Insider Trading: New York Stock Exchange
INSIDER TRADING
The Securities and Exchange Commission requires insiders (officers, directors, persons with policy-making roles, and those owning 10% or more of any equity security of a publicly-held company) to report, within ten days after the month in which the transaction took place, any purchase, sale, redemption, etc. by them of their company’s shares. Pertaining to the table below. BUY/SELL-Both open-market and private transactions are listed; Option related sales are denoted with an asterisk (*).DATE/PRICE: Ranges of dates and/or prices are given if the trader reported more than one transaction. HOLDINGS: Total shares held both directly and indirectly by the insider. INSIDER: Beneficial owners are not included. TITLE: AP: Affiliated Person; AI: Affiliate of Investment Advisor; B: Beneficial Owner of 10% or more of any company security; BC: Beneficial Owner as Custodian; BT: Beneficial Owner as Trustee; CB: Chairman of the Board; CP: Controlling Person; D: Director; DO: Director & Beneficial Owner; DS: Indirect Shareholder; GP: General Partner; H: Officer, Director & Beneficial Owner; IA: Investment Advisor; LP: Limited Partner; MC: Member of Committee or Advisory Board; O: Officer; OB: Officer & Beneficial Owner; OD: Officer & Director; OS: Officer of Subsidiary; OX: Divisional Officer; P: President; R: Retired, Resigned, Deceased, No Longer with Company; SH: Shareholder; T: Trustee; UN: Unknown; VP: Vice President; and, VT: Voting Trustee. INSIDER RANKING: Net number of bullish (+) or bearish (-) insiders with in the company during the past 90 days. N/R: Information not reported on form.
NEW YORK STOCK EXCHANGE
COMPANY TICKER BUY SELL DATE
AAR CORP(COM AIR 35,900 1/3-17/01
ASIA TIGERS FUND INC (COM) GRR 715 1/8/01
ASIA TIGERS FUND INC (COM) GRR 500 1/11/01
BRT RLTY TR (SH BEN INT) BRT 31,200 1/2-25/01
BRT RLTY TR (SH BEN INT) BRT 31,200 1/2-25/01
EDISON INTERNATIONAL (COM) EIX 1,000 12/23/00
ENESCO GROUP INC (COM) ENC 12,000 12/21-28/00
EQUITY INNS INC (COM) ENN 13,646 1/25/01
EQUITY INNS INC (COM) ENN 9,395 1/25/01
EQUITY INNS INC (COM) ENN 4,436 1/25/01
EQUITY INNS INC (COM) ENN 2,850 1/25/01
EQUITY INNS INC (COM) ENN 9,395 1/25/01
FEDERAL AGRICULTURAL MTG CORP AGM 7,667 [*] 1/23/01
FEDERAL AGRICULTURAL MTG CORP AGM 2,00 1/30/01
FORD MTR CO DEL F 32,403 12/1/00
GANNETT INC (COM) GCI 13,100 [*] 1/26/01
GANNETT INC (COM) GCI 17.260 [*] 1/5/01
GANNETT INC (COM) GCI 4,000 [*] 1/4/01
GANNETT INC (COM) GCI 13,300 [*] 1/3/01
GANNETT INC (COM) GCI 12,100 [*] 1/4/01
GLIMCHER REALTY TRUST (SH BEN INT) GRT 20,000 1/9/01
HEICO CORP HEI.A 2,000 1/29/01
HEICO CORP (COM) HEI 3,000 1/29-30/01
HILLENBRAND INDUSTRIES IN (COM) HB 2,000 1/5/01
HUBBELL INC HUB.B 750 1/22/01
IOMEGA CORP (COM) IOM 21,700 1/23-25/01
IPALCO ENTERPRISES INC (COM) IPL 2,698 1/3-4/01
IPALCO ENTERPRISES INC (COM) IPL 18,000 [*] 1/2/01
IPALCO ENTERPRISES INC (COM) IPL 20,000 1/2/01
IPALCO ENTERPRISES INC (COM) IPL 6,000 [*] 1/16-19/01
IPALCO ENTERPRISES INC (COM) IPL 18,000 [*] 1/11/01
IPALCO ENTERPRISES INC (COM) IPL 30,000 [*] 1/17/01
IPALCO ENTERPRISES INC (COM) IPL 1,800 1/16-19/01
IPALCO ENTERPRISES INC (COM) IPL 60,000 [*] 1/12/01
IPALCO ENTERPRISES INC (COM) IPL 24,000 [*] 1/3-4/01
IPALCO ENTERPRISES INC (COM) IPL 18,000 [*] 1/3/01
ITT INDUSTRIES INC (COM) ITT 1,988 1/31/01
JACOBS ENGINEERING GROUP (COM) JEC 82,000 1/30-31/01
KROGER CO (COM) KR 600 12/12/00
LANDS END INC (COM) LE 8,600 [*] 1/23/01
LONE STAR TECHNOLOGIES IN (COM) LSS 2,500 [*] 1/10/01
LOWESCOS INC (COM) LOW 25,000 12/26/00
LOWESCOS INC (COM) LOW 7,000 12/27/00
LOWESCOS INC (COM) LOW 23,813 12/18/00
LOWESCOSINC (COM) LOW 3,823 12/13/00
M & T BK CORP (COM) MTB 50,000 [*] 1/17/01
MARSHALL & ILSLEY CORP (COM) MI 4,000 [*] 1/25/01
MARSHALL & ILSLEY CORP (COM) MI 1,700 1/24/01
MILLIPORE CORP (COM) MIL 2,500 [*] 1/26/01
MYLAN LABORATORIES INC (COM) MYL 1,500 1/5/01
NEIMAN MARCUS GROUPS INC NMG.A 22,000 [*] 1/12/01
NEW YORK TIMES CO NYT 2,000 [*] 1/4/01
MEW YORK TIMES CO NYT 658 1/4/01
NEWELL RUBBERMAID INC (COM) NWL 3,085 1/8-9/01
NEWELL RUBBERMAID INC (COM) NWL 200 1/17/01
NICOR INC (COM) GAS 320 1/1/01
PEPSICO INC (COM) PEP 2,000 1/10/01
PRIME HOSPITALITY CORP (COM) PDQ 14,000 [*] 1/8/01
PULTE CORP (COM) PHM 4,000 [*] 12/6/00
RAYMOND JAMES FINANCIAL (COM) RJF 1,000 [*] 12/11/00
REYNOLDS R J TOB HLDGS IN (COM) RJR 260 1/5/01
REYNOLDS R J TOB HLDGS IN (COM) RJR 260 1/5/01
RUSS BERRIE & CO (C0M) RUS 1,000 [*] 1/4/01
SCRIPPS E W CO OHIO SSP 1,875 [*] 1/26/01
SECURITY CAPITAL GROUP INC SCZ 18,123 1/8/01
SOUTHWEST SECURITIES GROU (COM) SWS 5,000 12/19/00
STATE STREET CORP (COM) STT 2,561 1/29/01
STATE STREET CORP (COM) STT 4,500 1/24/01
STATE STREET CORP (COM) STT 47,500 [*] 1/26-29/01
COMPANY PRICE HOLDING
AAR CORP(COM 12.25-14.90 100,000
ASIA TIGERS FUND INC (COM) 7.13 715
ASIA TIGERS FUND INC (COM) 7.31 1,000
BRT RLTY TR (SH BEN INT) 7.94-8.00 2,672,565
BRT RLTY TR (SH BEN INT) 7.94-8.00 2,377,357
EDISON INTERNATIONAL (COM) 14.63 16,087
ENESCO GROUP INC (COM) 4.81-5.06 96,346
EQUITY INNS INC (COM) 6.19 726,837
EQUITY INNS INC (COM) 6.19 173,338
EQUITY INNS INC (COM) 6.19 68,696
EQUITY INNS INC (COM) 6.19 46,427
EQUITY INNS INC (COM) 6.19 112,831
FEDERAL AGRICULTURAL MTG CORP 23.75 0
FEDERAL AGRICULTURAL MTG CORP 25.75 8,707
FORD MTR CO DEL 23.85-24.09 2,741,648
GANNETT INC (COM) 61.00 17,792
GANNETT INC (COM) 66.81 8,992
GANNETT INC (COM) 67.00 18,527
GANNETT INC (COM) 65.00 11,933
GANNETT INC (COM) 66.06 5,542
GLIMCHER REALTY TRUST (SH BEN INT) 12.57 4,600
HEICO CORP 13.75 9,440
HEICO CORP (COM) 17.75-19.00 5,237
HILLENBRAND INDUSTRIES IN (COM) 47.44 36,874
HUBBELL INC 27.00 9,849
IOMEGA CORP (C0M) 3.57-3.84 24,700
IPALCO ENTERPRISES INC (COM) 23.83-24.19 0
IPALCO ENTERPRISES INC (COM) 24.06-24.13 0
IPALCO ENTERPRISES INC (COM) 24.06-24.13 0
IPALCO ENTERPRISES INC (COM) 24.31 24,600
IPALCO ENTERPRISES INC (COM) 24.19 2,771
IPALCO ENTERPRISES INC (COM) 24.38 10,261
IPALCO ENTERPRISES INC (COM) 24.31 24,600
IPALCO ENTERPRISES INC (COM) 24.13 1,000
IPALCO ENTERPRISES INC (COM) 23.83-24.19 0
IPALCO ENTERPRISES INC (COM) 24.15 0
ITT INDUSTRIES INC (COM) 40.00 15,331
JACOBS ENGINEERING GROUP (COM) 46.48-47.25 3,248,694
KROGER CO (COM) 24.38 12,141
LANDS END INC (COM) 30.15 29,000
LONE STAR TECHNOLOGIES IN (COM) 33.60-33.75 0
LOWESCOSINC (COM) 40.81 379,300
LOWESCOS INC (COM) 41.88 63,880
LOWESCOS INC (COM) 42.25-42.31 111,160
LOWESCOSINC (COM) 43.00 24,186
M & T BK CORP (COM) 64.41-65.45 4,899,406
MARSHALL & ILSLEY CORP (COM) 54.29 37,913
MARSHALL & ILSLEY CORP (COM) 53.96 2,418
MILLIPORE CORP (COM) 51.75 0
MYLAN LABORATORIES INC (COM) 24.88 115,000
NEIMAN MARCUS GROUPS INC 37.67 54,335
NEW YORK TIMES CO 43.75-44.00 19,342
MEW YORK TIMES CO 43.75-44.00 19,342
NEWELL RUBBERMAID INC (COM) 24.88-25.06 7,412
NEWELL RUBBERMAID INC (COM) 26.81 2,887
NICOR INC (COM) 42.15 5,983
PEPSICO INC (COM) 45.94 2,000
PRIME HOSPITALITY CORP (COM) 11.69-11.94 0
PULTE CORP (COM) 41.44 4,200
RAYMOND JAMES FINANCIAL (COM) 33.31 242
REYNOLDS R J TOB HLDGS IN (COM) 48.03 2,874
REYNOLDS R J TOB HLDGS IN (COM) 48.03 1,758
RUSS BERRIE & CO (C0M) 21.13 9,000
SCRIPPS E W CO OHIO 63.50 25,103
SECURITY CAPITAL GROUP INC 19.31 18,123
SOUTHWEST SECURITIES GROU (COM) 22.81-22.88 20,172
STATE STREET CORP (COM) 113-01-113.02 8,422
STATE STREET CORP (COM) 106.00 5,435
STATE STREET CORP (COM) 109.75-111.99 167,045
12 MO.
INSIDER PRICE
COMPANY INSIDER TITLE RANKING RANGE
AAR CORP(COM Stern Lee B D -2 27-10
ASIA TIGERS FUND INC (COM) Rubio Luis f D 2 n/a
ASIA TIGERS FUND INC (COM) Singer Howard M CB 2 n/a
BRT RLTY TR (SH BEN INT) Gould Fredric H CB – 9-8
BRT RLTY TR (SH BEN INT) Gould Matthew J VP – 9-8
EDISON INTERNATIONAL (COM) Miller Charles D D – 28-9
ENESCO GROUP INC (COM) Freedman Eugene D -1 11-4
EQUITY INNS INC (COM) Mcneil Phillip H CB 8 7-6
EQUITY INNS INC (COM) Silver Howard A P 8 7-6
EQUITY INNS INC (COM) Mcneil Phillip H VP 8 7-6
EQUITY INNS INC (COM) Cooper James R VP 8 7-6
EQUITY INNS INC (COM) Dempsey Donald H O 8 7-6
FEDERAL AGRICULTURAL MTG CORP Mulder Robert J D -3 28-13
FEDERAL AGRICULTURAL MTG CORP Stenson Tom M VP -3 28-13
FORD MTR CO DEL Ford William C D 4 30-22
GANNETT INC (COM) Rosenburgh Carleton F OX -14 74-49
GANNETT INC (COM) Jaske John B VP -14 74-49
GANNETT INC (COM) Chapple Thomas L VP -14 74-49
GANNETT INC (COM) Vega Frank J OX -14 74-49
GANNETT INC (COM) Clapp Richard L VP -14 74-49
GLIMCHER REALTY TRUST (SH BEN INT) Birckhead Oliver T – 16-12
HEICO CORP Reum James L VP -1 18-10
HEICO CORP (COM) Reum James L VP -1 20-12
HILLENBRAND INDUSTRIES IN (COM) Coffaro Peter F D 3 56-29
HUBBELL INC Biggart James H VP 3 30-22
IOMEGA CORP (C0M) Collier J D VP 1 7-3
IPALCO ENTERPRISES INC (COM) Early Rexford C D -14 24-16
IPALCO ENTERPRISES INC (COM) Barnette Joseph D D -14 24-16
IPALCO ENTERPRISES INC (COM) Barnette Joseph D D -14 24-16
IPALCO ENTERPRISES INC (COM) Frenzel Otto N D -14 24-16
IPALCO ENTERPRISES INC (COM) Rowland Sarah W D -14 24-16
IPALCO ENTERPRISES INC (COM) Sams Thomas H D -14 24-16
IPALCO ENTERPRISES INC (COM) Frenzel Otto N D -14 24-16
IPALCO ENTERPRISES INC (COM) Daniels Mitchell E D -14 24-16
IPALCO ENTERPRISES INC (COM) Early Rexford C D -14 24-16
IPALCO ENTERPRISES INC (COM) Maurer Michael S D -14 24-16
ITT INDUSTRIES INC (COM) Kamber Martin VP -2 40-23
JACOBS ENGINEERING GROUP (COM) Jacobs Joseph J D 3 51-27
KROGER CO (COM) Marmer Lynn O -2 27-14
LANDS END INC (COM) Orum Stephen A O 1 61-19
LONE STAR TECHNOLOGIES IN (COM) Blackburn Charles L D -1 53-26
LOWESCOSINC (COM) Herring A L VP -1 64-37
LOWESCOS INC (COM) Canter Charles W VP -1 64-37
LOWESCOS INC (COM) Wessling Gregory J VP -1 64-37
LOWESCOSINC (COM) Kauffman Mark A VP -1 64-37
M & T BK CORP (COM) Wilmers Robert G CB 2 525-48
MARSHALL & ILSLEY CORP (COM) Bolger Thomas M VP -2 58-39
MARSHALL & ILSLEY CORP (COM) Oneill Thomas J VP -2 58-39
MILLIPORE CORP (COM) Chao Elaine L D -1 76-42
MYLAN LABORATORIES INC (COM) Smiley Robert W O -1 32-17
NEIMAN MARCUS GROUPS INC Sampson Gerald A OX -2 40-20
NEW YORK TIMES CO Gelb Richard L D -2 48-33
MEW YORK TIMES CO Gelb Richard L D – 48-33
NEWELL RUBBERMAID INC (COM) Marohn William D D – 29-19
NEWELL RUBBERMAID INC (COM) Sullivan Gordon R D – 29-19
NICOR INC (COM) Bickner Bruce P D – 44-30
PEPSICO INC (COM) Trujillo Solomon D D – 50-31
PRIME HOSPITALITY CORP (COM) Oleary Terry P VP 1 14-7
PULTE CORP (COM) Shea John J D -8 44-16
RAYMOND JAMES FINANCIAL (COM) Augenbraun Barry S VP 4 40-17
REYNOLDS R J TOB HLDGS IN (COM) Frazier A D D 2 55-16
REYNOLDS R J TOB HLDGS IN (COM) Chain John T D 2 55-16
RUSS BERRIE & CO (C0M) Slauson Sidney D -1 24-16
SCRIPPS E W CO OHIO Boehne Richard A VP -3 65-43
SECURITY CAPITAL GROUP INC Wattles Thomas G O 3 20-12
SOUTHWEST SECURITIES GROU (COM) Collmer Joseph J D 1 49-20
STATE STREET CORP (COM) Darehshori Nader F D -1 134-63
STATE STREET CORP (COM) Cash James I D -1 134-63
STATE STREET CORP (COM) Lopardo Nicholas A D -1 134-63
SUPERIOR INDUSTRIES INTL (COM) SUP 5,000 12/12/00
SWISS HELVETIA FUND INC (COM) SWZ 678 1/29/01
SWISS HELVETIA FUND INC (COM) SWZ 148 1/29/01
TEJON RANCH CO (COM) TRC 5,000 12/4/00
TORO CO (COM) TTC 2,308 12/5/00
TRANSOCEAN SEDCO FOREX IN (ORD) RIG 500 12/18/00
VAN KAMPEN HIGH INCOME TR (SH BEN INT) VIT 3,000 1/9-11/01
WESTERN DIGITAL CORP (COM) WDC 150,000 12/15/00
WORTHINGTON INDUSTRIES IN (COM) WOR 9,000 1/5/01
SUPERIOR INDUSTRIES INTL (COM) 30.88-31.06 13,394
SWISS HELVETIA FUND INC (COM) 14.26 8,010
SWISS HELVETIA FUND INC (COM) 14.26 1,756
TEJON RANCH CO (COM) 22.00 3,324,608
TORO CO (COM) 33.63 14,049
TRANSOCEAN SEDCO FOREX IN (ORD) 41.44 500
VAN KAMPEN HIGH INCOME TR (SH BEN INT) 4.56-4.63 242,142
WESTERN DIGITAL CORP (COM) 2.81 158,753
WORTHINGTON INDUSTRIES IN (COM) 8.19-8.25 1,031,463
SUPERIOR INDUSTRIES INTL (COM) Brown Raymond C D -1 36-24
SWISS HELVETIA FUND INC (COM) Brenner Paul R O 4 n/a
SWISS HELVETIA FUND INC (COM) Frey Claude D 4 n/a
TEJON RANCH CO (COM) Whitman Martin J D 4 28-19
TORO CO (COM) Mcintyre J L VP -1 38-27
TRANSOCEAN SEDCO FOREX IN (ORD) Strachan Ian C D – 64-31
VAN KAMPEN HIGH INCOME TR (SH BEN INT) Dammeyer Rodney F D – n/a
WESTERN DIGITAL CORP (COM) Shakeel Arif VP 1 9-2
WORTHINGTON INDUSTRIES IN (COM) Mcconnell John P CB 3 14-6
COPYRIGHT 2001 American Banker-Bond Buyer
COPYRIGHT 2001 Gale Group
