Insider Trading – Illustration – Statistical Data Included
The Securities and Exchange Commission requires insiders (officers, directors, persons with policy-making roles, and those owning 10% or more of any equity security of a publicly-held company) to report, within ten days after the month in which the transaction took place, any purchase, sale, redemption, etc. by them of their company’s shares. Pertaining to the table below. BUY/SELL: Both open-market and private transactions are listed; Option related sales are denoted with an asterisk (*). DATE/PRICE: Ranges of dates and/or prices are given if the trader reported more than one transaction. HOLDINGS: Total shares held both directly and indirectly by the insider. INSIDER: Beneficial owners are not included. TITLE: AF: Affiliated Person; AI: Affiliate of Investment Advisor; B: Beneficial Owner of 10% or more of any company security; BC: Beneficial Owner as Custodian; BT: Beneficial Owner as Trustee; CB: Chairman of the Board; CP: Controlling Person; D: Director; DO: Director & Beneficial Owner; DS: Indirect Shareholder; GP: General Partner; H: Officer, Director & Beneficial Owner; IA: Investment Advisor; LP: Limited Partner; MC: Member of Committee or Advisory Board; O: Officer; OB: Officer & Beneficial Owner; OD: Officer & Director; OS: Officer of Subsidiary; OX: Divisional Officer; P: President; R: Retired, Resigned, Deceased, No Longer with Company; SH: Shareholder; T: Trustee; UN: Unknown; VP: Vice President; and, VT: Voting Trustee. INSIDER RANKING: Net number of bullish (+) or bearish (-) insiders within the company during the past 90 days. N/R: Information not reported on form.
NEW YORK STOCK EXCHANGE
COMPANY BUY SELL DATE PRICE
AGCO CORP.(COM) 2,667 11/29/99 12.44-12.50
ALLIED HOLDINGS INC.(COM) 5,000 11/22/99 7.25
AMERICAN WATER WORKS CO.(COM) 5,000 11/23-24/99 26.00
AMERICAN WATER WORKS CO.(COM) 10,000 11/19/99 24.88
AMERICAN WATER WORKS CO.(COM) 9,000 11/22/99 25.13-25.38
AMERICAN WATER WORKS CO.(COM) 2,000 11/18/99 26.00
AMERICAN WATER WORKS CO.(COM) 2,000 11/19/99 24.63
ANIXTER INTL INC.(COM) 2,033 11/1/99 21.63
APARTMENT INVESTMENT & MANAGEMEN 1,918 11/8-17/99 37.75-38.75
APARTMENT INVESTMENT & MANAGEMEN 2,500 11/18-22/99 37.19-37.88
APARTMENT INVESTMENT & MANAGEMEN 1,300 11/18-19/99 23.81-23.94
APARTMENT INVESTMENT & MANAGEMEN 500 11/22/99 36.94
APARTMENT INVESTMENT & MANAGEMEN 33,334 [*] 11/11-12/99 38.50-38.77
APARTMENT INVESTMENT & MANAGEMEN 30,435 11/11-12/99 38.50-38.77
BAKER, FENTRESS & CO.(COM) 274 11/30/99 13.75
BAKER, FENTRESS & CO.(COM) 6,926 11/17/99 13.69
BAKER, FENTRESS & CO.(COM) 1,536 11/22/99 13.75
BARRY R G CORP OHIO(COM) 1,000 11/12/99 4.63
BRIGGS & STRATTON CORP.(COM) 9,307 [*] 11/16/99 58.00
BURLINGTON COAT FACTORY W(COM) 700 [*] 11/1/99 17.50
C&D TECHNOLOGIES INC(COM) 1,500 [*] 11/30/99 38.58
C&D TECHNOLOGIES INC(COM) 3,333 [*] 11/30/99 38.25
CEC ENTERTAINMENT INC(COM) 1,000 11/24/99 29.38
CHUBB CORP., THE(COM) 400 11/18/99 57.19
CHURCH & DWIGHT CO.(COM) 3,200 [*] 10/19/99 23.69
COMMERCIAL METALS CO.(COM) 12,000 11/9-18/99 33.13-33.25
CONSECO INC.(COM) 304,280 11/12-30/99 20.13-21.68
CONSECO INC.(COM) 23,043 11/12-30/99 20.13-21.68
CONSECO INC.(COM) 45,078 11/12-30/99 20.13-21.68
CONSECO INC.(COM) 180,315 11/12-30/99 20.13-21.68
CONSECO INC.(COM) 22,540 11/12-30/99 20.13-21.68
CONSECO INC.(COM) 67,617 11/12-30/99 20.13-21.68
CONSECO INC.(COM) 22,540 11/12-30/99 20.13-21.68
CONSECO INC.(COM) 67,617 11/12-30/99 20.13-21.68
CONSECO INC.(COM) 631,097 11/12-30/99 20.13-21.68
DYCOM INDUSTRIES INC.(COM) 28,888 [*] 11/24-30/99 44.01
E M C CORP MASS(COM) 20,000 11/2/99 75.00
ENERGEN CORP.(COM) 15,336 11/17-18/99 19.60-19.63
ENERGEN CORP.(COM) 2,500 [*] 11/18/99 19.50
ENERGEN CORP.(COM) 3,700 [*] 11/23/99 19.56
FAMILY DOLLAR STORES INC.(COM) 380 11/12/99 18.69
FAMILY DOLLAR STORES INC.(COM) 10,500 11/23/99 17.44-17.50
FIRST COMMONWEALTH FUND I(COM) 6,800 11/29/99 9.63
GANNETT INC(COM) 29,290 [*] 11/4-10/99 74.00-75.00
GATX CORP.(COM) 1,100 11/22/99 33.44
GENERAL MOTORS CORP(COM) 475 11/23/99 73.25
GOODYEAR TIRE & RUBBER CO(COM) 2,000 11/5/99 37.81
HANNA M A CO(COM) 11,100 11/9-10/99 9.69-9.88
HANNA M A CO(COM) 1,000 11/9/99 9.94
HERTZ CORP. 5,000 11/12/99 40.19-40.31
HUMANA INC.(COM) 3,000 11/15/99 7.88
IMATION CORP.(COM) 4,000 11/29/99 33.13
KIMBERLY CLARK CORP.(COM) 31,000 11/22/99 66.75
LG&E ENERGY CORP(COM) 1,073 11/2-11/99 21.56-22.58
MAGNETEK INC.(COM) 21,000 11/9-29/99 6.38-7.44
MAGNETEK INC.(COM) 2,000 11/18/99 6.69
MEDTRONIC INC.(COM) 81,000 11/24/99 38.59-38.70
MIKASA INC.(COM) 21,300 11/15-23/99 10.69-10.88
MONTANA POWER CO.(COM) 1,800 11/17/99 29.00
MUELLER INDUSTRIES INC.(COM) 30,000 11/15-18/99 32.13
N S GROUP INC(COM) 7,000 [*] 11/10/99 10.13-10.31
N S GROUP INC(COM) 28,300 [*] 11/9/99 9.00
OCTEL CORP(COM) 3,878 11/22-24/99 10.31
OCTEL CORP(COM) 1,551 11/22-24/99 10.31
OCTEL CORP(COM) 1,551 11/22-24/99 10.31
OCTEL CORP(COM) 1,551 11/22-24/99 10.31
OCTEL CORP(COM) 1,491 11/22-24/99 10.31
PIEDMONT NATURAL GAS INC.(COM) 900 11/19/99 32.31
PNC BANK CORP.(COM) 10,000 [*] 10/29/99 59.38-59.63
PNC BANK CORP.(COM) 11,001 11/8-16/99 57.72-61.31
POGO PRODUCING CO.(COM) 1,500 11/9/99 19.75
PRIMEDIA INC.(COM) 1,000 11/24/99 11.75
REPUBLIC GROUP INC.(COM) 1,500 [*] 11/18-19/99 15.38-15.88
RESMED INC.(COM) 1,000 11/17/99 35.00
ROLLINS TRUCK LEASING COR(COM) 9,000 [*] 11/24-26/99 11.13-11.25
ROYCE VALUE TRUST INC.(COM) 2,161 11/3/99 12.13
SCHLUMBERGER LTD. N.V.(COM) 10,100 [*] 11/17/99 68.56
SCHLUMBERGER LTD. N.V.(COM) 1,000 11/29/99 63.00
SCHLUMBERGER LTD. N.V.(COM) 34,000 11/10/99 63.25-63.69
SCHLUMBERGER LTD. N.V.(COM) 20,000 [*] 11/10/99 63.25-63.69
SCHLUMBERGER LTD. N.V.(COM) 13,500 [*] 11/17/99 68.50
SCHLUMBERGER LTD. N.V.(COM) 3,012 11/18/99 66.94
SCIENTIFIC GAMES HOLDING (COM) 1,100 11/12/99 15.87
SOUTHERN CO.(COM) 4,253 11/26/99 23.51
COMPANY HOLDING INSIDER TITLE
AGCO CORP.(COM) 10,833 NIX WILLIAM A VP
ALLIED HOLDINGS INC.(COM) 9,349 WEST RANDALL E D
AMERICAN WATER WORKS CO.(COM) 7,760,795 WHITE WILLIAM S D
AMERICAN WATER WORKS CO.(COM) 64,000 TERRACCIANO ANTHONY P D
AMERICAN WATER WORKS CO.(COM) 1,147,277 WARE PAUL W D
AMERICAN WATER WORKS CO.(COM) 2,110,276 COBB RHODA W D
AMERICAN WATER WORKS CO.(COM) 9,786 ALBERTINI WILLIAM O D
ANIXTER INTL INC.(COM) 2,189 MENO PHILIP F VP
APARTMENT INVESTMENT & MANAGEMEN 646,222 KOMPANIEZ PETER K P
APARTMENT INVESTMENT & MANAGEMEN 93,472 FOYE PATRICK J VP
APARTMENT INVESTMENT & MANAGEMEN 3,300 FOYE PATRICK J VP
APARTMENT INVESTMENT & MANAGEMEN 241,632 TOOMEY THOMAS W VP
APARTMENT INVESTMENT & MANAGEMEN N/R BUTTS TROY D VP
APARTMENT INVESTMENT & MANAGEMEN N/R BUTTS TROY D VP
BAKER, FENTRESS & CO.(COM) N/R ADDY FREDERICK S D
BAKER, FENTRESS & CO.(COM) N/R PETERSON DAVID D D
BAKER, FENTRESS & CO.(COM) 1,474 KOENEMAN JAMES P VP
BARRY R G CORP OHIO(COM) 9,176 MILLER HARRY VP
BRIGGS & STRATTON CORP.(COM) 11,255 SOCKS GREGORY D OX
BURLINGTON COAT FACTORY W(COM) 30 LAPENTA ROBERT L VP
C&D TECHNOLOGIES INC(COM) N/R MARLEY ROBERT O
C&D TECHNOLOGIES INC(COM) 600 MURRY JOHN OX
CEC ENTERTAINMENT INC(COM) 10,000 WOOLDRIDGE RAYMOND E D
CHUBB CORP., THE(COM) 9,945 GREEN SYLVESTER VP
CHURCH & DWIGHT CO.(COM) 3,344 KETTING JAAP J VP
COMMERCIAL METALS CO.(COM) N/R KAMMANN WALTER F D
CONSECO INC.(COM) 3,777,100 MURRAY DENNIS E D
CONSECO INC.(COM) 537,750 DECATUR DAVID R D
CONSECO INC.(COM) 5,064,409 COSS LAWRENCE M D
CONSECO INC.(COM) 3,832,120 DICK ROLLIN M VP
CONSECO INC.(COM) 600,858 BUBLITZ MAXWELL E VP
CONSECO INC.(COM) 724,540 KILIAN THOMAS J VP
CONSECO INC.(COM) 203,073 CRITTENDEN BRUCE A VP
CONSECO INC.(COM) 797,581 ADAMS JAMES S VP
CONSECO INC.(COM) 11,056,134 HILBERT STEPHEN C CB
DYCOM INDUSTRIES INC.(COM) 34,500 NIELSON STEVEN E D
E M C CORP MASS(COM) 156,183 NOBLE PAUL E VP
ENERGEN CORP.(COM) 71,064 LYSINGER REX J D
ENERGEN CORP.(COM) 36,721 REYNOLDS DUDLEY C O
ENERGEN CORP.(COM) 48,344 YOUNGBLOOD GARY C OS
FAMILY DOLLAR STORES INC.(COM) 1,000 MARTIN JAMES G D
FAMILY DOLLAR STORES INC.(COM) 90,000 THOMPSON PHILLIP W VP
FIRST COMMONWEALTH FUND I(COM) 6,800 SMITH WARREN C D
GANNETT INC(COM) 4,352 BURRUS MICHAEL C AF
GATX CORP.(COM) 3,691 DUDDY GAIL L VP
GENERAL MOTORS CORP(COM) 12,186 ELSON GERALD L VP
GOODYEAR TIRE & RUBBER CO(COM) 3,000 HUDSON WILLIAM J D
HANNA M A CO(COM) 11,100 ASHKETTLE PHILLIP D P
HANNA M A CO(COM) 3,198 LEWIS DAVID B D
HERTZ CORP. 5,000 BOOKER WILLARD W D
HUMANA INC.(COM) 28,504 ROTHERHAM GREGORY K VP
IMATION CORP.(COM) 12,323 JOHNSON GALEN K VP
KIMBERLY CLARK CORP.(COM) 16,914 SANDERS WAYNE R CB
LG&E ENERGY CORP(COM) 14,180 HEWETT ROBERT M AF
MAGNETEK INC.(COM) 67,800 CROSS DEWAIN K D
MAGNETEK INC.(COM) 12,000 KOFMEHL PAUL J D
MEDTRONIC INC.(COM) 4,086,052 BAKKEN EARL E D
MIKASA INC.(COM) 1,562,484 HIGO NORMAN R D
MONTANA POWER CO.(COM) 57,664 GANNON ROBERT P CB
MUELLER INDUSTRIES INC.(COM) 57,404 MCKEE KENT A O
N S GROUP INC(COM) 9,813 DEPENBROCK THOMAS J VP
N S GROUP INC(COM) 37,670 PARKER JOHN R VP
OCTEL CORP(COM) 22,690 KERRISON DENNIS P
OCTEL CORP(COM) 2,051 BEW ROBERT E D
OCTEL CORP(COM) 9,664 HIGNETT GEOFFREY J VP
OCTEL CORP(COM) 11,135 JARVIS ALAN G VP
OCTEL CORP(COM) 11,135 WILLIAMS STEVEN W VP
PIEDMONT NATURAL GAS INC.(COM) 981 TRUSTY DAVID L VP
PNC BANK CORP.(COM) 63,405 MICHAEL RALPH S VP
PNC BANK CORP.(COM) 18,892 WHITFORD THOMAS K VP
POGO PRODUCING CO.(COM) 15,855 BEATHARD DAVID R VP
PRIMEDIA INC.(COM) 23,000 GREENIAUS H J D
REPUBLIC GROUP INC.(COM) N/R BROWN JOE T VP
RESMED INC.(COM) 9,900 DCRUZ DAVID M VP
ROLLINS TRUCK LEASING COR(COM) 307,214 BURR DAVID F OS
ROYCE VALUE TRUST INC.(COM) N/R GEORGE W W VP
SCHLUMBERGER LTD. N.V.(COM) 13,405 PERRAUD JEAN M O
SCHLUMBERGER LTD. N.V.(COM) 2,000 YOSHIHIKO WAKUMOTO D
SCHLUMBERGER LTD. N.V.(COM) 23,789 BIZE JEAN P O
SCHLUMBERGER LTD. N.V.(COM) 23,789 BIZE JEAN P O
SCHLUMBERGER LTD. N.V.(COM) 8,308 CHEVALLIER JEAN VP
SCHLUMBERGER LTD. N.V.(COM) 7,813 GUNDERSON JAMES L O
SCIENTIFIC GAMES HOLDING (COM) 1,100 CHRISTIE WILLIAM C D
SOUTHERN CO.(COM) 12,824 PATE ZACK T D
12 MO.
INSIDER PRICE
COMPANY RANKING RANGE
AGCO CORP.(COM) -1 14-16
ALLIED HOLDINGS INC.(COM) 1 15-5
AMERICAN WATER WORKS CO.(COM) 5 34-24
AMERICAN WATER WORKS CO.(COM) 5 34-24
AMERICAN WATER WORKS CO.(COM) 5 34-24
AMERICAN WATER WORKS CO.(COM) 5 34-24
AMERICAN WATER WORKS CO.(COM) 5 34-24
ANIXTER INTL INC.(COM) -1 23-11
APARTMENT INVESTMENT & MANAGEMEN 4 44-35
APARTMENT INVESTMENT & MANAGEMEN 4 44-35
APARTMENT INVESTMENT & MANAGEMEN – 28-24
APARTMENT INVESTMENT & MANAGEMEN 4 44-35
APARTMENT INVESTMENT & MANAGEMEN 4 44-35
APARTMENT INVESTMENT & MANAGEMEN 4 44-35
BAKER, FENTRESS & CO.(COM) -4 N/A
BAKER, FENTRESS & CO.(COM) -4 N/A
BAKER, FENTRESS & CO.(COM) -4 N/A
BARRY R G CORP OHIO(COM) 1 13-4
BRIGGS & STRATTON CORP.(COM) 6 68-47
BURLINGTON COAT FACTORY W(COM) – 21-11
C&D TECHNOLOGIES INC(COM) 2 39-20
C&D TECHNOLOGIES INC(COM) 2 39-20
CEC ENTERTAINMENT INC(COM) 1 48-24
CHUBB CORP., THE(COM) – 76-46
CHURCH & DWIGHT CO.(COM) -1 50-23
COMMERCIAL METALS CO.(COM) -1 34-20
CONSECO INC.(COM) 14 37-19
CONSECO INC.(COM) 14 37-19
CONSECO INC.(COM) 14 37-19
CONSECO INC.(COM) 14 37-19
CONSECO INC.(COM) 14 37-19
CONSECO INC.(COM) 14 37-19
CONSECO INC.(COM) 14 37-19
CONSECO INC.(COM) 14 37-19
CONSECO INC.(COM) 14 37-19
DYCOM INDUSTRIES INC.(COM) 1 58-31
E M C CORP MASS(COM) -1 135-48
ENERGEN CORP.(COM) -4 21-14
ENERGEN CORP.(COM) -4 21-14
ENERGEN CORP.(COM) -4 21-14
FAMILY DOLLAR STORES INC.(COM) 3 26-17
FAMILY DOLLAR STORES INC.(COM) 3 26-17
FIRST COMMONWEALTH FUND I(COM) 10 N/A
GANNETT INC(COM) -3 77-61
GATX CORP.(COM) 4 41-29
GENERAL MOTORS CORP(COM) -31 94-60
GOODYEAR TIRE & RUBBER CO(COM) 2 67-31
HANNA M A CO(COM) 3 17-9
HANNA M A CO(COM) 3 17-9
HERTZ CORP. 1 64-38
HUMANA INC.(COM) 6 21-6
IMATION CORP.(COM) -1 34-15
KIMBERLY CLARK CORP.(COM) – 68-46
LG&E ENERGY CORP(COM) -1 29-19
MAGNETEK INC.(COM) 2 13-6
MAGNETEK INC.(COM) 2 13-6
MEDTRONIC INC.(COM) 5 88-32
MIKASA INC.(COM) -1 14-7
MONTANA POWER CO.(COM) 4 84-27
MUELLER INDUSTRIES INC.(COM) -2 37-19
N S GROUP INC(COM) -2 14-4
N S GROUP INC(COM) -2 14-4
OCTEL CORP(COM) 5 16-10
OCTEL CORP(COM) 5 16-10
OCTEL CORP(COM) 5 16-10
OCTEL CORP(COM) 5 16-10
OCTEL CORP(COM) 5 16-10
PIEDMONT NATURAL GAS INC.(COM) 4 36-29
PNC BANK CORP.(COM) – 62-48
PNC BANK CORP.(COM) – 62-48
POGO PRODUCING CO.(COM) – 23-9
PRIMEDIA INC.(COM) 1 18-11
REPUBLIC GROUP INC.(COM) 5 21-13
RESMED INC.(COM) -1 51-20
ROLLINS TRUCK LEASING COR(COM) 2 15-9
ROYCE VALUE TRUST INC.(COM) -1 N/A
SCHLUMBERGER LTD. N.V.(COM) 2 70-44
SCHLUMBERGER LTD. N.V.(COM) 2 70-44
SCHLUMBERGER LTD. N.V.(COM) 2 70-44
SCHLUMBERGER LTD. N.V.(COM) 2 70-44
SCHLUMBERGER LTD. N.V.(COM) 2 70-44
SCHLUMBERGER LTD. N.V.(COM) 2 70-44
SCIENTIFIC GAMES HOLDING (COM) 1 21-15
SOUTHERN CO.(COM) 1 30-23
STARWOOD FINANCIAL INC(COM) 2,000 11/17/99 18.56
STARWOOD FINANCIAL INC(COM) 800 11/26/99 17.19
STIFEL FINANCIAL CORP.(COM) 276 11/9/99 10.88
SUN COMMUNITIES INC.(COM) 20,000 10/20-11/29/99 30.50-31.75
SWISS HELVETIA FUND INC.(COM) 2,000 11/1/99 14.77
TEXAS UTILITIES CO.(COM) 1,000 11/29/99 34.88
TOKHEIM CORP.(COM) 15,000 11/3/99 2.75
UNION PACIFIC RESOURCES G(COM) 744 11/30/99 13.25
UNIVERSAL CORP.(COM) 406 10/3/99 25.00
WINN DIXIE STORES INC.(COM) 50,000 11/30/99 26.19
STARWOOD FINANCIAL INC(COM) 16,296 ANDERSEN WILLIS J D 2 76-17
STARWOOD FINANCIAL INC(COM) 10,000 MCDONALD JOHN G D 2 76-17
STIFEL FINANCIAL CORP.(COM) 655 FORD RICHARD F D 1 12-9
SUN COMMUNITIES INC.(COM) 471,582 SHIFFMAN MILTON M CB 2 37-30
SWISS HELVETIA FUND INC.(COM) 2,000 PINEAU-VALENCIENNE DIDIE D 6 N/A
TEXAS UTILITIES CO.(COM) 4,000 PERRY CHARLES R D 4 48-35
TOKHEIM CORP.(COM) 18,600 BAKER JAMES K D 2 13-3
UNION PACIFIC RESOURCES G(COM) 103,558 LEWIS ANDREW L D 1 19-8
UNIVERSAL CORP.(COM) 12,904 CORONADO WILLIAM J O – 35-21
WINN DIXIE STORES INC.(COM) 50,000 ROWLAND ALLEN R P 2 47-24
COPYRIGHT 1999 American Banker-Bond Buyer
COPYRIGHT 2000 Gale Group
