10 73,667

EDAC TECHNOLOGIES CORP

(COM) 1.35-1.65 35,912

EDISON SCHOOLS INC 14.41-17.62 329.516

ELDER BEERMAN STORES

CORP(COM) 3.90 162,673

EMB CORPORATION 0.12 5,000,000

EMCORE CORP(COM) 9.00-10.50 46,139

EMMIS COMMUNICATIONS

CORP 12.76-14.29 91,816

EMPIRE ENERGY CORP 0.25 175,000

ENGINEERED SUPPORT

SYSTEM(COM) 43.20 45,767

ENGINEERED SUPPORT

SYSTEM(COM) 40.27 278,445

ENGINEERED SUPPORT

SYSTEM(COM) 45.20-48.32 29,994

ENGINEERED SUPPORT

SYSTEM(COM) 38.18-48.53 58,932

ENGINEERED SUPPORT

SYSTEM(COM) 42.15 31,271

ENGINEERED SUPPORT

SYSTEM(COM) 42.23-51.19 57,308

EON COMMUNICATIONS

CORP(COM) 0.71-0.88 17,954,398

EON COMMUNICATIONS

CORP(COM) 0.87-0.88 146,000

EQUITEX INC 4.30-5.03 22,000

EQUITY OIL CO(COM) 2.55 153,000

ERIE INDEMNITY CO 36.39-39.55 500

EXACT SCIENCES CORP

(COM) 7.80-10.00 185,514

EXCO RESOURCES INC 15.40-15.55 20,234

EXELIXIS INC(COM) 16.50 3,426,630

EXPEDIA INC(COM) 37.25 3,533,313

EXPEDITORS INTERNATIONAL

(COM) 54.01 0

EXTENSITY INC(COM) 3.90 1,000

FAIRCHILD INTERNATIONAL

CORP 0.33-051 346,000

FAIRCHILD INTERNATIONAL

CORP 0.33-0.51 346,000

FARMERS NATIONAL BANC

COR(COM) 10.00-10.45 39,282

FAST COMMUNICATIONS

C(COM) 0.40-0.41 1,758,510

FIBERNET TELECOM GROUP

IN(COM) 0.22 43,200

FIDELITY NATIONAL

INFORMA(COM) 5.28-6.80 42,600

FIFTH THIRD BANCORP

(COM) 54.88 144,256

FIFTH THIRD BANCORP

(COM) 54.04 12,097

FINGER LAKES BANCORP

INC(COM) 9.65 9,653

FINISAR(COM) 3.75 90,000

FINISAR(COM) 3.71-3.72 6,924,670

FINISAR(COM) 4.13 577,312

FINISAR(COM) 3.80 542,082

FINISAR(COM) 4.55 25,000

FINLAY ENTERPRISES INC 11.41 541,562

FIRST BANCORP NC(COM) 22.76 48,233

FIRST BANCORP NC(COM) 22.75 30,708

DIGIMARC CORP(COM) Rhoads Geoffrey CT -3 27-9

DIGITAS INC(COM) Kenny David CB 3 18-1

DIGITAS INC(COM) Cote Jeffrey J O 3 18-1

DIGITAS INC(COM) Ward Michael P 3 18-1

DIRECT FOCUS INC(COM) Little Paul F D – 49-17

DIRECT FOCUS INC(COM) Hull Frederick T D – 49-17

DISCOVERY PARTNERS INTL I

(COM) Lillig John O -2 18-3

DISCOVERY PARTNERS INTL I

(COM) Fitzpatrick Jack O -2 18-3

DIVERSA CORP(COM) Cloherty Patricia M D 3 29-8

DNB FINL CORP(COM) Dankanich Ronald K O 6 20-14

DNB FINL CORP(COM) Knott Eileen M O 8 20-14

DNB FINL CORP(COM) Stauffer Joseph O 6 20-14

DNB FINL CORP(COM) Moroney Bruce E O 6 20-14

DNB FINL CORP(COM) Dankanich Ronald K O 6 20-14

DNB FINL CORP(COM) Thorne Henry F P 6 20-14

DNB FINL CORP(COM) Thorme Henry F P 6 20-14

DNB FINL CORP(COM) Moroney Bruce E O 6 20-14

DNB FINL CORP(COM) Knott Eileen M O 6 20-14

DOCENT INC(COM) Ellett David CB -4 26-2

DOCENT INC(COM) Mandelkern DAvid CT -4 26-2

DOLLAR TREE STORES INC

(COM) Perry J D OD -2 43-16

DOUBLECLICK INC(COM) Oconnor Kevin J D 2 21-5

DOUBLECLICK INC(COM) Peppers Donald D 2 21-5

DOUBLECLICK INC(COM) Ryan Kevin J O 2 21-5

DSI TOYS INC(COM) Martin E T CB 2 3-1

EXP ENTERPRISES INC Mcconnell Hugh H O 1 2-1

DYAX CORP(COM_ Mclachlan David J D 1 45-6

E-REXINC(COM) Dilley Carl OD -1 1-0

EARTHLINK INC(COM) Dayton Sky D CB -2 19-5

ECHOSTAR COMMUNICATIONS

CORP Kelly Michael O – 47-20

ECOLLEGE COM(COM) Schneider Charles P F -1 8-2

EDAC TECHNOLOGIES CORP

(COM) Dandurand Richard A CB 1 3-1

EDISON SCHOOLS INC Schmidt Benno C CB -1 37-12

ELDER BEERMAN STORES

CORP(COM) Mershad Frederick J CB -1 4-3

EMB CORPORATION Shipley James E P 1 1-0

EMCORE CORP(COM) Werthan Tom OD -1 54-8

EMMIS COMMUNICATIONS

CORP Cummings Richard F O -1 38-13

EMPIRE ENERGY CORP Dixon John R D 1 2-0

ENGINEERED SUPPORT

SYSTEM(COM) Shanahan Michael F D -2 54-18

ENGINEERED SUPPORT

SYSTEM(COM) Shanahan Michael F CB -2 54-18

ENGINEERED SUPPORT

SYSTEM(COM) Landmann Steven J VP -2 54-18

ENGINEERED SUPPORT

SYSTEM(COM) Davis Ronald W O -2 54-18

ENGINEERED SUPPORT

SYSTEM(COM) Gerhardt Gary C O -2 54-18

ENGINEERED SUPPORT

SYSTEM(COM) Mattern David D DO -2 54-18

EON COMMUNICATIONS

CORP(COM) Lee David DO 2 3-1

EON COMMUNICATIONS

CORP(COM) Lambert Lanny N O 2 3_1

EQUITEX INC Olson Thomas B O – 7-4

EQUITY OIL CO(COM) Brandrup Douglas W CB -1 4-2

ERIE INDEMNITY CO Katz Samuel P D -1 41-24

EXACT SCIENCES CORP

(COM) Shuber Anthony P O -1 15-5

EXCO RESOURCES INC Johnson Daniel A VP -1 21-14

EXELIXIS INC(COM) Formela Jean F D -2 27-8

EXPEDIA INC(COM) Hoag Jay C D 1 51-9

EXPEDITORS INTERNATIONAL

(COM) Meinsenbach John D -1 65-43

EXTENSITY INC(COM) Reed David A D 1 16-3

FAIRCHILD INTERNATIONAL

CORP Cox Byron OT – 0

FAIRCHILD INTERNATIONAL

CORP Cox Byron OT – 0

FARMERS NATIONAL BANC

COR(COM) Macali Ralph D 1 11-7

FAST COMMUNICATIONS

C(COM) Madsen Peter C CB 1 2-D

FIBERNET TELECOM GROUP

IN(COM) Mickel Lance O 2 12-D

FIDELITY NATIONAL

INFORMA(COM) Foley William O 2 8-D

FIFTH THIRD BANCORP

(COM) Farmer Richard T D 2 64-46

FIFTH THIRD BANCORP

(COM) Meijer Hendrik G D 2 64-46

FINGER LAKES BANCORP

INC(COM) Hansen Chris D 2 11-7

FINISAR(COM) Ferguson Roger C D 5 39-4

FINISAR(COM) Olsen Gregory H VP 5 39-4

FINISAR(COM) Upson Jan O 5 39-4

FINISAR(COM) Workman Stephen K O 5 39-4

FINISAR(COM) Mitchell Larry D 5 39-4

FINLAY ENTERPRISES INC Rohit M D D -1 14-6

FIRST BANCORP NC(COM) Briggs Jack D D 4 26-14

FIRST BANCORP NC(COM) Hollers Anna G O 4 26-14

FIRST BANCSHARES INC MO(COM) FBSI 500

FIRST CAPITAL BANCSHARES(COM) FCPB 500

FIRST DEFIANCE FINL CORP(COM) FDEF 700

FIRST HORIZON PHARMACEUTI(COM) FHRX 75,000

FIRST NATL LINCOLN CORP M(COM) FNLC 500

FIRST NATL LINCOLN CORP M(COM) FNLC 531

FIRST NORTHN CMNTY BANCOR(COM) FNRN 5,000

FIRST NORTHN CMNTY BANCOR(COM) FNRN 2,774

FIRST NORTHN CMNTY BANCOR(COM) FNRN 100

FIRST SOUTHERN BANCSHARES(COM) FSTH 3,000

FIRSTCITY FINANCIAL CORP(COM) FCFC 4,100

FIRSTWAVE TECHNOLOGIES INC FSTWD 6,100

FIRSTWAVE TECHNOLOGIES INC FSTWD 5,000

FLUSHING FINL CORP(COM) FFIC 2,000

FLUSHING FINL CORP(COM) FFIC 1,000

FMS FINL CORP(COM) FMCO 1,000

FMS FINL CORP(COM) FMCO 7,000

FOCAL COMMUNICATIONS CORP(COM) FCOM 4,000

FOOTHILL INDPT BANCORP(COM) FOOT 358

FOOTHILL INDPT BANCORP(COM) FOOT 800

FORWARD INDUSTRIES INC FORD 8,400

FRANKLIN FINANCIAL SERVIC(COM) FRAF 305

FRANKLIN FINANCIAL SERVIC(COM) FRAF 433

FRESH BRANDS INC(COM) FRSH 1,784

FUELCELL ENERGY INC(COM) FCEL 10,000

GAIAM INC GAIA 1,000

GENELABS TECHNOLOGIES INC(COM) GNLB 5,000

GENTIVA HEALTH SVCS INC(COM) GTIV 35,500

GENTIVA HEALTH SVCS INC(COM) GTIV 15,730

GENTIVA HEALTH SVCS INC(COM) GTIV 30,000

GENTIVA HEALTH SVCS INC(COM) GTIV 100,000

GENTIVA HEALTH SVCS INC(COM) GTIV 5,365

GENVEC INC(COM) GNVC 5,000

GENVEC INC(COM) GNVC 8,000

GENVEC INC(COM) GNVC 2,000

GENVEC INC(COM) GNVC 20,000

GENVEC INC(COM) GNVC 10,000

GENVEC INC(COM) GNVC 2,500

GENZYME TRANSGENICS CORP(COM) GZTC 1,000

GENZYME TRANSGENICS CORP(COM) GZTC 1,080

GILEAD SCIENCES INC(COM) GILD 39,700 [*]

GILEAD SCIENCES INC(COM) GILD 3,000

GLOBIX CORP(COM) GBIX 11,000

GREATER COMMUNITY BANCORP(COM) GFLS 600

GREENMAN TECHNOLOGIES INC GMTI 657,143

GROW BIZ INTERNATIONAL IN(COM) GBIZ 1,200

GUILFORD PHARMACEUTICALS (COM) GLFD 3,600

GULF ISLAND FABRICATION I(COM) GIFI 1,000

GULF ISLAND FABRICATION I(COM) GIFI 42,100

HALL KINION ASSOCIATES IN(COM) HAKI 7,500 [*]

HARBOURTON FINL CORP(COM) HBTN 6,000

HARVARD BIOSCIENCE INC(COM) HBIO 54,000

HEALTHCARE SERVICES GROUP(COM) HCSG 25,300

HERITAGE COMMERCE CORP(COM) HTBK 4,000

HERITAGE FINL CORP WASH(COM) HFWA 1,000

HINES HORTICULTURE INC(COM) HORT 15,000

HOLIDAY RV SUPERSTORES IN(COM) RVEE 3,000

HOME FED BANCORP(COM) HOMF 44,043

HOMESERVICES COM INC(COM) HMSV 50,000 [*]

HOMESERVICES COM INC(COM) HMSV 25,000

HOMESERVICES COM INC(COM) HMSV 7,040 [*]

HOMESERVICES COM INC(COM) HMSV 103,036

HOMESERVICES COM INC(COM) HMSV 50,000 [*]

HOMESERVICES COM INC(COM) HMSV 103,036

HOMESERVICES COM INC(COM) HMSV 750

HOMESERVICES COM INC(COM) HMSV 32,000

HOMESERVICES COM INC(COM) HMSV 50,000 [*]

HOMESERVICES COM INC(COM) HMSV 100,000 [*]

HOMESERVICES COM INC(COM) HMSV 50,000 [*]

HOMESERVICES COM INC(COM) HMSV 1,000

HOOVERS INC(COM) HOOV 15,000

HOPFED BANCORP INC(COM) HFBC 1,000

HOPFED BANCORP INC(COM) HFBC 500

HOT TOPIC INC(COM) HOTT 15,000 [*]

FIRST BANCSHARES INC MO(COM) 9/10/01 11.00

FIRST CAPITAL BANCSHARES(COM) 9/25/01 10.75

FIRST DEFIANCE FINL CORP(COM) 9/4/01 15.58

FIRST HORIZON PHARMACEUTI(COM) 9/4-6/01 23.80-25.33

FIRST NATL LINCOLN CORP M(COM) 9/17/01 20.30

FIRST NATL LINCOLN CORP M(COM) 9/4-10/01 20.55-21.05

FIRST NORTHN CMNTY BANCOR(COM) 9/28/01 22.50

FIRST NORTHN CMNTY BANCOR(COM) 9/26/01 23.00

FIRST NORTHN CMNTY BANCOR(COM) 9/19/01 23.00

FIRST SOUTHERN BANCSHARES(COM) 9/21-24/01 4.50-5.10

FIRSTCITY FINANCIAL CORP(COM) 9/17-10/9/01 1.50-1.74

FIRSTWAVE TECHNOLOGIES INC 9/5-28/01 0.90-3.20

FIRSTWAVE TECHNOLOGIES INC 9/6/01 0.90

FLUSHING FINL CORP(COM) 9/20/01 14.35

FLUSHING FINL CORP(COM) 9/19/01 15.00-15.20

FMS FINL CORP(COM) 9/19-21/01 7.90

FMS FINL CORP(COM) 9/28/01 1.29

FOCAL COMMUNICATIONS CORP(COM) 9/18/01 0.52

FOOTHILL INDPT BANCORP(COM) 9/17/01 12.50

FOOTHILL INDPT BANCORP(COM) 9/21/01 12.20

FORWARD INDUSTRIES INC 9/11-12-01 0.92-0.96

FRANKLIN FINANCIAL SERVIC(COM) 9/25/01 15.27

FRANKLIN FINANCIAL SERVIC(COM) 8/23/01 15.27

FRESH BRANDS INC(COM) 9/18/01 14.01

FUELCELL ENERGY INC(COM) 9/8-9/01 12.05-12.20

GAIAM INC 9/24/01 14.49

GENELABS TECHNOLOGIES INC(COM) 9/7/01 1.92-1.98

GENTIVA HEALTH SVCS INC(COM) 9/28/01 18.00

GENTIVA HEALTH SVCS INC(COM) 9/5-6/01 19.92-20.14

GENTIVA HEALTH SVCS INC(COM) 9/20-24/01 18.20

GENTIVA HEALTH SVCS INC(COM) 9/17/01 18.74

GENTIVA HEALTH SVCS INC(COM) 9/6/01 19.50

GENVEC INC(COM) 9/24/01 1.95-2.00

GENVEC INC(COM) 9/21/01 1.60-1.95

GENVEC INC(COM) 9/24/01 2.00

GENVEC INC(COM) 9/24-25/01 1.92-1.95

GENVEC INC(COM) 9/25/01 2.03

GENZYME TRANSGENICS CORP(COM) 9/21/01 3.50

GENZYME TRANSGENICS CORP(COM) 9/28/01 3.27

GILEAD SCIENCES INC(COM) 9/4/01 61.50-62.65

GLOBIX CORP(COM) 9/20/01 0.07-0.72

GREATER COMMUNITY BANCORP(COM) 9/26/01 10.90

GREENMAN TECHNOLOGIES INC 9/5/01 0.62

GROW BIZ INTERNATIONAL IN(COM) 9/6-10/01 7.30-7.40

GUILFORD PHARMACEUTICALS (COM) 9/20-21/01 8.80

GULF ISLAND FABRICATION I(COM) 9/26/01 8.15

GULF ISLAND FABRICATION I(COM) 9/24-27/01 8.10-8.75

HALL KINION ASSOCIATES IN(COM) 9/28/01 4.95

HARBOURTON FINL CORP(COM) 9/7/01 0.78

HARVARD BIOSCIENCE INC(COM) 9/4-28/01 9.19-14.05

HEALTHCARE SERVICES GROUP(COM) 9/7-25/01 7.21-8.82

HERITAGE COMMERCE CORP(COM) 9/19-28/01 7.05-8.05

HERITAGE FINL CORP WASH(COM) 8/22/01 11.37

HINES HORTICULTURE INC(COM) 8/20-9/26/01 3.80-3.85

HOLIDAY RV SUPERSTORES IN(COM) 9/17-24/01 2.99-3.22

HOME FED BANCORP(COM) 9/17/01 22.00

HOMESERVICES COM INC(COM) 9/24/01 17.00

HOMESERVICES COM INC(COM) 9/26/01 17.00

HOMESERVICES COM INC(COM) 9/24/01 17.00

HOMESERVICES COM INC(COM) 9/28/01 17.00

HOOVERS INC(COM) 9/18-25/01 2.30-2.65

HOPFED BANCORP INC(COM) 9/27/01 11.94

HOPFED BANCORP INC(COM) 9/26/01 11.97

HOT TOPIC INC(COM) 9/7/01 31.01

FIRST BANCSHARES INC MO(COM) 89,306 Romines Stephen H

FIRST CAPITAL BANCSHARES(COM) 700 Rivers Charles O

FIRST DEFIANCE FINL CORP(COM) 11,623 Boomer Stephen L

FIRST HORIZON PHARMACEUTI(COM) N/R Dixon R B

FIRST NATL LINCOLN CORP M(COM) 36,056 Daigneault Daniel R

FIRST NATL LINCOLN CORP M(COM) 38,855 Smith Stuart G

FIRST NORTHN CMNTY BANCOR(COM) 0 Aldrete Lori

FIRST NORTHN CMNTY BANCOR(COM) 11,294 Walker Louise A

FIRST NORTHN CMNTY BANCOR(COM) 23,873 Hamel John F

FIRST SOUTHERN BANCSHARES(COM) 40,382 Ward Thomas N

FIRSTCITY FINANCIAL CORP(COM) N/R Fulmer Dane

FIRSTWAVE TECHNOLOGIES INC 35,020 Babb Roger A

FIRSTWAVE TECHNOLOGIES INC 1,667 McNeight Tom

FLUSHING FINL CORP(COM) 72,875 Roe John E

FLUSHING FINL CORP(COM) 111,025 Tully Gerard P

FMS FINL CORP(COM) 1,307,362 Yates Craig W

FMS FINL CORP(COM) 25,265 Igo James E

FOCAL COMMUNICATIONS CORP(COM) 2,456,185 Taylor Robert C

FOOTHILL INDPT BANCORP(COM) 47,052 Miltenberger Donna L

FOOTHILL INDPT BANCORP(COM) 21,644 Sellers George

FORWARD INDUSTRIES INC 358,727 Schiffman Michael

FRANKLIN FINANCIAL SERVIC(COM) 305 Mcdowell Theodore D

FRANKLIN FINANCIAL SERVIC(COM) 6,905 Sauders Kenneth D

FRESH BRANDS INC(COM) 3,121 Winding Walter G

FUELCELL ENERGY INC(COM) 1,178,796 Gerson James D

GAIAM INC 9,304 Feinblum Bernet B

GENELABS TECHNOLOGIES INC(COM) 24,691 Gurwith Marc J

GENTIVA HEALTH SVCS INC(COM) 1,216,448 Olsten Stuart

GENTIVA HEALTH SVCS INC(COM) 1,734 Nixon Robert J

GENTIVA HEALTH SVCS INC(COM) 35,133 Ganzi Victor F

GENTIVA HEALTH SVCS INC(COM) 150,000 Blechschmidt Edward A

GENTIVA HEALTH SVCS INC(COM) 0 Hombake E R

GENVEC INC(COM) 47,856 Zaic Gregory F

GENVEC INC(COM) 12,800 Rasmussen Henrik S

GENVEC INC(COM) 2,000 King C R

GENVEC INC(COM) 20,000 Hockmeyer Wayne T

GENVEC INC(COM) 101,746 Smart Thomas E

GENVEC INC(COM) 74,566 Fischer Paul H

GENZYME TRANSGENICS CORP(COM) 4,075 Baldridge Robert W

GENZYME TRANSGENICS CORP(COM) 6,724 Meade Harry M

GILEAD SCIENCES INC(COM) 2,523 Inouye Michael K

GLOBIX CORP(COM) 70,200 Videbeck Richard

GREATER COMMUNITY BANCORP(COM) 601,564 Soldoveri John L

GREENMAN TECHNOLOGIES INC 1,627,769 Needham Maurice E

GROW BIZ INTERNATIONAL IN(COM) 699,464 Morgan John L

GUILFORD PHARMACEUTICALS (COM) 340,147 Smith Craig R

GULF ISLAND FABRICATION I(COM) 2,202,000 Wilson Huey J

GULF ISLAND FABRICATION I(COM) 20,000 Laborde Alden J

HALL KINION ASSOCIATES IN(COM) 10,000 Silverman Craig J

HARBOURTON FINL CORP(COM) 13,004,263 Ewing Timothy G

HARVARD BIOSCIENCE INC(COM) 2,887,936 Green David I

HEALTHCARE SERVICES GROUP(COM) 4,300 Frome Robert L

HERITAGE COMMERCE CORP(COM) N/R Peters Robert W

HERITAGE FINL CORP WASH(COM) 13,000 Chameski Brian

HINES HORTICULTURE INC(COM) 15,000 Fallis Stanley R

HOLIDAY RV SUPERSTORES IN(COM) 4,000 Gunnell Casey

HOME FED BANCORP(COM) 131,958 Pence Gregory J

HOMESERVICES COM INC(COM) N/R Jaros Richars

HOMESERVICES COM INC(COM) N/R Jaros Richard

HOMESERVICES COM INC(COM) N/R Goodman Patrick J

HOMESERVICES COM INC(COM) 0 Rovich Anne M

HOMESERVICES COM INC(COM) N/R Abet Gregory E

HOMESERVICES COM INC(COM) 0 knapp r M

HOMESERVICES COM INC(COM) N/R Mason Gregory J

HOMESERVICES COM INC(COM) 0 Quinian Stephen E

HOMESERVICES COM INC(COM) N/R Frost Jack W

HOMESERVICES COM INC(COM) N/R Scott W D

HOMESERVICES COM INC(COM) N/R Sokol David L

HOMESERVICES COM INC(COM) N/R Johnson Galen K

HOOVERS INC(COM) 35,000 Zacharias Stephen R

HOPFED BANCORP INC(COM) 2,000 Woolfolk Michael L

HOPFED BANCORP INC(COM) 500 Duvall Billy C

HOT TOPIC INC(COM) 16,632 McLaughlin Elizabeth M

FIRST BANCSHARES INC MO(COM) P 1 13-9

FIRST CAPITAL BANCSHARES(COM) D 1 11-5

FIRST DEFIANCE FINL CORP(COM) D -3 18-9

FIRST HORIZON PHARMACEUTI(COM) P -4 37-15

FIRST NATL LINCOLN CORP M(COM) P – 22-15

FIRST NATL LINCOLN CORP M(COM) D – 22-15

FIRST NORTHN CMNTY BANCOR(COM) D -3 23-14

FIRST NORTHN CMNTY BANCOR(COM) O -3 23-14

FIRST NORTHN CMNTY BANCOR(COM) D -3 23-14

FIRST SOUTHERN BANCSHARES(COM) F -1 9-4

FIRSTCITY FINANCIAL CORP(COM) D 2 2-1

FIRSTWAVE TECHNOLOGIES INC D 3 3-0

FLUSHING FINL CORP(COM) D 2 25-14

FMS FINL CORP(COM) P 4 10-6

FMS FINL CORP(COM) O 4 10-6

FOCAL COMMUNICATIONS CORP(COM) P 2 21-0

FOOTHILL INDPT BANCORP(COM) VP 2 14-11

FOOTHILL INDPT BANCORP(COM) D 2 14-11

FORWARD INDUSTRIES INC P 2 2-1

FRANKLIN FINANCIAL SERVIC(COM) O -1 25-16

FRESH BRANDS INC(COM) CB 1 17-10

FUELCELL ENERGY INC(COM) D 2 89-12

GAIAM INC D 1 20-10

GENELABS TECHNOLOGIES INC(COM) O 3 9-1

GENTIVA HEALTH SVCS INC(COM) D 4 23-12

GENTIVA HEALTH SVCS INC(COM) O 4 23-12

GENTIVA HEALTH SVCS INC(COM) D 4 23-12

GENTIVA HEALTH SVCS INC(COM) P 4 23-12

GENTIVA HEALTH SVCS INC(COM) D 4 23-12

GENVEC INC(COM) D 7 10-2

GENVEC INC(COM) O 7 10-2

GENVEC INC(COM) D 7 10-2

GENVEC INC(COM) O 7 10-2

GENVEC INC(COM) P 7 10-2

GENZYME TRANSGENICS CORP(COM) D 4 25-3

GENZYME TRANSGENICS CORP(COM) O 4 25-3

GILEAD SCIENCES INC(COM) O -3 97-29

GLOBIX CORP(COM) D – 18-0

GREATER COMMUNITY BANCORP(COM) CB 1 13-8

GREENMAN TECHNOLOGIES INC CB 1 1-0

GROW BIZ INTERNATIONAL IN(COM) CB 1 9-4

GUILFORD PHARMACEUTICALS (COM) CB – 34-8

GULF ISLAND FABRICATION I(COM) DO 2 21-8

HALL KINION ASSOCIATES IN(COM) O -1 26-5

HARBOURTON FINL CORP(COM) DO 1 1-0

HARVARD BIOSCIENCE INC(COM) P -4 14.6

HEALTHCARE SERVICES GROUP(COM) D -2 9-5

HERITAGE COMMERCE CORP(COM) D 2 10-7

HERITAGE FINL CORP WASH(COM) D 2 12-10

HINES HORTICULTURE INC(COM) D 1 5-2

HOLIDAY RV SUPERSTORES IN(COM) O -1 5-2

HOME FED BANCORP(COM) D – 22-15

HOMESERVICES COM INC(COM) D -11 17-10

HOMESERVICES COM INC(COM) OX -11 17-10

HOMESERVICES COM INC(COM) D -11 17-10

HOMESERVICES COM INC(COM) OX -11 17-10

HOMESERVICES COM INC(COM) OS -11 17-10

HOMESERVICES COM INC(COM) O -11 17-10

HOMESERVICES COM INC(COM) D -11 17-10

HOMESERVICES COM INC(COM) O -11 17-10

HOOVERS INC(COM) D 2 5-1

HOPFED BANCORP INC(COM) OS 2 13-9

HOPFED BANCORP INC(COM) O 2 13-9

HOT TOPIC INC(COM) P -4 42-16

HUDSON VALLEY HOLDING

COR(COM) HUVL 112

HUMAN GENOME SCIENCES

INC(COM) HGSI 12,000 [*]

I B S INTERACTIVE

INC(COM) IBSX 27,000

ICOS CORP(COM) ICOS 20,188

ICU MED INC(COM) ICUI 25,000 [*]

IKOS SYS INC IKOS 75,000

IKOS SYS INC IKOS 10,000

IMMTECH INTL INC(COM) IMMT 1,000

IMPATH INC(COM) IMPH 1,000

IMPRESO INC(COM) ZCOM 18,572

IMPRESO INC(COM) ZCOM 2,000

INDEPENDENCE HOLDING CO INHO 26,200

INDEPENDENT BANK CORP

MI(COM) IBCP 3,500

INDEPENDENT FINANCIAL

NET(COM) INFN 3,500

INDEPENDENT FINANCIAL

NET(COM) INFN 2,000

INDUS INTL INC(COM) IINT 15,000

INFORMATION ANALYSIS

INC(COM) IAIC 15,000

INFORTE CORP(COM) INFT 25,000

INFOUSA INC NEW(COM) IUSA 30,000

INGLES MKTS INC IMKTA 2,800 [*]

INGLES MKTS INC IMKTA 3,000

INGLES MKTS INC IMKTA 1,000

INNOVEX INC(COM) INVX 6,500

INNOVEX INC(COM) INVX 9,000

INNOVEX INC(COM) INVX 2,000

INSMED INC INSM 26,000

INTERLINQ SOFTWARE

CORP(COM) INLQ 2,500

INTERNET COMMERCE CORP ICCA 5,000

INTERNET LAW LIBR INC(COM) ELAW 33,000

INTRADO INC(COM) TRDO 8,000

INTRADO INC(COM) TRDO 10,000

ISIS PHARMACEUTICALS

INC(COM) ISIP 2,950 [*]

ISIS PHARMACEUTICALS

INC(COM) ISIP 5,000 [*]

ISONICS CORP(COM) ISON 7,500

IXIA(COM) XXIA 2,500

J D EDWARDS & CO(COM) JDEC 1,500

JACKSONVILLE BANCORP

INC(COM) JXVL 900

JACOBSON STORES INC(COM) JCBS 30,000

JDA SOFTWARE GROUP

INC(COM) JDAS 8,100

JPS INDUSTRIES INC(COM) JPST 10,000

KEWAUNEE SCIENTIFIC

CORP(COM) KEQU 2,000

KIRLIN HLDG CORP(COM) KILN 2,500

LANCASTER COLONY CORP(COM) LANC 15,000

LANDMARK SYS CORP(COM) LDMK 1,706

LANDSTAR SYSTEM INC(COM) LSTR 4,000

LANGER INC(COM) GAIT 7,100

LCNB CORP(COM) LCNB 120

LEGATO SYSTEMS INC(COM) LGTO 150,000

LIBERATE TECHNOLOGIES(COM) LBRT 125,000 [*]

LIBERATE TECHNOLOGIES(COM) LBRT 15,000 [*]

LIBERATE TECHNOLOGIES(COM) LBRT 150,000 [*]

LIBERATE TECHNOLOGIES(COM) LBRT 15,000 [*]

LIBERATE TECHNOLOGIES(COM) LBRT 20,000 [*]

LNB BANCORP(COM) LNBB 1,350

LODGENET ENTERTAINMENT

CO(COM) LNET 600

LOUDCLOUD INC(COM) LDCL 438,000

LUMENIS LTD(SHS) LUME 500

LUMENIS LTD(SHS) LUME 7,800

LUMENIS LTD(SHS) LUME 975

LUMINEX CORP DEL(COM) LMNX 35,000 [*]

MACC PRIVATE EQUITIES

INC(COM) MACC 2,000

MACROVISION CORP(COM) MVSN 10,000 [*]

MACROVISION CORP(COM) MVSN 24,000

MANHATTAN ASSOCIATES

INC(COM) MANH 15,000

MANNATECH INC(COM) MTEX 3,500,000

MANNATECH INC(COM) MTEX 70,150

MANNATECH INC(COM) MTEX 10,800

MANNATECH INC(COM) MTEX 27,000

MANNATECH INC(COM) MTEX 10,000

MANNING GREG AUCTIONS

INC(COM) GMAI 205,417

MATTSON TECHNOLOGY

INC(COM) MTSN 100,000

MAXCOR FINANCIAL GROUP

IN(COM) MAXF 3,000

MAXCOR FINANCIAL GROUP

IN(COM) MAXF 2,000

MAXIMINTEGRATED

PRODUCTS(COM) MXIM 20,000 [*]

HUDSON VALLEY HOLDING

COR(COM) 9/28/01 38.00 159,308

HUMAN GENOME SCIENCES

INC(COM) 9/4/01 45.03 480,604

I B S INTERACTIVE

INC(COM) 9/5-21/01 0.42-0.49 601,769

ICOS CORP(COM) 9/20-24/01 45.95-50.45 20,125

ICU MED INC(COM) 9/18-28/01 38.00-38.02 791,742

IKOS SYS INC 9/20-21/01 3.48-4.08 345,783

IKOS SYS INC 9/28/01 3.15-3.18 40,848

IMMTECH INTL INC(COM) 9/27-28/01 5.75-7.00 281,960

IMPATH INC(COM) 9/7/01 39.53-39.75 128,541

IMPRESO INC(COM) 9/5-27/01 1.12-1.71 2,442,734

IMPRESO INC(COM) 9/25/01 1.00 8,238

INDEPENDENCE HOLDING CO 9/17-25/01 15.04 4,528,395

INDEPENDENT BANK CORP

MI(COM) 9/17/01 28.58 38,278

INDEPENDENT FINANCIAL

NET(COM) 10/10/01 10.25 56,500

INDEPENDENT FINANCIAL

NET(COM) 10/10/01 10.12 14,016

INDUS INTL INC(COM) 9/4/01 7.05 2,991,311

INFORMATION ANALYSIS

INC(COM) 9/21-28/01 0.14-0.18 21,000

INFORTE CORP(COM) 9/19/01 9.73 5,000

INFOUSA INC NEW(COM) 9/18-29/01 4.33-5.15 18,758,908

INGLES MKTS INC 9/27-28/01 12.25-12.37 23,000

INGLES MKTS INC 9/28/01 12.00 0

INGLES MKTS INC 9/28/01 11.86 4,000

INNOVEX INC(COM) 9/28/01 1.18-1.60 12,922

INNOVEX INC(COM) 9/21/01 1.85-2.00 9,850

INNOVEX INC(COM) 10/4/01 1.38 11,794

INSMED INC 9/26-27/01 2.20-2.70 113,200

INTERLINQ SOFTWARE

CORP(COM) 9/7-10/01 2.00 2,500

INTERNET COMMERCE CORP 10/11/01 3.12-3.25 78,827

INTERNET LAW LIBR INC(COM) 9/10/01 0.19 1,084,800

INTRADO INC(COM) 9/5/01 24.03 3,071

INTRADO INC(COM) 9/21/01 21.80 317,289

ISIS PHARMACEUTICALS

INC(COM) 9/20/01 14.92 517

ISIS PHARMACEUTICALS

INC(COM) 9/4/01 17.32 0

ISONICS CORP(COM) 9/20/01 1.03 1,639,705

IXIA(COM) 9/4-5/01 9.50-10.25 34,563

J D EDWARDS & CO(COM) 9/7-28/01 7.37-8.08 22,500

JACKSONVILLE BANCORP

INC(COM) 9/24-25/01 17.83-18.03 24,582

JACOBSON STORES INC(COM) 9/20/01 2.15 186,500

JDA SOFTWARE GROUP

INC(COM) 9/27/01 11.94-12.02 19,439

JPS INDUSTRIES INC(COM) 9/21-27/01 4.75-5.05 25,500

KEWAUNEE SCIENTIFIC

CORP(COM) 9/21-27/01 7.50-8.42 334,271

KIRLIN HLDG CORP(COM) 9/17/01 1.00 20,000

LANCASTER COLONY CORP(COM) 9/20-21/01 25.34-28.06 58,614

LANDMARK SYS CORP(COM) 9/28/01 1.76 7,271

LANDSTAR SYSTEM INC(COM) 9/4/01 75.62 N/R

LANGER INC(COM) 9/17-21/01 5.00-5.26 171,474

LCNB CORP(COM) 9/26/01 40.00 25,550

LEGATO SYSTEMS INC(COM) 9/25-27/01 5.13-5.51 627,000

LIBERATE TECHNOLOGIES(COM) 9/26-28/01 9.66-10.04 70,276

LIBERATE TECHNOLOGIES(COM) 9/25/01 11.38 56,404

LIBERATE TECHNOLOGIES(COM) 9/25-28/01 9.66-11.32 N/R

LIBERATE TECHNOLOGIES(COM) 9/27/01 10.02 85,273

LIBERATE TECHNOLOGIES(COM) 9/25/01 11.30-11.39 1,500

LNB BANCORP(COM) 9/12/01 20.10 12,719

LODGENET ENTERTAINMENT

CO(COM) 9/26/01 9.00 600

LOUDCLOUD INC(COM) 9/18-10/5/01 1.22-1.62 10,548,899

LUMENIS LTD(SHS) 9/18/01 20.75 54,500

LUMENIS LTD(SHS) 9/17-19/01 18.00-24.60 860,072

LUMENIS LTD(SHS) 9/25/01 21.49 975

LUMINEX CORP DEL(COM) 9/4-5/01 19.82-19.93 7,500

MACC PRIVATE EQUITIES

INC(COM) 9/12-21/01 6.80 6,000

MACROVISION CORP(COM) 9/5/01 39.88-42.02 108,728

MACROVISION CORP(COM) 9/4-28/01 27.74-43.14 5,508,870

MANHATTAN ASSOCIATES

INC(COM) 9/10-18/01 16.22-17.30 15,000

MANNATECH INC(COM) 10/1/01 0.65 691

MANNATECH INC(COM) 9/10-28/01 0.93-1.17 2,215,509

MANNATECH INC(COM) 9/4-28/01 1.00 8,674

MANNATECH INC(COM) 9/4-28/01 1.00-1.03 222,425

MANNATECH INC(COM) 8/23-28/01 0.99-1.00 5,730,616

MANNING GREG AUCTIONS

INC(COM) 9/4-27/01 1.67-2.00 4,850,214

MATTSON TECHNOLOGY

INC(COM) 9/19/01 5.97-6.06 3,426,816

MAXCOR FINANCIAL GROUP

IN(COM) 9/5/01 3.83 19,000

MAXCOR FINANCIAL GROUP

IN(COM) 9/5/01 3.83 10,200

MAXIMINTEGRATED

PRODUCTS(COM) 9/10/01 42.74 26,776

HUDSON VALLEY HOLDING

COR(COM) Thompson Craig S D 3 52-30

HUMAN GENOME SCIENCES

INC(COM) Rosen Craig A VP 2 101-28

I B S INTERACTIVE

INC(COM) Crippen Roy E P 1 2-0

ICOS CORP(COM) Clark Paul N CB -1 69-39

ICU MED INC(COM) Lopez George A CB -1 42-20

IKOS SYS INC Casilli S G CB 2 17-3

IKOS SYS INC Nunez Ramon A P 2 17-3

IMMTECH INTL INC(COM) Thompson T S P 1 16-5

IMPATH INC(COM) Saad Anu D CB -1 78-30

IMPRESO INC(COM) Sorokwasz Marshall D P 2 3-1

IMPRESO INC(COM) Boren Jeffery W O 2 3-1

INDEPENDENCE HOLDING CO Netter Edward CB 2 17-11

INDEPENDENT BANK CORP

MI(COM) Swanson Edward B O -4 29-16

INDEPENDENT FINANCIAL

NET(COM) Brummel Chuck D CB -2 11-4

INDEPENDENT FINANCIAL

NET(COM) Fullhart Robert L D -2 11-4

INDUS INTL INC(COM) Felton Robert W D -1 9-2

INFORMATION ANALYSIS

INC(COM) Reese Stanley A O 1 1-0

INFORTE CORP(COM) Kurzweil Raymond C D -3 33-8

INFOUSA INC NEW(COM) Gupta Vinod CB 1 7-2

INGLES MKTS INC Fisher Vaughn C P -3 13-9

INGLES MKTS INC Tasler Leonard E O -3 13-9

INGLES MKTS INC Davey Timothy A O -3 13-9

INNOVEX INC(COM) Mumane William P P 3 16-1

INNOVEX INC(COM) Paulson Thomas O 3 16-1

INNOVEX INC(COM) Kuchipudi Srinivas O 3 16-1

INSMED INC Sharoky Melvin D 2 14-2

INTERLINQ SOFTWARE

CORP(COM) Jackman Michael H P 2 4-1

INTERNET COMMERCE CORP Berman Richard J D 1 7-2

INTERNET LAW LIBR INC(COM) Kirker Kelley V O – 1-0

INTRADO INC(COM) James Stephen O D -1 32-4

INTRADO INC(COM) Heinrichs George K CB -1 32-4

ISIS PHARMACEUTICALS

INC(COM) Bennett C F VP -2 20-8

ISIS PHARMACEUTICALS

INC(COM) Dorr [*] Andrew F VP -2 20-8

ISONICS CORP(COM) Rubizheusky Boris O 1 3-1

IXIA(COM) Mallinder Paul O -6 36-5

J D EDWARDS & CO(COM) Lewis Harry T D 1 29-6

JACKSONVILLE BANCORP

INC(COM) Brown Robert F D 1 21-14

JACOBSON STORES INC(COM) Kohlmeyer Herman S D – 5-2

JDA SOFTWARE GROUP

INC(COM) Magnuson Kristen L O 1 21-9

JPS INDUSTRIES INC(COM) Tutterow Charles R O 1 7-3

KEWAUNEE SCIENTIFIC

CORP(COM) Rhind James T D 4 13-7

KIRLIN HLDG CORP(COM) Paul Harold W D 1 2-1

LANCASTER COLONY CORP(COM) Halpern Morris S D – 34-24

LANDMARK SYS CORP(COM) Carayiannis Daniel C VP 2 4-2

LANDSTAR SYSTEM INC(COM) Harvey Michael L VP -4 79-43

LANGER INC(COM) Ehrlich Burtt R D 1 6-1

LCNB CORP(COM) Miller James B D 6 41-31

LEGATO SYSTEMS INC(COM) Strohm David N D 1 18-5

LIBERATE TECHNOLOGIES(COM) Roux David J CB -5 25-7

LIBERATE TECHNOLOGIES(COM) Hilker Nancy J O -5 25-7

LIBERATE TECHNOLOGIES(COM) Kertzman Mitchell E D -5 25-7

LIBERATE TECHNOLOGIES(COM) Limp David A O -5 25-7

LIBERATE TECHNOLOGIES(COM) Walker John K O -5 25-7

LNB BANCORP(COM) Riddell Jeffrey F D 3 23-19

LODGENET ENTERTAINMENT

CO(COM) Ritondaro Gary H O 1 23-9

LOUDCLOUD INC(COM) Andreessen Marc L CB 1 6-1

LUMENIS LTD(SHS) Friedman Philip D – 30-11

LUMENIS LTD(SHS) Genger Arie D – 30-11

LUMENIS LTD(SHS) DiSilvio Robert M O – 30-11

LUMINEX CORP DEL(COM) Spain Michael S O -2 35-12

MACC PRIVATE EQUITIES

INC(COM) Roth Gordon D – 12-6

MACROVISION CORP(COM) Matuszak Richard S VP -2 77-28

MACROVISION CORP(COM) Christiano Matthew VP -2 77-28

MANHATTAN ASSOCIATES

INC(COM) Hardesty John R D -2 71-11

MANNATECH INC(COM) Fioretti Charles E DO -1 2-1

MANNATECH INC(COM) Robbins Marlin R D -1 2-1

MANNATECH INC(COM) Vamer Deanne F -1 2-1

MANNATECH INC(COM) Cobb Patrick D F -1 2-1

MANNATECH INC(COM) Caster Samuel L CB -1 2-1

MANNING GREG AUCTIONS

INC(COM) DeFigueiredo Albertino D 1 5-2

MATTSON TECHNOLOGY

INC(COM) Mattson Brad S O 1 19-3

MAXCOR FINANCIAL GROUP

IN(COM) Schweb Roger VP 4 5-1

MAXCOR FINANCIAL GROUP

IN(COM) Vigliotti Steven R O 4 5-1

MAXIMINTEGRATED

PRODUCTS(COM) Huening Kenneth VP -5 80-33

MAXWELL SHOE CO MAXS 65,300 [*]

MAXWELL SHOE CO MAXS 39,000 [*]

MAXWELL TECHNOLOGIES INC(COM) MXWL 3,528

MB FINL INC(COM) MBFI 582

MCGRATH RENTCORP(COM) MGRC 23,329

MDI ENTMT INC(COM) LTRY 3,000

MEADE INSTRUMENTS CORP(COM) MEAD 25,000

MEDICAL ACTION INDUSTRIES(COM) MDCI 50,000 [*]

MEDICAL ACTION INDUSTRIES(COM) MDCI 39,900

MEDICAL ACTION INDUSTRIES(COM) MDCI 300

MEMBERWORKS INC(COM) MBRS 30,000

MEMBERWORKS INC(COM) MBRS 21,600 [*]

MEMBERWORKS INC(COM) MBRS 35,500

MENTOR CORP MN(COM) MNTR 100,000

MENTOR CORP MN(COM) MNTR 23,500 [*]

MERCHANTS & MANUFACTURERS(COM) MMBI 85

MERCHANTS & MANUFACTURERS(COM) MMBI 125

MERGE TECHNOLOGIES INCORP(COM) MRGE 2,449

MERGE TECHNOLOGIES INCORP(COM) MRGE 1,678

MERISEL INC MSEL 15,000

MERIT MED SYS INC(COM) MMSI 16,250 [*]

MERIT MED SYS INC(COM) MMSI 30,000 [*]

MERIT MED SYS INC(COM) MMSI 6,000

MERIT MED SYS INC(COM) MMSI 17,852

MERIT MED SYS INC(COM) MMSI 3,806 [*]

MERIT MED SYS INC(COM) MMSI 15,000

MERIT MED SYS INC(COM) MMSI 7,400

MERIT MED SYS INC(COM) MMSI 80,607 [*]

MERIT MED SYS INC(COM) MMSI 20,000 [*]

MESA AIR GROUP INC(COM) MESA 103,000

MESA AIR GROUP INC(COM) MESA 2,000

METROPOLITAN FINL CORP OH(COM) METF 1,920

MICHAELS STORES INC(COM) MIKE 2,000 [*]

MICROSOFT CORP(COM) MSFT 200,000

MICROTUNE INC(COM) TUNE 2,000

MICROWAVE FILTER CO(COM) MFCO 4,000

MIRAVANT MEDICAL TECHNOLO(COM) MRVT 20,000

MIRAVANT MEDICAL TECHNOLO(COM) MRVT 15,578

MONARCH SERVICES INC(COM) MAHI 15,000

MONTEREY BAY BANCORP INC(COM) MBBC 395

MPHASE TECHNOLOGIES INC(COM) XDSL 200,000

MPHASE TECHNOLOGIES INC(COM) XDSL 55,000

MPHASE TECHNOLOGIES INC(COM) XDSL 2,600,000

MRO SOFTWARE INC(COM) MROI 12,000

MULTEX COM INC(COM) MLTX 2,000

MULTI COLOR CORP(COM) LABL 300

MYSTIC FINL INC(COM) MYST 500

NASB FINL INC(COM) NASB 8,333

NASB FINL INC(COM) NASB 3,500

NATIONAL DENTEX CORP(COM) NADX 5,589

NATIONAL PENN BANCSHARES(COM) NPBC 6,000 [*]

NATIONAL TECHNICAL SYSTEM(COM) NTSC 21,629

NAVARRE CORP(COM) NAVR 736,900

NAVIGANT INTL INC(COM) FLYR 32,400

NCO GROUP INC(COM) NCOG 380

NETWORK APPLIANCE INC(COM) NTAP 130,000

NETWORK ENGINES INC(COM) NENG 7,500

NEUROCRINE BIOSCIENCES IN(COM) NBIX 43,000 [*]

NEUROCRINE BIOSCIENCES IN(COM) NBIX 5,818 [*]

NEUROCRINE BIOSCIENCES IN(COM) NBIX 4,477 [*]

NEUROCRINE BIOSCIENCES IN(COM) NBIX 100

NEUROCRINE BIOSCIENCES IN(COM) NBIX 13,500 [*]

NEVADA GOLD & CASINOS INC UWIN 3,000

NEVADA GOLD & CASINOS INC UWIN 11,000

NEVADA GOLD & CASINOS INC UWIN 2,000

NEVADA GOLD & CASINOS INC UWIN 3,000

MAXWELL SHOE CO 9/25-28/01 14.00-14.60 N/R

MAXWELL TECHNOLOGIES INC(COM) 9/7-10/01 14.25 14,633

MB FINL INC(COM) 9/3-30/01 26.10 4,147

MCGRATH RENTCORP(COM) 9/21-26/01 20.95-21.90 298,863

MDI ENTMT INC(COM) 9/25/01 1.25 4,000

MEADE INSTRUMENTS CORP(COM) 9/24/01 3.75 2,225,000

MEDICAL ACTION INDUSTRIES(COM) 9/28/01 17.05 122,500

MEDICAL ACTION INDUSTRIES(COM) 9/17-19/01 14.42-15.27 169,955

MEDICAL ACTION INDUSTRIES(COM) 9/5/01 11.75 32,000

MEMBERWORKS INC(COM) 9/4-27/01 19.65-25.01 1,153,375

MEMBERWORKS INC(COM) 9/7-28/01 20.00-24.00 N/R

MEMBERWORKS INC(COM) 9/4-20/01 19.92-25.05 1,178,502

MENTOR CORP MN(COM) 8/27/01 29.55 589,066

MENTOR CORP MN(COM) 8/6-9/01 28.50-30.05 26,500

MERCHANTS & MANUFACTURERS(COM) 9/15/01 27.51 23,594

MERCHANTS & MANUFACTURERS(COM) 9/15/01 27.51 29,761

MERGE TECHNOLOGIES INCORP(COM) 9/10/01 1.40-1.50 4,235

MERGE TECHNOLOGIES INCORP(COM) 9/10/01 1.40-2.00 29,515

MERISEL INC 9/4-5/01 2.17-2.22 28,968

MERIT MED SYS INC(COM) 9/4-24/01 15.81-17.87 17,671

MERIT MED SYS INC(COM) 9/5-27/01 16.00-17.88 4,936

MERIT MED SYS INC(COM) 9/20-24/01 15.87-17.15 7,002

MERIT MED SYS INC(COM) 9/12-28/01 16.99-20.00 334,775

MERIT MED SYS INC(COM) 9/4-28/01 16.05-19.00 291,203

MERIT MED SYS INC(COM) 9/10-27/01 15.64-18.40 586,822

MERIT MED SYS INC(COM) 9/7/01 15.00-15.15 29,250

MESA AIR GROUP INC(COM) 9/17-30/01 3.20-6.63 80,000

MESA AIR GROUP INC(COM) 9/25/01 4.00 2,000

METROPOLITAN FINL CORP OH(COM) 9/4/01 3.42 75,352

MICHAELS STORES INC(COM) 9/19/01 37.55 433

MICROSOFT CORP(COM) 9/7/01 56.23 7,081,351

MICROTUNE INC(COM) 9/4/01 16.17 912,000

MICROWAVE FILTER CO(COM) 9/4-21/01 1.05-1.06 81,373

MIRAVANT MEDICAL TECHNOLO(COM) 9/10/01 6.95-7.08 155,375

MIRAVANT MEDICAL TECHNOLO(COM) 9/4-28/01 6.47-6.51 915,918

MONARCH SERVICES INC(COM) 9/18-19/01 3.10-3.25 218,290

MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 66,652

MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 26,647

MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 5,825

MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 3,965

MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 N/R

MONTEREY BAY BANCORP INC(COM) 9/6/01 14.42 408,010

MPHASE TECHNOLOGIES INC(COM) 10/2/01 0.50 1,157,000

MPHASE TECHNOLOGIES INC(COM) 10/2/01 0.50 565,000

MPHASE TECHNOLOGIES INC(COM) 8/7/01 0.62 318,000

MPHASE TECHNOLOGIES INC(COM) 10/2/01 0.50 4,709,863

MRO SOFTWARE INC(COM) 9/4-10/01 12.30-12.83 17,905,275

MULTEX COM INC(COM) 9/18/01 2.29-2.30 913,991

MULTI COLOR CORP(COM) 9/20/01 13.00 85,152

MYSTIC FINL INC(COM) 9/17/01 15.50 32,000

NASB FINL INC(COM) 9/21/01 15.00 15,167

NASB FINL INC(COM) 9/25/01 15.50 20,100

NATIONAL DENTEX CORP(COM) 9/6/01 21.49 785

NATIONAL PENN BANCSHARES(COM) 9/7-17-01 23.00-23.24 25,100

NATIOANL TECHNICAL SYSTEM(COM) 9/17-26/01 1.31-1.41 1,713,363

NAVARRE CORP(COM) 10/4/01 0.85 575,720

NAVARRE CORP(COM) 9/24/01 0.85 289,800

NAVARRE CORP(COM) 9/24/01 0.85 1,312,620

NAVIGANT INTL INC(COM) 9/17-20/01 6.28-7.89 197,539

NCO GROUP INC(COM) 9/27/01 13.27 1,156

NETWORK APPLIANCE INC(COM) 9/18-20/01 9-17-10.07 5,732,108

NETWORK ENGINES INC(COM) 9/6-10/01 0.67-0.75 7,500

NEUROCRINE BIOSCIENCES IN(COM) 9/4/01 39.73 300,991

NEUROCRINE BIOSCIENCES IN(COM) 9/4/01 39.73 45.659

NEUROCRINE BIOSCIENCES IN(COM) 9/4/01 39.73 34,343

NEUROCRINE BIOSCIENCES IN(COM) 9/18/01 34.00 100

NEUROCRINE BIOSCIENCES IN(COM) 9/4/01 39.73 135,445

NEVADA GOLD & COSINOS INC 9/6-27/01 2.83-3.05 24,254

NEVADA GOLD & COSINOS INC 9/6-19/01 2.54-3.05 44,334

NEVADA GOLD & COSINOS INC 9/10-19/01 2.33-3.00 256,198

NEVADA GOLD & COSINOS INC 9/10-28/01 2.58-2.99 5,000

MAXWELL SHOE CO Cocozza Mark J O -2

MAXWELL SHOE CO Tinagero James J VP -2

MAXWELL TECHNOLOGIES INC(COM) Werderman John D VP -2

MB FINL INC(COM) York Jill E O 2

MCGRATH RENTCORP(COM) Kakures Dennis C P -4

MDI ENTMT INC(COM) Yenson Evelyn P O 1

MEADE INSTRUMENTS CORP(COM) Diebel John C CB 2

MEDICAL ACTION INDUSTRIES(COM) Marsh Daniel F VP -2

MEDICAL ACTION INDUSTRIES(COM) Satin Richard G VP -2

MEDICAL ACTION INDUSTRIES(COM) Corso Philip D -2

MEMBERWORKS INC(COM) Johnson Gary A P -4

MEMBERWORKS INC(COM) Schachne David O -4

MEMBERWORKS INC(COM) Walker Dennis P VP -4

MENTOR CORP MN(COM) Conway Christopher J P -2

MENTOR CORP MN(COM) Young Richard W D -2

MERCHANTS & MANUFACTURERS(COM) Bomberg James F P 13

MERCHANTS & MANUFACTURERS(COM) Bartels J M D 13

MERGE TECHNOLOGIES INCORP(COM) Durham Michael O D 4

MERGE TECHNOLOGIES INCORP(COM) Barish Robert A D 4

MERISEL INC Tallman Karen A O 2

MERIT MED SYS INC(COM) Ferrand Brian L O -6

MERIT MED SYS INC(COM) Weintraub B L O -6

MERIT MED SYS INC(COM) Edelman Richard W O -6

MERIT MED SYS INC(COM) Stanger Kent W O -6

MERIT MED SYS INC(COM) Bean Rex C D -6

MERIT MED SYS INC(COM) Lampropoulos Fred P P -6

MERIT MED SYS INC(COM) Ellis James J D -6

MESA AIR GROUP INC(COM) Omstein Jonathan G CB -2

MESA AIR GROUP INC(COM) Manson Joseph D -2

METROPOLITAN FINL CORP OH(COM) Bank Malvin E OD 4

MICHAELS STORES INC(COM) Neustadt James C O -2

MICROSOFT CORP(COM) Shirley Jon A D -4

MICROTUNE INC(COM) Norsworthy John P O -11

MICROWAVE FILTER CO(COM) Fahrenkrug Carl F O 1

MIRAVANT MEDICAL TECHNOLO(COM) Barels Larry S D –

MIRAVANT MEDICAL TECHNOLO(COM) Kledzik Gary O –

MONARCH SERVICES INC(COM) Dott A E CB 1

MONTEREY BAY BANCORP INC(COM) Franich Steven D 6

MONTEREY BAY BANCORP INC(COM) Manfre Gary L D 6

MONTEREY BAY BANCORP INC(COM) Banks Edward K D 6

MONTEREY BAY BANCORP INC(COM) Daniels Larry D 6

MONTEREY BAY BANCORP INC(COM) Baise Nicolas D 6

MONTEREY BAY BANCORP INC(COM) Austin Josiah T DO 6

MPHASE TECHNOLOGIES INC(COM) Dotoli Gustave T OD 4

MPHASE TECHNOLOGIES INC(COM) Smiley Martin S O 4

MPHASE TECHNOLOGIES INC(COM) klimek David L OD 4

MPHASE TECHNOLOGIES INC(COM) Durando Ronald A O 4

MRO SOFTWARE INC(COM) Daniels Robert L DO -3

MULTEX COM INC(COM) Karaev Isaac P –

MULTI COLOR CORP(COM) Kellar Lorrence T D 2

MYSTIC FINL INC(COM) Maloney John W D 2

NASB FINL INC(COM) Watson James A D 1

NASB FINL INC(COM) Welsh Russell W D 1

NATIONAL DENTEX CORP(COM) Crosby Jack R D -2

NATIONAL PENN BANCSHARES(COM) Jilk Lawrence T CB -3

NATIOANL TECHNICAL SYSTEM(COM) Cohen Aaron DO 1

NAVARRE CORP(COM) Cheney Charles E VP 1

NAVARRE CORP(COM) Alfred Teo D 1

NAVARRE CORP(COM) Cheney Charles E VP 1

NAVIGANT INTL INC(COM) adams Edward S CB 1

NCO GROUP INC(COM) Pound Leo J D -1

NETWORK APPLIANCE INC(COM) Lau James O -2

NETWORK ENGINES INC(COM) Curits John P 1

NEUROCRINE BIOSCIENCES IN(COM) Lyons Gary A P 5

NEUROCRINE BIOSCIENCES IN(COM) Valeur Jensen Margaret E O 5

NEUROCRINE BIOSCIENCES IN(COM) Conlon Paul J O 5

NEUROCRINE BIOSCIENCES IN(COM) Steinman Lawrence D 5

NEUROCRINE BIOSCIENCES IN(COM) Vale Wylie W D 5

NEVADA GOLD & COSINOS INC Gordon Jayroe W D 5

NEVADA GOLD & COSINOS INC Winn H T P 5

NEVADA GOLD & COSINOS INC Burkett Paul J D 5

NEVADA GOLD & COSINOS INC Bremman Donald VP 5

MAXWELL SHOE CO 18-11

MAXWELL TECHNOLOGIES INC(COM) 22-7

MB FINL INC(COM) 28-11

MCGRATH RENTCORP(COM) 27-15

MDI ENTMT INC(COM) 3-1

MEADE INSTRUMENTS CORP(COM) 18-3

MEDICAL ACTION INDUSTRIES(COM) 21-3

MEMBERWORKS INC(COM) 36-10

MENTOR CORP MN(COM) 31-16

MERCHANTS & MANUFACTURERS(COM) 30-19

MERGE TECHNOLOGIES INCORP(COM) 2-1

MERISEL INC 2-0

MERIT MED SYS INC(COM) 19-5

MESA AIR GROUP INC(COM) 15-3

METROPOLITAN FINL CORP OH(COM) 5-2

MICHAELS STORES INC(COM) 47-19

MICROSOFT CORP(COM) 74-42

MICROTUNE INC(COM) 50-5

MICROWAVE FILTER CO(COM) 2-1

MIRAVANT MEDICAL TECHNOLO(COM) 18-6

MONARCH SERVICES INC(COM) 4-2

MONTEREY BAY BANCORP INC(COM) 17-10

MPHASE TECHNOLOGIES INC(COM) 5-0

MRO SOFTWARE INC(COM) 17-7

MULTEX COM INC(COM) 22-2

MULTI COLOR CORP(COM) 21-8

MYSTIC FINL INC(COM) 16-13

NASB FINL INC(COM) 16-12

NATIONAL DENTEX CORP(COM) 23-18

NATIONAL PENN BANCSHARES(COM) 25-19

NATIOANL TECHNICAL SYSTEM(COM) 4-1

NAVARRE CORP(COM) 2-1

NAVIGANT INTL INC(COM) 17-6

NCO GROUP INC(COM) 34-12

NETWORK APPLIANCE INC(COM) 149-7

NETWORK ENGINES INC(COM) 33-1

NEUROCRINE BIOSCIENCES IN(COM) 43-15

NEVADA GOLD & COSINOS INC 4-2

NEVDA GOLD & CASINOS INC UWIN 1,000

NEW CENTURY EQUITY HOLDIN(COM) NCEH 16,000

NEW YORK CMNTY BANCORP IN(COM) NYCB 3,750

NEW YORK CMNTY BANCORP IN(COM) NYCB 18,000

NEW YORK CMNTY BANCORP IN(COM) NYCB 10,000

NEW YORK CMNTY BANCORP IN(COM) NYCB 15,000

NEW YORK CMNTY BANCORP IN(COM) NYCB 22,500

NEW YORK CMNTY BANCORP IN(COM) NYCB 11,500

NEW YORK CMNTY BANCORP IN(COM) NYCB 43,300

NEXTCARD INC(COM) NXCD 43,010

NEXTEL PARTNERS INC NXTP 12,500

NORDSON CORP(COM) NDSN 20,000

NORDSON CORP(COM) NDSN 5,000

NORSTAN INC(COM) NRRD 900

NORTECH SYSTEMS INC(COM) NSYS 1,000

NORTH COAST ENERGY INC NCEB 1,000

NOVADIGM INC(COM) NVDM 15,000

NOVADIGM INC(COM) NVDM 5,000

NOVADIGM INC(COM) NVDM 15,000

NOVELL INC(COM) NOVL 100,000

NPS PHARMACEUTICALS INC(COM) NPSP 10,000

NTELOS INC(COM) NTLO 800

NUCENTRIX BROADBAND NETWO(COM) NCNX 10,000

NUMERICAL TECHNOLOGIES IN(COM) NMTC 60,000

NVIDIA CORP(COM) NVDA 10,000 [*]

NVIDIA CORP(COM) NVDA 100,000

NYFIX INC(COM) NYFX 10,000

O 1 CORP(COM) OICO 5,000

O2WIRELESS SOLUTIONS INC(COM) OTWO 3,500

OGLEBAY NORTON CO(COM) OGLE 4,700

OGLEBAY NORTON CO(COM) OGLE 500

OGLEBAY NORTON CO(COM) OGLE 1,670

OGLEBAY NORTON CO(COM) OGLE 3,000

OHIO VY BANC CORP(COM) OVBC 88

IHIO VY BANC CORP(COM) OVBC 500

OLD NATL BANCORP IND(COM) OLDB 688

OMNICOMM SYSTEMS INC(COM) OMCM 12,240

ON ASSIGNMENT INC(COM) ASGN 498

ONCURE TECHNOLOGIES CORP(COM) ONCU 18,500

ONYX ACCEP CORP(COM) ONYX 13,100

OPENWAVE SYSTEMS INC(COM) OPWV 40,000

OPINION RESEARCH CORP(COM) ORCI 1,000

OPTICAL CABLE CORP(COM) OCCF 1,139,246

OPTICAL CABLE CORP(COM) OCCF 54,449

ORACLE CORP(COM) ORCL 8,600

ORASURE TECHNOLOGIES INC(COM) OSUR 850 [*]

ORASURE TECHNOLOGIES INC(COM) OSUR 600

OSI PHARMACEUTICALS INC(COM) OSIP 2,000 [*]

OSI SYSTEMS INC(COM) OSIS 10,054

OUTLOOK GROUP CORP(COM) OUTL 1,836

OUTLOOK GROUP CORP(COM) OUTL 2,755

PAC-WESTTELECOMMINC(COM) PACW 16,400

PACIFIC MERCANTILE BANCOR(COM) PMBC 3,000

PALM INC(COM) PALM 10,000

PANERA BREAD CO PNRA 20,000 [*]

PAPER WAREHOUSE INC PWHS 5,000

PARAVANT INC(COM) PVAT 11,400

PARAVANT INC(COM) PVAT 53,608

PAREXEL INTERNATIONAL COR(COM) PRXL 1,500

PARK OHIO HLDSGS CORP(COM) PKOH 10,000

PARKVALE FINANCIAL CORP(COM) PVSA 3,000

PEGASUS COMMUNICATIONS CORP NEW PGTV 355,000

PEGASUS COMMUNICATIONS CORP NEW PGTV 43,000

PEGASUS COMMUNICATIONS CORP NEW PGTV 10,000

PEOPLES BANCORPORATION IN(COM) PBCE 1,000

PEREGRINE SYSTEMS INC(COM) PRGN 10,000

PETROLEUM HELICOPTERS INC PHEL 58,480 [*]

PETROLEUM HELICOPTERS INC PHEL 1,423,780

PETROQUEST ENERGY INC(COM) PQUE 25,000

PETROQUEST ENERGY INC(COM) PQUE 20,000

NEVDA GOLD & CASINOS INC 9/20/01 2.65 3,850

NEW CENTURY EQUITY HOLDIN(COM) 9/4/01 0.80-0.85 129,000

NEW YORK CMNTY BANCORP IN(COM) 9/7/01 22.17 567,675

NEW YORK CMNTY BANCORP IN(COM) 9/6-19/01 21.73-22.34 2,526,980

NEW YORK CMNTY BANCORP IN(COM) 9/19-21/01 19.22-21.83 239,653

NEW YORK CMNTY BANCORP IN(COM) 9/7/01 22.23-22.58 563,635

NEW YORK CMNTY BANCORP IN(COM) 9/7/01 22.27 598,257

NEW YORK CMNTY BANCORP IN(COM) 9/18-26/01 19.00-22.39 353,006

NEW YORK CMNTY BANCORP IN(COM) 9/7-21/01 19.26-22.81 1,602,219

NEXTCARD INC(COM) 9/25-28/01 4.63-5.82 112,000

NEXTEL PARTNERS INC 9/17/01 7.98-8.05 3,398,524

NEXTEL PARTNERS INC 9/17/01 7.98-8.05 2,273,164

NORDSON CORP(COM) 9/5/01 25.04-25.73 403,264

NORDSON CORP(COM) 9/20/01 22.20-22.45 2,998,092

NORSTAN INC(COM) 9/18/01 3.95-3.97 25,900

NORTECH SYSTEMS INC(COM) 9/27/01 4.20 124,243

NORTECH SYSTEMS INC(COM) 9/28/01 4.00 1,132,245

NORTH COAST ENERGY INC 9/5/01 3.76 2,000

NOVADIGM INC(COM) 9/4/01 10.00 113,165

NOVADIGM INC(COM) 9/4/01 10.00 105,214

NOVADIGM INC(COM) 9/4-5/01 10.00-10.04 291,834

NOVELL INC(COM) 9/4-7/01 4.00-4.38 586,154

NPS PHARMACEUTICALS INC(COM) 9/28/01 30.50 65,601

NTELOS INC(COM) 9/18-20/01 7.58-14.00 3,625

NUCENTRIX BROADBAND NETWO(COM) 9/24/01 8.56 88,799

NUMERICAL TECHNOLOGIES IN(COM) 9/4-17/01 22.97-28.18 2,002,677

NVIDIA CORP(COM) 9/25/01 30.64 527,986

NVIDIA CORP(COM) 9/17/01 34.51 0

NVIDIA CORP(COM) 9/28/01 27.70 6,814,000

NYFIX INC(COM) 9/25-28/01 13.33-14.37 738,540

O 1 CORP(COM) 9/18/01 3.60 11,000

O2WIRELESS SOLUTIONS INC(COM) 9/27-28/01 1.42-1.53 6,296,128

OGLEBAY NORTON CO(COM) 9/24-28/01 15.00-16.00 25,147

OGLEBAY NORTON CO(COM) 9/21/01 17.00 4,117

OGLEBAY NORTON CO(COM) 9/24-26/01 15.00-16.00 26,300

OGLEBAY NORTON CO(COM) 9/28/01 14.08 674,695

OHIO VY BANC CORP(COM) 9/27/01 25.00 2,858

IHIO VY BANC CORP(COM) 9/19/01 24.90 46,472

OLD NATL BANCORP IND(COM) 9/26/01 23.50 N/R

OMNICOMM SYSTEMS INC(COM) 9/28/01 0.39 948,548

ON ASSIGNMENT INC(COM) 9/27/01 17.19 16,000

ONCURE TECHNOLOGIES CORP(COM) 9/19-26/01 0.25-0.45 1,043,500

ONYX ACCEP CORP(COM) 9/5-26/01 4.99-5.00 445,492

OPENWAVE SYSTEMS INC(COM) 9/17/01 12.16-16.70 7,353,498

OPINION RESEARCH CORP(COM) 9/4-28/01 6.72 81,802

OPTICAL CABLE CORP(COM) 9/25/01 1.74-8.80 N/R

OPTICAL CABLE CORP(COM) 9/20/01 1.86-4.50 394

ORACLE CORP(COM) 9/17-28/01 11.30 0

ORASURE TECHNOLOGIES INC(COM) 9/17-28/01 10.00-11.25 0

ORASURE TECHNOLOGIES INC(COM) 9/4/01 10.00-10.90 1,908,252

OSI PHARMACEUTICALS INC(COM) 9/21/01 42.00 19,500

OSI SYSTEMS INC(COM) 9/28/01 8.20 85,625

OUTLOOK GROUP CORP(COM) 9/28/01 5.00 47,442

OUTLOOK GROUP CORP(COM) 9/28/01 5.00 25,061

OUTLOOK GROUP CORP(COM) 9/7-27/01 5.00 12,383

PAC-WESTTELECOMMINC(COM) 9/27/01 0.61-0.68 45,800

PACIFIC MERCANTILE BANCOR(COM) 9/28/01 7.20 3,000

PALM INC(COM) 9/4-26/01 1.71 10,000

PANERA BREAD CO 9/19-10/1/01 34.00-37.06 2,141

PAPER WAREHOUSE INC 9/10/01 0.75-1.10 850,593

PARAVANT INC(COM) 9/10/01 1.19-1.22 358,880

PARAVANT INC(COM) 9/18-19/01 1.22-1.25 372,251

PAREXEL INTERNATIONAL COR(COM) 9/28/01 12.25 15,796

PARK OHIO HLDSGS CORP(COM) 9/17-18/01 3.15 85,000

PARKVALE FINANCIAL CORP(COM) 9/18-28/01 24.00 62,530

PEGASUS COMMUNICATIONS CORP NEW 9/20/01 5.37-7.00 9,557,322

PEGASUS COMMUNICATIONS CORP NEW 9/20/01 5.45-5.72 48,376

PEGASUS COMMUNICATIONS CORP NEW 9/20/01 5.50-5.55 417,000

PEOPLES BANCORPORATION IN(COM) 9/27/01 16.00 8,708

PEREGRINE SYSTEMS INC(COM) 9/5/01 26.17 555,591

PETROLEUM HELICOPTERS INC 9/5-11/01 20.50 0

PETROQUEST ENERGY INC(COM) 9/20-25/01 4.90-5.05 3,248,028

PETROQUEST ENERGY INC(COM) 9/21/01 5.02 2,695,595

NEVDA GOLD & CASINOS INC Hartlen Brian O 5 4-2

NEW CENTURY EQUITY HOLDIN(COM) Becker Gary D D 3 4-0

NEW YORK CMNTY BANCORP IN(COM) Dibenedetto Russ O 7 47-19

NEW YORK CMNTY BANCORP IN(COM) Kupferberg Max D 7 47-19

NEW YORK CMNTY BANCORP IN(COM) Burke Anthony E VP 7 47-19

NEW YORK CMNTY BANCORP IN(COM) Wann Robert O 7 47-19

NEW YORK CMNTY BANCORP IN(COM) Odonovan James J O 7 47-19

NEW YORK CMNTY BANCORP IN(COM) Ciampa Dominick D 7 47-19

NEW YORK CMNTY BANCORP IN(COM) Ficalora Joseph R P 7 47-19

NEXTCARD INC(COM) Quresphey Safi U D -1 13-5

NEXTEL PARTNERS INC Chapple John H CB 2 26-5

NEXTEL PARTNERS INC Thompson John D O 2 26-5

NORDSON CORP(COM) Madar William P CB -3 32-21

NORDSON CORP(COM) Nord Evan W DO -3 32-21

NORSTAN INC(COM) Christian Scott G O 1 5-1

NORTECH SYSTEMS INC(COM) Finkelson Quentin E P 2 11-4

NORTECH SYSTEMS INC(COM) Kunin Myron d DO 2 11-4

NORTH COAST ENERGY INC Liberatore Thomas S O 1 5-3

NOVADIGM INC(COM) Ruiz Wallace D O -5 12-4

NOVADIGM INC(COM) McWhinney Deborah D -5 12-4

NOVADIGM INC(COM) Petzold H K D -5 12-4

NOVELL INC(COM) Schmidt Eric E CB -4 9-3

NPS PHARMACEUTICALS INC(COM) Nemeth Edward F VP -6 50-18

NTELOS INC(COM) Williamson John B D 1 30-7

NUCENTRIX BROADBAND NETWO(COM) Subin Neil S D 1 24-7

NUMERICAL TECHNOLOGIES IN(COM) Sturgeon Roger D -11 29-8

NVIDIA CORP(COM) Fisher Jeffrey D O -4 99-24

NVIDIA CORP(COM) Seawell A B D -4 99-24

NVIDIA CORP(COM) Malachowsky Chris A O -4 99-24

NYFIX INC(COM) Warden Carl E D 1 40-13

O 1 CORP(COM) Chapman Richard W D 1 8-2

O2WIRELESS SOLUTIONS INC(COM) Johnston Stephen F CB 3 15-1

OGLEBAY NORTON CO(COM) Lauer John N CB 4 31-15

OGLEBAY NORTON CO(COM) Ludlow Madeleine W D 4 31-15

OGLEBAY NORTON CO(COM) Pavlich Kenneth P VP 4 31-15

OGLEBAY NORTON CO(COM) Weil John D DO 4 31-15

OHIO VY BANC CORP(COM) Williamson Lannes C D 2 27-25

IHIO VY BANC CORP(COM) Bowman Phil A D 2 27-25

OLD NATL BANCORP IND(COM) Braun Alan W O 6 30-21

OMNICOMM SYSTEMS INC(COM) Smith Randall G CB 1 2-0

ON ASSIGNMENT INC(COM) hallberg dana OX -1 30-13

ONCURE TECHNOLOGIES CORP(COM) Goffman Jeffrey A O 1 3-0

ONYX ACCEP CORP(COM) Jones G B D 1 7-3

OPENWAVE SYSTEMS INC(COM) MacFarlane John L VP -1 115-7

OPINION RESEARCH CORP(COM) Cox Douglas L O 1 8-4

OPTICAL CABLE CORP(COM) Kopstein Robert P -2 20-1

OPTICAL CABLE CORP(COM) Harber Kenneth W VP -2 20-1

ORACLE CORP(COM) Koplovitz Kay D -2 36-11

ORASURE TECHNOLOGIES INC(COM) Thompson Robert D O -5 15-6

ORASURE TECHNOLOGIES INC(COM) Niedbala Raymond S O -5 15-6

OSI PHARMACEUTICALS INC(COM) French John J D -2 85-32

OSI SYSTEMS INC(COM) Syal Madan G D -1 11-3

OUTLOOK GROUP CORP(COM) Baksha Joseph J P 3 6-4

OUTLOOK GROUP CORP(COM) Collier Jeffry H VP 3 6-4

OUTLOOK GROUP CORP(COM) Drewek Paul M O 3 6-4

PAC-WESTTELECOMMINC(COM) Sheth Jagdish N D 1 10-0

PACIFIC MERCANTILE BANCOR(COM) Thomas John D 2 8-5

PALM INC(COM) Chang Gareth C D – 67-1

PANERA BREAD CO Schaich Ronald CB -5 43-15

PAPER WAREHOUSE INC Dolginow Yale T CB 1 2-0

PARAVANT INC(COM) Joshi Krishan K CB 2 3-1

PARAVANT INC(COM) Craven William R P 2 3-1

PAREXEL INTERNATIONAL COR(COM) Winschel James F O – 20-8

PARK OHIO HLDSGS CORP(COM) Wert James W D – 8-3

PARKVALE FINANCIAL CORP(COM) Gilleylen Bruce C VP -1 26-19

PEGASUS COMMUNICATIONS CORP NEW Pagon Marshall W CB 3 38-5

PEGASUS COMMUNICATIONS CORP NEW McEntee James J D 3 38-5

PEGASUS COMMUNICATIONS CORP NEW Metzger Mary C D 3 38-5

PEOPLES BANCORPORATION IN(COM) Black James A D 1 18-14

PEREGRINE SYSTEMS INC(COM) Ariko Barry D -2 33-12

PETROLEUM HELICOPTERS INC Suggs Carroll W CB -1 24-11

PETROQUEST ENERGY INC(COM) Goodson Charles T O 2 9-3

PETROQUEST ENERGY INC(COM) Daigle Ralph J VP 2 9-3

PETSMART INC(COM) PETM 5,000

PETSMART INC(COM) PETM 29,688 [*]

PINNACLE FINL PARTNERS IN(COM) PNFP 27,878

PLATO LEARNING INC(COM) TUTR 141

POINT 360(COM) PTSX 6,000

POPULAR INC(COM) BPOP 21,000

PORTAL SOFTWARE INC(COM) PRSF 30,000

POSSIS MEDICAL INC(COM) POSS 10,500

PPT VISION INC(COM) PPTV 15,200

PRECISION OPTICS INC(COM) POCI 10,000

PREMIERWEST BANCORP(COM) PRWT 1,000

PRESIDENT CASINOS INC PREZ 5,000

PRESIDENT CASINOS INC PREZ 3,500

PREVIO INC(COM) PRVO 2,200

PRICE T ROWE GROUP INC(COM) TROW 1,000 22,500

PRICE T ROWE GROUP INC(COM) TROW 11,200 [*]

PRICE T ROWE GROUP INC(COM) TROW 35,000

PRICELINE COM INC(COM) PCLN 50,000 [*]

PRICELINE COM INC(COM) PCLN

PRICESMART INC(COM) PSMT 100 26,500 [*]

PRICESMART INC(COM) PSMT

PROCYTE CORP(COM) PRCY 15,000

PROGRESS FINANCIAL CORP(COM) PFNC 5,200

PROGRESS FINANCIAL CORP(COM) PFNC 5,800

PROMISTAR FINANCIAL CORP(COM) PRFC 176

PROMISTAR FINANCIAL CORP(COM) PRFC 197

PROTEIN DESIGN LABS INC(COM) PDLI 5,000 [*]

PROTON ENERGY SYSTEMS INC(COM) PRTN 2,750

PROTON ENERGY SYSTEMS INC(COM) PRTN 5,000

PROVIDENT BANCORP INC MON(COM) PBCP 100

PROVIDENT BANCORP INC MON(COM) PBCP 500

PROXIM INC(COM) PROX

PUBLIX SUPER MARKETS INC(COM) PUSH 107,000

PUBLIX SUPER MARKETS INC(COM) PUSH 42,000

PUBLIX SUPER MARKETS INC(COM) PUSH 848

PUMATECH INC(COM) PUMA 125,400 10,000

PUMATECH INC(COM) PUMA 12,200

PUMATECH INC(COM) PUMA 75,400

PURCHASESOFT INC(COM) PURC 5,682,727

PUROFLOW INC(COM) PURO 27,900

Q MED INC(COM) QEKG 5,300

QUIXOTE CORP(COM) QUIX 1,500

RAILWORKS CORP(COM) RWKSQ 8,500

RED HAT INC(COM) RHAT 20,000

READ HAT INC(COM) RHAT 171,555

REGENERON PHARMACEUTICALS(COM) REGN 10,000 [*]

REGENERON PHARMACEUTICALS(COM) REGN 12,000 [*]

REGENT GROUP INC(COM) RGII 48,987

REGIS CORP MN(COM) RGIS 1,688 [*]

REGIS CORP MN(COM) RGIS 236

REGIS CORP MN(COM) RGIS 25,000

REGIS CORP MN(COM) RGIS 45,114

RENAL CARE GROUP INC(COM) RCGI 30,000

REPUBLIC FIRST BANCORP IN(COM) FRBK 11,000

REPUBLIC FIRST BANCORP IN(COM) FRBK 2,000

REPUBLIC FIRST BANCORP IN(COM) FRBK 20,000

RES-CARE INC(COM) RSCR 10,000

RESOURCES CONNECTION INC(COM) RECN 450,000

RF MICRODEVICES INC(COM) RFMD 15,700 [*]

RICHARDSON ELECTRONICS LT(COM) RELL 10,500 [*]

RIVERSTONE NETWORKS INC(COM) RSTN 34,077 [*]

RIVERSTONE NETWORKS INC(COM) RSTN 4,307

RIVERSTONE NETWORKS INC(COM) RSTN 29,848 [*]

RMH TELESERVICES INC(COM) RMHT 800

RMH TELESERVICES INC(COM) RMHT 3,000

ROSS STORES INC(COM) ROST 89,167 [*]

ROSS STORES INC(COM) ROST 40,000 [*]

ROSS STORES INC(COM) ROST 14,000 [*]

ROSS STORES INC(COM) ROST 5,000

ROSS STORES INC(COM) ROST 15,050

ROSS STORES INC(COM) ROST 7,778 [*]

ROSS STORES INC(COM) ROST 3,000

PESTMART INC(COM) 9/21/01 6.05-6.07 259,255

PESTMART INC(COM) 9/27/01 6.75-6.86 8,592

PINNACLE FINL PARTNERS IN(COM) 9/6-28/01 7.40-9.00 107,563

PLATO LEARNING INC(COM) 9/21/01 23.07 1,109

POINT 360(COM) 9/28/01 0.68 45,300

POPULAR INC(COM) 9/17-28/01 27.53-29.53 764,251

PORTAL SOFTWARE INC(COM) 9/4/01 1.84-1.86 10,951,514

POSSIS MEDICAL INC(COM) 9/21/01 9.35 400,500

PPT VISION INC(COM) 9/20-28/01 1.40-1.50 766,873

PRECISION OPTICS INC(COM) 9/18/01 0.79 1,772,267

PRECISION OPTICS INC(COM) 9/18/01 0.75 40,000

PREMIERWEST BANCORP(COM) 9/5/01 4.75 6,200

PRESIDENT CASINOS INC 9/7-27/01 0.65-0.68 83,790

PRESIDENT CASINOS INC 9/7-27/01 0.65-0.68 91,255

PREVIO INC(COM) 9/4-7/01 2.91-3.13 460,000

PRICE T ROWE GROUP INC(COM) 9/17/01 32.35 1,000

PRICE T ROWE GROUP INC(COM) 9/24/01 28.00-28.39 712,335

PRICE T ROWE GROUP INC(COM) 9/6/01 37.01-37.19 28,397

PRICELINE COM INC(COM) 9/6/01 4.96 85,125

PRICELINE COM INC(COM) 9/4/01 0.93 1,000

PRICESMART INC(COM) 9/17/01 38.84 7,600

PRICESMART INC(COM) 9/4-17/01 36.00-42.55 30,350

PROCYTE CORP(COM) 9/28/01 1.02 131,455

PROGRESS FINANCIAL CORP(COM) 9/6-13/01 6.03-6.50 154,093

PROGRESS FINANCIAL CORP(COM) 9/17-20/01 6.23-6.33 17,954

PROMISTAR FINANCIAL CORP(COM) 9/7/01 23.94 24,794

PROMISTAR FINANCIAL CORP(COM) 9/7/01 23.94 105,729

PROTEIN DESIGN LABS INC(COM) 9/4/01 62.00 0

PROTON ENERGY SYSTEMS INC(COM) 9/4-18/01 5.15-5.60 272,919

PROTON ENERGY SYSTEMS INC(COM) 9/4-18/01 5.15-5.60 302,819

PROVIDENT BANCORP INC MON(COM) 9/17/01 22.00 82,895

PROVIDENT BANCORP INC MON(COM) 9/27/01 20.75 9,967

PROXIM INC(COM) 9/25-28/01 9.31-10.54 527,867

PUBLIX SUPER MARKETS INC(COM) 9/13/01 47.50 1,686,002

PUBLIX SUPER MARKETS INC(COM) 9/5/01 47.50 215,869

PUBLIX SUPER MARKETS INC(COM) 9/17/01 47.50 89,898

PUMATECH INC(COM) 9/17-28/01 1.11-1.48 1,153,580

PUMATECH INC(COM) 9/17-19/01 1.11-1.32 48,652

PUMATECH INC(COM) 9/17-20/01 1.11-1.48 2,302,700

PURCHASESOFT INC(COM) 9/7/01 0.88 27,281,167

PUROFLOW INC(COM) 9/21/01 0.50 2,332,368

Q MED INC(COM) 9/4-11/01 12.20-13.10 2,000

QUIXOTE CORP(COM) 9/21/01 22.50-23.20 84,878

RAILWORKS CORP(COM) 9/4/01 0.35 401,012

RED HAT INC(COM) 9/4-17/01 2.76-3.50 1,033,300

READ HAT INC(COM) 9/4-28/01 2.96-3.76 7,286,973

REGENERON PHARMACEUTICALS(COM) 9/25/01 21.50 N/R

REGENT GROUP INC(COM) 8/15/01 0.60 498,318

REGIS CORP MN(COM) 9/19/01 19.00 2,000

REGIS CORP MN(COM) 9/5/01 21.55 3,485

REGIS CORP MN(COM) 9/10-17/01 21.00-21.23 309,875

REGIS CORP MN(COM) 9/4-28/01 19.25-21.90 2,354,655

RENAL CARE GROUP INC(COM) 9/19-27/01 31.90-32.81 N/R

REPUBLIC FIRST BANCORP IN(COM) 9/19-26/01 4.80-4.90 296,250

REPUBLIC FIRST BANCORP IN(COM) 9/20/01 4.90-5.10 70,670

REPUBLIC FIRST BANCORP IN(COM) 9/19-24/01 4.90 420,800

RES-CARE INC(COM) 9/7/01 9.10-9.20 2,098,249

RESOURCES CONNECTION INC(COM) 9/5/01 20.75 2,385,580

RF MICRODEVICES INC(COM) 9/4/01 25.02 53,686

RICHARDSON ELECTRONICS LT(COM) 8/6/01 11.75 0

RIVERSTONE NETWORKS INC(COM) 9/6-26/01 7.03-9.26 700

RIVERSTONE NETWORKS INC(COM) 9/6-26/01 7.50-9.26 424,765

RMH TELESERVICES INC(COM) 9/21/01 10.00 4,500

RMH TELESERVICES INC(COM) 9/5-6/01 15.65-16.05 4,500

ROSS STORES INC(COM) 9/21-28/01 25.64-29.55 553,328

ROSS STORES INC(COM) 9/28/01 29.32 400,000

ROSS STORES INC(COM) 9/26/01 27.97 500

ROSS STORES INC(COM) 9/1/01 27.56 22,831

ROSS STORES INC(COM) 9/28/01 29.09-29.85 143,407

ROSS STORES INC(COM) 9/24/01 26.75 40,000

ROSS STORES INC(COM) 9/28/01 29.44 90,981

PESTMART INC(COM) Meyer Marcia R O -1 8-2

PESTMART INC(COM) Leonardi Anthony J O -1 8-2

PINNACLE FINL PARTNERS IN(COM) McCabe Robert A CB 1 9-5

PLATO LEARNING INC(COM) Murphy Mary J O – 35-12

POINT 360(COM) Bagerdjian Haig S D 2 5-1

POPULAR INC(COM) Gonzalez Hector R D 2 36-24

PORTAL SOFTWARE INC(COM) Labuda David S O -1 40-1

POSSIS MEDICAL INC(COM) Mattison William C D 1 15-4

PPT VISION INC(COM) Peterson Peter R D 1 5-1

PRECISION OPTICS INC(COM) Forkey Richard E P 2 7-1

PRECISION OPTICS INC(COM) Pitlor Joel R D 2 7-1

PREMIERWEST BANCORP(COM) Delude Ronald T O – 5-4

PRESIDENT CASINOS INC Aylsworth John S P 3 1-0

PRESIDENT CASINOS INC Wirginis Terrence L OX 3 1-0

PREVIO INC(COM) Schleider Peter D 1 6-2

PRICE T ROWE GROUP INC(COM) Gilliam James H D -2 48-26

PRICE T ROWE GROUP INC(COM) Reynolds William MD -2 48-26

PRICE T ROWE GROUP INC(COM) Goff Michael A O -2 48-26

PRICELINE COM INC(COM) Rose Ronald V O – 10-1

PRICELINE COM INC(COM) Urbahn Trey O – 10-1

PRICESMART INC(COM) Naylon William J O -3 45-27

PRICESMART INC(COM) Partida Gilbert A P -3 45-27

PROCYTE CORP(COM) Oclassen Glenn D 1 1

PROGRESS FINANCIAL CORP(COM) Wycoff W K P 3 10-6

PROGRESS FINANCIAL CORP(COM) Silverang Kevin J D 3 10-6

PROMISTAR FINANCIAL CORP(COM) Salathe Robert G D 4 26-16

PROMISTAR FINANCIAL CORP(COM) Kania William F D 4 26-16

PROTEIN DESIGN LABS INC(COM) Kirkman Robert L O -4 143-27

PROTON ENERGY SYSTEMS INC(COM) Friedland Robert O -4 29-4

PROTON ENERGY SYSTEMS INC(COM) Schroeder Walter W P -4 29-4

PROVIDENT BANCORP INC MON(COM) Strayton George P 2 23-16

PROVIDENT BANCORP INC MON(COM) Steinberg Burt B D 2 23-16

PROXIM INC(COM) King David C CB -1 66-8

PUBLIX SUPER MARKETS INC(COM) Mcclurg E V D -5 47-35

PUBLIX SUPER MARKETS INC(COM) Hollis M C VP -5 47-35

PUBLIX SUPER MARKETS INC(COM) Benton Jesse L VP -5 47-35

PUMATECH INC(COM) Nicol Steve OX 3 17-1

PUMATECH INC(COM) Hicks Kelly O 3 17-1

PUMATECH INC(COM) Rowe Bradley A P 3 17-1

PURCHASESOFT INC(COM) Laguardia Donald S P 1 5-0

PUROFLOW INC(COM) Lichtenstein Warren G D – 4-0

Q MED INC(COM) Sommer Herbert H OD -2 14-5

QUIXOTE CORP(COM) Fowler William G D -1 29-15

RAILWORKS CORP(COM) Azarela Michael R F -2 5-0

RED HAT INC(COM) Buckley Timothy J O -3 18-3

READ HAT INC(COM) Young Robert D -3 18-3

REGENERON PHARMACEUTICALS(COM) Goldstein Joseph L D -2 40-20

REGENERON PHARMACEUTICALS(COM) Brown Michael S D -2 40-20

REGENT GROUP INC(COM) Iong Robert M D – 1-0

REGIS CORP MN(COM) Hoyt Susan S D -4 22-13

REGIS CORP MN(COM) Bergly Kris O -4 22-13

REGIS CORP MN(COM) Finkelstein Paul D P -4 22-13

REGIS CORP MN(COM) Kunin Myron D CB -4 22-13

RENAL CARE GROUP INC(COM) Meredith W T D -4 34-21

REPUBLIC FIRST BANCORP IN(COM) Adelberg Kenneth D 4 6-4

REPUBLIC FIRST BANCORP IN(COM) Bradley Michael J D 4 6-4

REPUBLIC FIRST BANCORP IN(COM) Wildstein Harris D 4 6-4

RES-CARE INC(COM) Pettinelli Vincent D D -1 9-4

RESOURCES CONNECTION INC(COM) Offensend David G D -3 33-16

RF MICRODEVICES INC(COM) Geissberger Arthur E VP -3 37-9

RICHARDSON ELECTRONICS LT(COM) Kennedy Murray J VP -2 15-7

RIVERSTONE NETWORKS INC(COM) Jaeger Eric D -3 24-5

RIVERSTONE NETWORKS INC(COM) Patel Piyush D -3 24-5

RMH TELESERVICES INC(COM) Lakin Greg D -1 19-4

ROSS STORES INC(COM) Balmuth Michael A O -9 31-13

ROSS STORES INC(COM) Peters James C P -9 31-13

ROSS STORES INC(COM) Higby Lawrence M D -9 31-13

ROSS STORES INC(COM) Call John G O -9 31-13

ROSS STORES INC(COM) Levy Barbara O -9 31-13

ROSS STORES INC(COM) Askanas Mark S O -9 31-13

ROSS STORES INC(COM) Fassio James O -9 31-13

ROSS SYS INC ROSS 1,000

ROYAL PRECISION INC(COM) RIFL 6,500

RWD TECHNOLOGIES INC(COM) RWDT 37,000

RWD TECHNOLOGIES INC(COM) RWDT 1,000

RYANS FAMILY STEAK HOUSES(COM) RYAN 10,000 [*]

RYANS FAMILY STEAK HOUSES(COM) RYAN 1,100

S1 CORPORATION(COM) SONE 35,700 [*]

S1 CORPORATION(COM) SONE 41,500

S1 CORPORATION(COM) SONE 1,825

SABA SOFTWARE INC(COM) SABA 20,000

SABA SOFTWARE INC(COM) SABA 49,000

SABA SOFTWARE INC(COM) SABA 20,000

SABA SOFTWARE INC(COM) SABA 13,000

SAFENET INC(COM) SFNT 400

SALIX PHARMACEUTICALS LTD(ORD) SLXP 6,500

SCB COMPUTER TECHNOLOGY I(COM) SCBI 40,000

SCHEIN HENRY INC(COM) HSIC 1,982,856

SCHOLASTIC CORP(COM) SCHL 25,000 [*]

SCOTTISH ANNUITY & LIFE H(ORD) SCOT 981

SCOTTISH ANNUITY & LIFE H(ORD) SCOT 500

SEEBEYOND TECHNOLOGIES CO(COM) SBYN 214,286

SEEBEYOND TECHNOLOGIES CO(COM) SBYN 103,475

SEEBEYOND TECHNOLOGIES CO(COM) SBYN 3,090,516

SEEBEYOND TECHNOLOGIES CO(COM) SBYN 4,406,038

SEEBEYOND TECHNOLOGIES CO(COM) SBYN 214,286

SEIINVESTMENT CO(COM) SEIC 8,000 [*]

SEMTECH CORP(COM) SMTC 16,700 [*]

SEMTECH CORP(COM) SMTC 20,000 [*]

SHUFFLE MASTER INC(COM) SHFL 200

SHUFFLE MASTER INC(COM) SHFL 300

SILGAN HOLDINGS INC(COM) SLGN 25,500

SILGAN HOLDINGS INC(COM) SLGN 1,900 [*]

SILGAN HOLDINGS INC(COM) SLGN 5,000 [*]

SILVERADO GOLD MINES LTD SLGLF 25,000

SIMON TRANSPORTATION SVCS INC SIMN 44,000

SKYWEST INC(COM) SKYW 12,000

SMARTSERV ONLINE INC SSOL 5,000

SMITH & WOLLENSKY RESTAUR(COM) SWRG 1,000

SOFTNET SYSTEMS INC(COM) SOFN 3,600

SOUND FED BANCORP(COM) SFFS 1,000

SOUTH ALBAMA BANCORPORAT(COM) SABC 1,000

SOUTHERN ENERGY HOMES INC(COM) SEHI 32,500

SOUTHERN ENERGY HOMES INC(COM) SEHI 10,000

SPECTRA-PHYSICS INC(COM) SPLI 9,218 [*]

SPECTRANETICS CORP(COM) SPNC 1,000

SPECTRASITE HLDGS INC(COM) SITE 6,983,332

SPECTRASITE HLDGS INC(COM) SITE 2,047,381

SPEECHWORKS INTERNATIONAL(COM) SPWX 3,500

SPEECHWORKS INTERNATIONAL(COM) SPWX 3,000

SPEECHWORKS INTERNATIONAL(COM) SPWX 1,125

SPEECHWORKS INTERNATIONAL(COM) SPWX 35,000

SPEECHWORKS INTERNATIONAL(COM) SPWX 2,000

SPSS INC(COM) SPSS 4,000

ST MARY LD & EXPL CO(COM) MARY 36,100 [*]

STAMPS COMINC(COM) STMP 89,831

STAMPS COMINC(COM) STMP 140,000

STANDARD ENERGY CORP(COM) STDE 40,000

STANDARD MANAGEMENT CORP(COM) SMAN 1,000

STAPLES INC(COM) SPLS 30,917

STAPLES INC(COM) SPLS 61,421

STAPLES INC(COM) SPLS 50,486 [*]

STAPLES INC(COM) SPLS 85,687

STAPLES INC(COM) SPLS 172,420 [*]

STAPLES INC(COM) SPLS 14,082

STAPLES INC(COM) SPLS 383 [*]

STAPLES INC(COM) SPLS 889 [*]

STAPLES INC(COM) SPLS 13,236

STAPLES INC(COM) SPLS 2,543

STAPLES INC(COM) SPLS 107,841 [*]

ROSS SYS INC 9/4-5/01 3.00-3.02 30,000

ROSS SYS INC 9/26/01 3.15 6,500

ROYAL PRECISION INC(COM) 9/4-20/01 2.15-2.58 N/R

RWD TECHNOLOGIES INC(COM) 8/24-9/7/01 2.84-3.00 40,000

RWD TECHNOLOGIES INC(COM) 8/17/01 3.00 3,319

RWD TECHNOLOGIES INC(COM) 8/13/01 3.00 4,703

RYANS FAMILY STEAK HOUSES(COM) 9/10/01 18.00 9,000

RYANS FAMILY STEAK HOUSES(COM) 9/5-6/01 17.61-17.66 4,565

S1 CORPORATION(COM) 9/4-28/01 6.74-11.61 161,074

S1 CORPORATION(COM) 9/27/01 8.35 41,500

S1 CORPORATION(COM) 9/27/01 6.25 3,521

SABA SOFTWARE INC(COM) 9/28/01 2.03 265,789

SABA SOFTWARE INC(COM) 9/4-18/01 5.46-8.22 6,951,334

SABA SOFTWARE INC(COM) 9/28/01 2.04-2.10 272,709

SABA SOFTWARE INC(COM) 9/28/01 2.00 233,000

SAFENET INC(COM) 9/27/01 6.40 2,000

SALIX PHARMACEUTICALS LTD(ORD) 9/4/01 14.80 864,361

SCb COMPUTER TECHNOLOGY I(COM) 9/19-21/01 0.74-0.77 181,200

SCHEIN HENRY INC(COM) 9/28/01 35.00 439,443

SCHOLASTIC CORP(COM) 9/25/01 40.10-40.30 0

SCOTTISH ANNUITY & LIFE H(ORD) 9/1-24/01 14.40-16.09 29,572

SCOTTISH ANNUITY & LIFE H(ORD) 9/28/01 15.06 2,600

SEEBEYOND TECHNOLOGIES CO(COM) 9/21/01 1.40 815,049

SEEBEYOND TECHNOLOGIES CO(COM) 9/10-20/01 1.87-14.86 25,826

SEEBEYOND TECHNOLOGIES CO(COM) 9/21/01 1.40 3,558,085

SEEBEYOND TECHNOLOGIES CO(COM) 9/5-21/01 1.40-5.05 25,294,218

SEEBEYOND TECHNOLOGIES CO(COM) 9/21/01 1.40 2,941,812

SEIINVESTMENT CO(COM) 9/26-28/01 32.40-32.70 2,011,914

SEMTECH CORP(COM) 9/7/01 37.00-37.08 125,296

SEMTECH CORP(COM) 9/5/01 36.01-36.05 90,000

SHUFFLE MASTER INC(COM) 9/20/01 11.25 13,700

SHUFFLE MASTER INC(COM) 9/20/01 10.32 400

SILGAN HOLDINGS INC(COM) 9/4-6/01 22.09-22.20 45,548

SILGAN HOLDINGS INC(COM) 9/4-5/01 22.35 84,410

SILGAN HOLDINGS INC(COM) 9/5/01 22.00 300

SILVERADO GOLD MINES LTD 9/18-21/01 0.13-0.15 5,000

SIMON TRANSPORTATION SVCS INC 9/5/01 4.25 11,507

SIMON TRANSPORTATION SVCS INC 9/5/01 4.25 2,910,949

SKYWEST INC(COM) 9/4/01 32.15 15,000

SMARTSERV ONLINE INC 9/4-6/01 7.69-9.12 55,818

SMITH & WOLLENSKY RESTAUR(COM) 9/24/01 3.30 26,000

SOFTNET SYSTEMS INC(COM) 9/21-28/01 1.49-1.60 18,000

SOUND FED BANCORP(COM) 9/17-19/01 13.00 40,268

SOUTH ALBAMA BANCORPORAT(COM) 9/20/01 9.50 135,950

SOUTHERN ENERGY HOMES INC(COM) 9/21-28/01 1.51-1.55 477,500

SOUTHERN ENERGY HOMES INC(COM) 9/27/01 1.44-1.60 23,900

SOUTHERN ENERGY HOMES INC(COM) 9/21/01 1.50 110,034

SPECTRA-PHYSICS INC(COM) 8/22/01 21.19-21.20 367

SPECTRANETICS CORP(COM) 9/21/01 2.10-2.12 8,818

SPECTRASITE HLDGS INC(COM) 9/5-7/01 2.57-2.60 33,599,673

SPECTRASITE HLDGS INC(COM) 9/5-7/01 2.57-2.60 33,982,546

SPEECHWORKS INTERNATIONAL(COM) 9/4-10/2/01 4.76-8.23 55,682

SPEECHWORKS INTERNATIONAL(COM) 9/5/01 8.00 43,098

SPEECHWORKS INTERNATIONAL(COM) 9/7/01 7.11 21,875

SPEECHWORKS INTERNATIONAL(COM) 9/6/01 6.99 850,711

SPEECHWORKS INTERNATIONAL(COM) 9/4/01 8.09 595,643

SPSS INC(COM) 9/26/01 15.68 46,456

ST MARY LD & EXPL CO(COM) 9/5-10/01 19.50-19.63 24,718

STAMPS COMINC(COM) 9/20/01 2.17 0

STAMPS COMINC(COM) 8/3-14/01 2.45 3,886,448

STANDARD ENERGY CORP(COM) 9/25-28/01 0.10 5,464,200

STANDARD MANAGEMENT CORP(COM) 9/7/01 6.04 224,392

STAPLES INC(COM) 9/6/01 15.05 63,139

STAPLES INC(COM) 9/6/01 15.05 178,862

STAPLES INC(COM) 9/6/01 15.05 276,100

STAPLES INC(COM) 9/6/01 15.05 96,894

STAPLES INC(COM) 9/6/01 15.05 26,849

STAPLES INC(COM) 9/6/01 15.05 45,515

STAPLES INC(COM) 9/6/01 15.05 24,740

STAPLES INC(COM) 9/4/01 15.05-15.51 13,609

STAPLES INC(COM) 9/6/01 15.05 24,740

STAPLES INC(COM) 9/6/01 15.05 45,814

ROSS SYS INC Webster Robert B O 3

ROSS SYS INC Nowacki Gary OX 3

ROYAL PRECISION INC(COM) Johnston Richard P CB 1

RWD TECHNOLOGIES INC(COM) Oconnell Robert T D 1

RWD TECHNOLOGIES INC(COM) Rubin Robert M D 1

RWD TECHNOLOGIES INC(COM) Shelton Henry D 1

RYANS FAMILY STEAK HOUSES(COM) Shaw Alan E O -1

RYANS FAMILY STEAK HOUSES(COM) Graham Morgan A O -1

S1 CORPORATION(COM) Mahan James S CB 1

S1 CORPORATION(COM) Ellertson Jaime O 1

S1 CORPORATION(COM) hale matthew O 1

SABA SOFTWARE INC(COM) Allred Douglas C D -1

SABA SOFTWARE INC(COM) Yazdani Babak CB -1

SABA SOFTWARE INC(COM) Cohn Robert D -1

SABA SOFTWARE INC(COM) kiani Joe D -1

SAFENET INC(COM) Heron George L VP 1

SALIX PHARMACEUTICALS LTD(ORD) Johnson Lorin K O –

SCb COMPUTER TECHNOLOGY I(COM) Boling Michael J O 1

SCHEIN HENRY INC(COM) Schein Marvin H D -1

SCHOLASTIC CORP(COM) Feiwel Jean O -1

SCOTTISH ANNUITY & LIFE H(ORD) WilIkomm Scott E P –

SCOTTISH ANNUITY & LIFE H(ORD) Mcavity Thomas A O –

SEEBEYOND TECHNOLOGIES CO(COM) Hassanein Salah M D 1

SEEBEYOND TECHNOLOGIES CO(COM) Mitchell Kathleen M O 1

SEEBEYOND TECHNOLOGIES CO(COM) Lane Raymond J D 1

SEEBEYOND TECHNOLOGIES CO(COM) Demetriades James P 1

SEEBEYOND TECHNOLOGIES CO(COM) Ledger Steven A D 1

SEIINVESTMENT CO(COM) Romeo Carmen V OT -1

SEMTECH CORP(COM) Plummer Wylie VP -4

SEMTECH CORP(COM) Schraith James D -4

SHUFFLE MASTER INC(COM) Sutton Thomas D 2

SHUFFLE MASTER INC(COM) Robson Ken D 2

SILGAN HOLDINGS INC(COM) Hughes Gary M OS -9

SILGAN HOLDINGS INC(COM) Rankin Harley O -9

SILGAN HOLDINGS INC(COM) Greulich L G OS -9

SILVERADO GOLD MINES LTD Armstrong Edward J OS -1

SIMON TRANSPORTATION SVCS INC Lang Alban B O 1

SIMON TRANSPORTATION SVCS INC Moyes Jerry DO 1

SIMON TRANSPORTATION SVCS INC Moyes Vicide UT 1

SKYWEST INC(COM) Udvarhazy Steven F D 3

SMARTSERV ONLINE INC Pearl Robert O -1

SMITH & WOLLENSKY RESTAUR(COM) Zuriff Eugene I D 1

SOFTNET SYSTEMS INC(COM) Colley Greg OT 1

SOUND FED BANCORP(COM) Gloifre Rruno J D 1

SOUTH ALBAMA BANCORPORAT(COM) Crawford Stephen G D –

SOUTHERN ENERGY HOMES INC(COM) Holdbrooks Clinton O D 3

SOUTHERN ENERGY HOMES INC(COM) Batchelor Dan E VP 3

SOUTHERN ENERGY HOMES INC(COM) Holdbrooks Keith O P 3

SPECTRA-PHYSICS INC(COM) Halio Seth OT -1

SPECTRANETICS CORP(COM) Muth Dale T O 2

SPECTRASITE HLDGS INC(COM) Sorrel Lawrence B DO 6

SPECTRASITE HLDGS INC(COM) Mclnemey Thomas E DO 6

SPEECHWORKS INTERNATIONAL(COM) Patterson Stuart R P -6

SPEECHWORKS INTERNATIONAL(COM) Westelman Richard J O -6

SPEECHWORKS INTERNATIONAL(COM) Rutledge Charles O -6

SPEECHWORKS INTERNATIONAL(COM) Holthouse Mark A O -6

SPEECHWORKS INTERNATIONAL(COM) Ledingham William O -6

SPSS INC(COM) Otterstatter Jonathan P O -2

ST MARY LD & EXPL CO(COM) Hellerstein Mark A P –

STAMPS COMINC(COM) Runyon Marvin F -2

STAMPS COMINC(COM) Clancy Thomas N F -2

STANDARD ENERGY CORP(COM) Nelson Pamela K D -1

STANDARD MANAGEMENT CORP(COM) Hunter Ronald D CB 2

STAPLES INC(COM) Gentry Richard R O -14

STAPLES INC(COM) Mahoney John J O -14

STAPLES INC(COM) Vassalluzzo Joseph S O -14

STAPLES INC(COM) Hoyt Susan S O -14

STAPLES INC(COM) Lewis Jeanne B O -14

STAPLES INC(COM) Light Brian O -14

STAPLES INC(COM) Ellinger Deborah O -14

STAPLES INC(COM) Moore Robert J O -14

STAPLES INC(COM) Ellinger Deborah O -14

STAPLES INC(COM) Barton John O -14

ROSS SYS INC 4-0

ROYAL PRECISION INC(COM) 3-1

RWD TECHNOLOGIES INC(COM) 7-2

RWD TECHNOLOGIES INC(COM) 7 2

RWD TECHNOLOGIES INC(COM) 7-2

RYANS FAMILY STEAK HOUSES(COM) 19-7

S1 CORPORATION(COM) 14-5

SABA SOFTWARE INC(COM) 28-2

SAFENET INC(COM) 64-6

SALIX PHARMACEUTICALS LTD(ORD) 25-7

SCb COMPUTER TECHNOLOGY I(COM) 1-0

SCHEIN HENRY INC(COM) 40-20

SCHOLASTIC CORP(COM) 97-35

SCOTTISH ANNUITY & LIFE H(ORD) 19-8

SEEBEYOND TECHNOLOGIES CO(COM) 23-1

SEIINVESTMENT CO(COM) 123-28

SEMTECH CORP(COM) 40-15

SHUFFLE MASTER INC(COM) 34-10

SILGAN HOLDINGS INC(COM) 25-6

SILVERADO GOLD MINES LTD 1-0

SIMON TRANSPORTATION SVCS INC 6-1

SKYWEST INC(COM) 60-11

SMARTSERV ONLINE INC 20-5

SMITH & WOLLENSKY RESTAUR(COM) 8-3

SOFTNET SYSTEMS INC(COM) 5-1

SOUND FED BANCORP(COM) 15-9

SOUTH ALBAMA BANCORPORAT(COM) 15-8

SOUTHERN ENERGY HOMES INC(COM) 3-1

SPECTRA-PHYSICS INC(COM) 48-13

SPECTRANETICS CORP(COM) 3-1

SPECTRASITE HLDGS INC(COM) 21-2

SPEECHWORKS INTERNATIONAL(COM) 94-4

SPSS INC(COM) 25-12

ST MARY LD & EXPL CO(COM) 35-15

STAMPS COMINC(COM) 4-2

STANDARD ENERGY CORP(COM) 0

STANDARD MANAGEMENT CORP(COM) 7-3

STAPLES INC(COM) 18-11

STAPLES INC(COM) SPLS 14,454

STAPLES INC(COM) SPLS 15,362 [*]

STAPLES INC(COM) SPLS 52,069

STAPLES INC(COM) SPLS 135,261

STAPLES INC(COM) SPLS 12,027

STAPLES INC(COM) SPLS 146,250 [*]

STAPLES INC(COM) SPLS 61,421

STAPLES INC(COM) SPLS 150,792 [*]

STARBUCKS CORP(COM) SBUX 5,000

STEWART & STEVENSON SERVI(COM) SSSS 1,500 [*]

STEWART & STEVENSON SERVI(COM) SSSS 1,000

STORAGENETWORKS INC(COM) STOR 667

STORAGENETWORKS INC(COM) STOR 25,000

STORAGENETWORKS INC(COM) STOR 667

STORAGENETWORKS INC(COM) STOR 166,668

STRAYER EDUCATION INC(COM) STRA 1,000

STREICHER MOBILE FUELING (COM) FUEL 133,333

STREICHER MOBILE FUELING (COM) FUEL 1,500

SUMMIT FINANCIAL GROUP IN(COM) SMMF 1,116

SUN BANCORP INC NJ(COM) SNBC 500

SUPERIOR CONSULTANT HLDGS(COM) SUPC 1,195

SUPERIOR CONSULTANT HLDGS(COM) SUPC 3,940

SUPERIOR CONSULTANT HLDGS(COM) SUPC 21,175

SUPERIOR CONSULTANT HLDGS(COM) SUPC 3,025

SUPERIOR CONSULTANT HLDGS(COM) SUPC 2,500

SUPERIOR CONSULTANT HLDGS(COM) SUPC 2,110

SUPERIOR CONSULTANT HLDGS(COM) SUPC 21,175

SUPERIOR FINANCIAL CORP(COM) SUFI 200

SUREWEST COMMUNICATIONS(COM) SURW 1,500

SUREWEST COMMUNICATIONS(COM) SURW 1,250

TARGETED GENETICS CORP(COM) TGEN 6,000

TAYLOR DEVICES INC(COM) TAYD 575

TAYLOR DEVICES INC(COM) TAYD 622

TBC CORP(COM) TBCC 1,000

TDK MEDIACTIVE INC(COM) TDKM 10,000

TECH DATA CORP(COM) TECD 199,704

TECH DATA CORP(COM) TECD 5,000

TECH DATA CORP(COM) TECD 10,000

TECH DATA CORP(COM) TECD 9,900 [*]

TECH DATA CORP(COM) TECD 3,000 [*]

TECH DATA CORP(COM) TECD 11,000 [*]

TECH DATA CORP(COM) TECD 5,000 [*]

TECH DATA CORP(COM) TECD 7,000 [*]

TEKNOWLEDGE CORP TEKC 1,000

TELECORP PCS INC NEW TLCP 64,500

TELECORP PCS INC NEW TLCP 46,800

TIPPINGPOINT TECH INC(COM) TPTI 2,700

TRANSGENOMIC INC(COM) TBIO 36,500

TREND MINING CO(COM) TRDM 50,000

TRIANGLE PHARMACEUTICALS(COM) VIRS 4,000

TRIMEDYNE INC(COM) TMED 40,000

TROY FINL CORP(COM) TRYF 5,000

TROY FINL CORP(COM) TRYF 4,200

TRUDY CORP(COM) TRDY 1,100,000

TRUSTCO BK CORP N Y(COM) TRST 47,000

TURNSTONE SYSTEMS INC(COM) TSTN 7,500

U S PHYSICAL THERAPY INC(COM) USPH 3,600 [*]

UGLY DUCKLING CORP(COM) UGLY 27,144

ULTRAK INC ULTK 17,000

ULTRALIFE BATTERIES INC(COM) ULBI 3,500

UMB FINL CORP(COM) UMBF 2,000

UNIFAB INTL INC(COM) UFAB 1,000

UNITED SECURITY BANCSHARE(COM) UBFO 200

UNITED SHIPPING & TECHNOL(COM) USHP 2,000

UNITEDGLOBALCOM INC UCOMA 5,000

UNITY BANCORP INC(COM) UNTY 48,700

UNITY BANCORP INC(COM) UNTY 12,000

UNITY BANCORP INC(COM) UNTY 48,700

UNITY BANCORP INC(COM) UNTY 15,206

UNITY BANCORP INC(COM) UNTY 6,000

UNITY BANCORP INC(COM) UNTY 5,000

UNIVERSAL FOREST PRODUCTS(COM) UFPI 24,000

STAPLES INC(COM) 9/6/01 15.05 47,891

STAPLES INC(COM) 9/6/01 15.05 9,000

STAPLES INC(COM) 9/6/01 15.05 142,051

STAPLES INC(COM) 9/6/01 15.05 N/R

STAPLES INC(COM) 9/6/01 15.05 22,329

STAPLES INC(COM) 9/6/01 15.05 96,894

STAPLES INC(COM) 9/6/01 15.05 276,100

STAPLES INC(COM) 9/6/01 15.05 178,862

STARBUCKS CORP(COM) 9/17/01 16.00 9,800

STEWART & STEVENSON SERVI(COM) 9/28/01 22.80-22.93 2,300

STORAGENETWORKS INC(COM) 9/10/01 3.91 8,587,447

STORAGENETWORKS INC(COM) 9/4-7/01 3.88-5.00 4,804,404

STORAGENETWORKS INC(COM) 9/4/01 5.45 8,587,447

STORAGENETWORKS INC(COM) 9/4-7/01 3.88-5.00 4,281,580

STRAYER EDUCATION INC(COM) 9/5/01 44.87-45.34 5,000

STREICHER MOBILE FUELING (COM) 9/21/01 1.50 133,333

STREICHER MOBILE FUELING (COM) 9/5-7/01 1.50 1,500

SUMMIT FINANCIAL GROUP IN(COM) 9/24-27/01 23.25 47,652

SUN BANCORP INC NJ(COM) 9/20/01 10.75 N/R

SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 5,195

SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 251,965

SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 706,310

SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 9,625

SUPERIOR CONSULTANT HLDGS(COM) 8/20/01 4.50 5,000

SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 339,963

SUPERIOR CONSULTANT HLDGS(COM) 9/19-28/01 3.47-4.02 3,379,224

SUPERIOR FINANCIAL CORP(COM) 9/20/01 14.75 500

SUREWEST COMMUNICATIONS(COM) 8/10/01 40.52 3,200

SUREWEST COMMUNICATIONS(COM) 9/5/01 40.35 17,919

SUREWEST COMMUNICATIONS(COM) 9/5/01 40.35 2,750

SUREWEST COMMUNICATIONS(COM) 9/5/01 40.35 58,882

TARGETED GENETICS CORP(COM) 9/17-25/01 1.77-2.55 132,665

TAYLOR DEVICES INC(COM) 9/30/01 4.17 43,500

TAYLOR DEVICES INC(COM) 9/30/01 4.17 37,349

TBC CORP(COM) 9/17/01 9.40 59,450

TDK MEDIACTIVE INC(COM) 9/17/01 0.86-0.90 20,000

TECH DATA CORP(COM) 9/7-10/01 39.64-40.40 2,071,396

TECH DATA CORP(COM) 9/5/01 39.50 20,067

TECH DATA CORP(COM) 9/5/01 40.23 26,678

TECH DATA CORP(COM) 9/10/01 40.13 854

TECH DATA CORP(COM) 9/7/01 40.00 0

TECH DATA CORP(COM) 9/5/01 39.10 22,364

TECH DATA CORP(COM) 9/7-20/01 37.00-40.95 800

TECH DATA CORP(COM) 9/6/01 40.13 17,129

TEKNOWLEDGE CORP 9/18/01 3.20-3.23 699,857

TELECORP PCS INC NEW 9/21/01 11.40-11.85 N/R

TELECORP PCS INC NEW 9/19/01 11.75 2,907,765

TIPPINGPOINT TECH INC(COM) 9/10/01 7.50 1,170,307

TRANSGENOMIC INC(COM) 9/10-28/01 6.95-9.30 4,835,654

TREND MINING CO(COM) 9/20/01 0.50 35,000

TRIANGLE PHARMACEUTICALS(COM) 9/27/01 2.85 10,000

TRIMEDYNE INC(COM) 9/7/01 0.28 40,000

TROY FINL CORP(COM) 9/21/01 19.65 5,000

TROY FINL CORP(COM) 9/18/01 18.50-19.00 181,585

TRUDY CORP(COM) 9/12-26/01 0.01 4,350,000

TRUSTCO BK CORP N Y(COM) 9/4/01 13.82 14,480

TURNSTONE SYSTEMS INC(COM) 9/4-5/01 3.60-3.65 272,560

U S PHYSICAL THERAPY INC(COM) 9/4/01 16.67 0

UGLY DUCKLING CORP(COM) 9/28/01 2.77-2.90 0

ULTRAK INC 8/19-9/27/01 1.19-1.60 1,392,403

ULTRALIFE BATTERIES INC(COM) 9/17-21/01 4.50-4.75 291,000

UMB FINL CORP(COM) 9/4-18/01 38.50-41.50 169,119

UNIFAB INTL INC(COM) 9/4/01 2.00 2,541

UNITED SECURITY BANCSHARE(COM) 9/7-9/01 16.75 303,595

UNITED SHIPPING & TECHNOL(COM) 9/25/01 1.00 2,000

UNITEDGLOBALCOM INC 9/21/01 1.73 292,134

UNITY BANCORP INC(COM) 9/28/01 4.11 268,169

UNITY BANCORP INC(COM) 9/28/01 4.11 116,541

UNITY BANCORP INC(COM) 9/28/01 4.11 268,169

UNITY BANCORP INC(COM) 9/28/01 4.11 142,631

UNITY BANCORP INC(COM) 9/5/01 5.00 6,928

UNITY BANCORP INC(COM) 9/28/01 4.11 188,995

UNIVERSAL FOREST PRODUCTS(COM) 9/4-28/01 19.06-20.40 3,972,078

STAPLES INC(COM) Goodman Shira O -14 18-11

STAPLES INC(COM) Morse Lawrence J OS -14 18-11

STAPLES INC(COM) Doody Joseph G OS -14 18-11

STAPLES INC(COM) Lewis Jeanne B O -14 18-11

STAPLES INC(COM) Vanwoerkom Jack A O -14 18-11

STAPLES INC(COM) Hoyt Susan S O -14 18-11

STAPLES INC(COM) Vassalluzzo Joseph S O -14 18-11

STAPLES INC(COM) Manhoney John J O -14 18-11

STARBUCKS CORP(COM) Foley Craig J D 1 50-14

STEWART & STEVENSON SERVI(COM) Farris James C VP – 36-20

STORAGENETWORKS INC(COM) Blumenthal Randall A F -5 83-4

STORAGENETWORKS INC(COM) Miller William D CT -5 83-4

STORAGENETWORKS INC(COM) Blumenthal Randall A F -5 83-4

STORAGENETWORKS INC(COM) Bell Peter W O -5 83-4

STRAYER EDUCATION INC(COM) Brown Mark C O 2 54-20

STREICHER MOBILE FUELING (COM) Picow Robert S D 2 2-1

STREICHER MOBILE FUELING (COM) Gathright Richard E P 2 2-1

SUMMIT FINANCIAL GROUP IN(COM) Hinkle Gary L D 3 47-22

SUN BANCORP INC NJ(COM) Wilmot Tomothy J D 1 14-7

SUPERIOR CONSULTANT HLDGS(COM) Saslow Richard P VP 6 6-2

SUPERIOR CONSULTANT HLDGS(COM) Huntzinger George S P 6 6-2

SUPERIOR CONSULTANT HLDGS(COM) Aprahamian Ronald V CB 6 6-2

SUPERIOR CONSULTANT HLDGS(COM) Tyagi Satish K DO 6 6-2

SUPERIOR CONSULTANT HLDGS(COM) Sorensen Richard R O 6 6-2

SUPERIOR CONSULTANT HLDGS(COM) Bracken Charles O DO 6 6-2

SUPERIOR CONSULTANT HLDGS(COM) Helppie Richard O 6 6-2

SUPERIOR FINANCIAL CORP(COM) Gahr Brian A D 1 17-11

SUREWEST COMMUNICATIONS(COM) Doerhoff Neil J D 4 55-39

SUREWEST COMMUNICATIONS(COM) Roberts John R D 4 55-39

SUREWEST COMMUNICATIONS(COM) Taron Timothy D D 4 55-39

SUREWEST COMMUNICATIONS(COM) Doyle Kirk C D 4 55-39

TARGETED GENETICS CORP(COM) Carter Barrie J O 1 12-2

TAYLOR DEVICES INC(COM) Taylor Douglas P P 3 6-3

TAYLOR DEVICES INC(COM) Hill Richard G VP 3 6-3

TBC CORP(COM) Day Larry J P 1 12-4

TDK MEDIACTIVE INC(COM) Tanabe Shin P 1 1-0

TECH DATA CORP(COM) Raymund Steven A CB -8 45-25

TECH DATA CORP(COM) Singleton Arthur W VP -8 45-25

TECH DATA CORP(COM) Trepani Joseph B O -8 45-25

TECH DATA CORP(COM) Todd William K O -8 45-25

TECH DATA CORP(COM) Youna Gerald O -8 45-25

TECH DATA CORP(COM) Connelly Patrick O -8 45-25

TECH DATA CORP(COM) Dannewitz Charles V O -8 45-25

TECH DATA CORP(COM) Howells Jeffrey O -8 45-25

TEKNOWLEDGE CORP Jacobstein Nei A H 1 7-2

TELECORP PCS INC NEW Veriot Gerald T O 2 28-10

TELECORP PCS INC NEW Sullivan Thomas H O 2 28-10

TIPPINGPOINT TECH INC(COM) McHale John F CB 1 9-0

TRANSGENOMIC INC(COM) DSilva Collin J CB -1 19-6

TREND MINING CO(COM) Mancuso Thomas K VP -2 1

TRIANGLE PHARMACEUTICALS(COM) Grabowski Henry G D 1 9-2

TRIMEDYNE INC(COM) Horowitz Richard F D 1 2-0

TROY FINL CORP(COM) Cross Wilbur J D 2 22-12

TROY FINL CORP(COM) Arakelian George H D 2 22-12

TRUDY CORP(COM) Nalle Peter D D 1 0

TRUSTCO BK CORP N Y(COM) Barthold Lionel O D -1 15-10

TURNSTONE SYSTEMS INC(COM) Panahi Shames S O -3 30-2

U S PHYSICAL THERAPY INC(COM) Spradlin Roy CB -8 31-12

UGLY DUCKLING CORP(COM) Willey Frank P D -1 6-3

ULTRAK INC Broady George K O 1 6-1

ULTRALIFE BATTERIES INC(COM) Abeles Joseph C D 1 10-4

UMB FINL CORP(COM) Rolley Alan W D -2 46-33

UNIFAB INTL INC(COM) Roman Peter J O 3 10-2

UNITED SECURITY BANCSHARE(COM) Woods Dennis P 4 18-16

UNITED SHIPPING & TECHNOL(COM) Parell Jeffry J O 1 5-0

UNITEDGLOBALCOM INC Rochelle Curtis W D 1 33-1

UNITY BANCORP INC(COM) Dallas Robert H DO 4 6-2

UNITY BANCORP INC(COM) Loring Charles S D 4 6-2

UNITY BANCORP INC(COM) Dallas David D DO 4 6-2

UNITY BANCORP INC(COM) Stothoff Samuel D 4 6-2

UNITY BANCORP INC(COM) Downes Michael F OS 4 6-2

UNITY BANCORP INC(COM) Detommaso Peter P D 4 6-2

UNIVERSAL FOREST PRODUCTS(COM) Secchia Peter F CB -3 23-12

UNIVERSAL FOREST PRODUCTS(COM) UFPI 8,600

UNIVERSAL FOREST PRODUCTS(COM) UFPI 10,000

UNIVERSAL MANUFACTURING C(COM) UFMG 3,000

URBAN OUTFITTERS INC(COM) URBN 40,000

US UNWIRED INC UNWR 51,500

US UNWIRED INC UNWR 30,000

US UNWIRED INC UNWR 75,000

UTSTARCOMINC(COM) UTSI 10,000 [*]

VA LINUX SYSTEMS INC(COM) LNUX 10,000

VALLEY FINL CORP VA(COM) VYFC 700

VASTERA INC(COM) VAST 26,400

VASTERA INC(COM) VAST 1,000 [*]

VIB CORP(COM) VIBC 2,700

VIRAGE LOGIC CORP(COM) VIRL 7,500

VIRAGE LOGIC CORP(COM) VIRL 15,500

VSE CORP(COM) VSEC 1,400

W HLDG CO INC(COM) WBPR 1,900

W HLDG CO INC(COM) WBPR 2,000

WATERSIDE CAPITAL CORP(COM) WSCC 2,300

WAVE SYSTEMS CORP WAVX 46,500

WESTAFF INC(COM) WSTF 19,800

WESTELL TECHNOLOGIES INC WSTL 18,000

WESTELL TECHNOLOGIES INC WSTL 50,000

WESTELL TECHNOLOGIES INC WSTL 140,000

WESTERN SIERRA BANCORP(COM) WSBA 4,883

WET SEAL INC WTSLA 5,750 [*]

WINTRUST FINANCIAL CORP(COM) WTFC 1,000

WORLDWIDE PETROMOLY INC(COM) MOLY 155,000

WORLDWIDE PETROMOLY INC(COM) MOLY 42,298

WULF INTL CORP WLFO 160,000

X-RITE INC(COM) XRIT 407

ZOLTEK COS INC(COM) ZOLT 20,000

UNIVERSAL FOREST PRODUCTS(COM) 9/4/01 20.50-20.70 479,900

UNIVERSAL FOREST PRODUCTS(COM) 9/4/01 20.50-20.70 55,000

UNIVERSAL MANUFACTURING C(COM) 10/1/01 1.30-1.70 36,300

URBAN OUTFITTERS INC(COM) 9/7-10/01 15.77-16.46 7,225,450

US UNWIRED INC 9/4-28/01 9.14-11.04 110,600

US UNWIRED INC 9/4-28/01 9.14-10.52 82,330

US UNWIRED INC 9/4-28/01 9.14-11.04 137,520

UTSTARCOMINC(COM) 9/4/01 16.40 N/R

VA LINUX SYSTEMS INC(COM) 9/5/01 1.21 5,290,288

VALLEY FINL CORP VA(COM) 9/24-27/01 12.25-14.50 116,700

VASTERA INC(COM) 9/4-19/01 7.82-9.98 38,586

VASTERA INC(COM) 9/4/01 10.00 0

VIB CORP(COM) 9/5-28/01 9.00-10.70 222,582

VIRAGE LOGIC CORP(COM) 8/1-9/4/01 11.60-12.90 4,464,500

VIRAGE LOGIC CORP(COM) 8/1-9/24/01 10.74-12.90 2,506,818

VSE CORP(COM) 9/20/01 5.50 916,924

W HLDG CO INC(COM) 9/21/01 12.00 25,700

W HLDG CO INC(COM) 9/20-21/01 13.80-14.15 1,658,040

WATERSIDE CAPITAL CORP(COM) 9/24/01 2.80-2.82 N/R

WAVE SYSTEMS CORP 9/5-26/01 2.00-2.15 1,913,693

WAVE SYSTEMS CORP 9/5-26/01 2.00-2.15 1,906,093

WESTAFF INC(COM) 9/4-27/01 1.48-1.90 6,506,768

WESTELL TECHNOLOGIES INC 8/17-9/20/01 0.95-1.08 12,000

WESTELL TECHNOLOGIES INC 8/23-30/01 1.25-1.33 N/R

WESTELL TECHNOLOGIES INC 8/20-30/01 1.26-1.33 N/R

WESTERN SIERRA BANCORP(COM) 8/8/01 14.50 47,016

WET SEAL INC 9/7-26/01 16.40-20.30 4,733

WINTRUST FINANCIAL CORP(COM) 9/25/01 27.50 9,869

WORLDWIDE PETROMOLY INC(COM) 9/20-26/01 0.05-0.09 41,393

WORLDWIDE PETROMOLY INC(COM) 9/25-27/01 0.07-0.11 15,755,920

WULF INTL CORP 9/10-28/01 0.06-0.08 3,137,640

X-RITE INC(COM) 10/1/01 6.72 48,113

ZOLTEK COS INC(COM) 9/19/01 3.16 5,685,200

UNIVERSAL FOREST PRODUCTS(COM) Shoffner Carroll M D -3 23-12

UNIVERSAL FOREST PRODUCTS(COM) Wright Gary A P -3 23-12

UNIVERSAL MANUFACTURING C(COM) Khoshabe Steve Y O 1 5-1

URBAN OUTFITTERS INC(COM) Hayne Richard A CB -1 17-7

US UNWIRED INC Henning William L CB – 13-5

US UNWIRED INC Henning Thomas G GC – 13-5

US UNWIRED INC Henning John A DO – 13-5

US UNWIRED INC Henning william L DO – 13-5

UTSTARCOMINC(COM) Berkowitz Paul O 1 28-13

VA LINUX SYSTEMS INC(COM) Augustin Larry M D -1 36-1

VALLEY FINL CORP VA(COM) Logan George W D 1 19-12

VASTERA INC(COM) Rishi Arjun O -6 21-7

VASTERA INC(COM) Palomba Mark E O -6 21-7

VIB CORP(COM) Kelly Thomas S D -1 11-6

VIRAGE LOGIC CORP(COM) Kablanian Adam A P -2 16-9

VIRAGE LOGIC CORP(COM) Shubat Alexander OX -2 16-9

VSE CORP(COM) Koonce Calvin S D 1 8-5

W HLDG CO INC(COM) Ruiz Cesar A D 4 17-9

W HLDG CO INC(COM) Tamboer Cornelius D 4 17-9

WATERSIDE CAPITAL CORP(COM) Chisman J W D 3 n/a

WAVE SYSTEMS CORP Sprague Peter J OD -2 15-2

WAVE SYSTEMS CORP Sprague Steven OD -2 15-2

WESTAFF INC(COM) Stover W R CB 1 3-1

WESTELL TECHNOLOGIES INC Dwyer Paul D 3 9-1

WESTELL TECHNOLOGIES INC Reynolds Thomas A D 3 9-1

WESTELL TECHNOLOGIES INC Kirby Howard D 3 9-1

WESTERN SIERRA BANCORP(COM) Kleinert Alan J D 1 15-10

WET SEAL INC Cadier Kim A O -1 38-12

WINTRUST FINANCIAL CORP(COM) Moschner Albin F D 3 32-16

WORLDWIDE PETROMOLY INC(COM) Boyd Donald P -2 0

WORLDWIDE PETROMOLY INC(COM) Vail Robert S CB -2 0

WULF INTL CORP Wolzen Randie D -1 1-0

X-RITE INC(COM) Kluting Duane F O 3 10-5

ZOLTEK COS INC(COM) Rumy Zsolt P 1 8-2

INSIDER TRADING

The Securities and Exchange Commission requires insiders(officers,

directors, persons with policy-making roles, and those owning 10% or

more of any equity security of a publicly-held company)to report,

within ten days after the month in which the transaction took place,

any purchase sale, redemption, etc. by them of their company’s shares.

Pertaining to the table below. BUY/SELL: Both open-market and private

transactions are listed; Option related sales are denoted with an

asterisk(*).

DATE/PRICE: Ranges of dates and/or prices are given if the trader

reported more than one transaction.

HOLDINGS: Total shares held both directly and indirectly by the insider.

INSIDER: Beneficial owners are not included.

TITLE AF: Affiliated Person; Al: Affiliate of Investment Advisor; B:

Beneficial Owner of 10% or more of any company security BC: Beneficial

Owner as Custodian; BT: Beneficial Owner as Trustee; CB: Chairman of the

Board; CP: Controlling Person; D: Director; DO: Director & Beneficial

Owner, DS: In direct Sharehol der; GP: General Partner; H: Officer,

Director & Beneficial Owner; IA: Investment Advisor; LP: Limited

Partner; MC: Member of Committee or Advisory Board; O: Officer; OB:

Officer & Beneficial Owner; OD: Officer & Director; OS: Officer of

Subsidiary; OX: Divisional Officer; P: President; R: Retired, Resigned,

Deceased, No Longer with Company SH: Share holder; T: Trustee; UN:

Unknown; VP: VicePresident; and, VT: VotingTrustee.

INSIDER RANKING: Net number of bullish (+) or bearish (-) insiders with

in the company during the past 90 days.

N/R: Information not reported on form.

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