Insider Trading
INSIDER TRADING
The Securities and Exchange Commission requires insiders (officers,
directors, persons with policy-marking roles, and those owning 10% or
more of any equity security of a publicly-held company) to report,
within ten days after the month in which the transaction took place,
any purchase, sale, redemption, etc. by them of their company’s shares.
Pertaining to the table below. BUY/SELL: Both open-market and private
transactions are listecd; Option related sales are denoted with an
asterisk (*). DATE/PRICE: Ranges of dates and/or prices are given if
the trader reported more than one transaction. HOLDINGS: Total shares
held both directly and indirectly by the insider. INSIDER: Beneficial
owners are not included. TITLE: AF: Affiliated Person; AI: Affiliate of
Investment Advisor; B: Beneficial Owner of 10% or more of any company
security; BC: Beneficial Owner as Custodian; BT: Beneficial Owner as
Trustee; CB: Chairman of the Board; CP: Controlling Person; D: Director;
DO: Director & Beneficial Owner; OD: Officer & Director; OS: Officer of
Subsidiary; OX: Divisional Officer; P: President; R: Retired, Resigned,
Deceased, No Longer with Company; SH: Shareholder; T: Trustee; UN:
Unknown; VP: Vice President; and, VT: Voting Trustee. INSIDER RANKING:
Net number of bullish (+) or bearish (-) insiders with the company
during the past 90 days. N/R: Information not reported on form.
NEW YORK STOCK EXCHANGE
COMPANY TICKER BUY SELL
ABBOTT LABS(COM) ABT 1,060
ADMINISTAFF INC(COM) ASF 10,000
AMERICAN TOWER CORPORATION AMT 10,000
BAKER HUGHES INC(COM) BHI 1,000 [*]
BANK OF AMERICA CORP(COM) BAC 4,000
BANK OF AMERICA CORP(COM) BAC 1,553
BOISE CASCADE CORP(COM) BCC 2,000 [*]
BOISE CASCADE CORP(COM) BCC 2,000 [*]
BORDERS GROUP INC(COM) BGP 1,000
CALIFORNIA FEDERAL PREFERRED CAP CFP 500
CHROMCRAFT REVINGTON INC(COM) CRC 2,500
COHEN & STEERS ADVANTAGE (COM) RLF 5,000
COMFORT SYS USA INC(COM) FIX 10,000
COMFORT SYS USA INC(COM) FIX 10,000
COMFORT SYS USA INC(COM) FIX 1,100
CORRECTIONS CORP AMER NEW CXW 1,400
DOW CHEM CO(COM) DOW 1,500
E TRADE GROUP INC(COM) ET 90,000
E TRADE GROUP INC(COM) ET 2,025,000
E TRADE GROUP INC(COM) ET 40,000
E TRADE GROUP INC(COM) ET 2,000
EL PASO CORP(COM) EPG 10,000 [*]
EQUIFAX INC(COM) EFX 200
EQUITY INNS INC(COM) ENN 30,000
FIRST AMERICAN CORP(COM) FAF 55,600
FLEMING COS INC(COM) FLM 1,700
GOLDEN ST BANCORP INC(COM) GSB 29,000
HANOVER COMPRESSOR CO(COM) HC 6,000
HAVERTY FURNITURE COS(COM) HVT 4,000 [*]
HILTON HOTELS CORP(COM) HLT 3,000
HUFFY CORP(COM) HUF 8,000 [*]
IDEX CORP(COM) IEX 2,000
ILLINOIS TOOL WORKS INC(COM) ITW 100
KEY3MEDIA GROUP INC(COM) KME 15,000
KIMCO REALTY CORP(COM) KIM 1,100
KIMCO REALTY CORP(COM) KIM 100
KOHLS CORP(COM) KSS 1,000
LANDS END INC(COM) LE 80,000
LYONDELL CHEMICAL CO(COM) LYO 9,000
MERITAGE CORP(COM) MTH 23,500
NEW PLAN EXCEL REALTY TRU(COM) NXL 4,000
NOVASTAR FINANCIAL INC(COM) NFI 1,250
ORIENTAL FINL GROUP INC(COM) OFG 2,000
PACIFIC AMERICAN INCOME S(COM) PAI 1,000
PRIMEDIA INC(COM) PRM 1,500
PRIMEDIA INC(COM) PRM 5,000
PRIMEDIA INC(COM) PRM 2,000
PROCTER & GAMBLE CO(COM) PG 3,500
RESMED INC(COM) RMD 5,000
RFS HOTEL INVESTORS INC(COM) RFS 20,000
RTI INTL METALS INC(COM) RTI 500
SUBURBAN PROPANE PART (UNIT LTD P) SPH 5,000
SUBURBAN PROPANE PART(UNIT LTD P) SPH 1,000
TIMKEN CO(COM) TKR 1,500
TORCHMARK CORP (COM) TMK 3,033 [*]
TORCHMARK CORP (COM) TMK 52,719 [*]
TRENWICK GROUP LTD(COM) TWK 1,000
VORNADO RLTY TR(SH BEN INT) VNO 57,000
WATTS INDS INC WTS 37,100
WORLDWIDE RESTAURANT CONC(COM) SZ 10,000
YORK INTL CORP NEW(COM) YRK 3,000
NASDAQ
ACTION PERFORM COS(COM) ACTN 6,665 [*]
ADVANCED NEUROMODULATION (COM) ANSI 1,600
AMERITRADE HOLDING CORP AMTD 50,000
APROPOS TECHNOLOGY INC(COM) APRS 10,000
ASIAINFO HLDGS INC(COM) ASIA 1,500
AVICI SYSTEMS INC(COM) AVCI 5,000
AVICI SYSTEMS INC(COM) AVCI 35,000
AVICI SYSTEMS INC(COM) AVCI 5,000
AVICI SYSTEMS INC(COM) AVCI 5,000
NEW YORK STOCK EXCHANGE
COMPANY DATE PRICE
ABBOTT LABS(COM) 9/17-18/01 48.59-50.26
ADMINISTAFF INC(COM) 8/8-15/01 30.00-30.50
AMERICAN TOWER CORPORATION 9/10/01 11.02-11.07
BAKER HUGHES INC(COM) 9/4/01 34.31-34.32
BANK OF AMERICA CORP(COM) 9/17-18/01 54.00-55.15
BANK OF AMERICA CORP(COM) 9/18/01 54.48
BOISE CASCADE CORP(COM) 9/5/01 37.37
BOISE CASCADE CORP(COM) 9/5/01 37.55
BORDERS GROUP INC(COM) 9/6/01 23.00
CALIFORNIA FEDERAL PREFERRED CAP 9/18/01 25.30
CHROMCRAFT REVINGTON INC(COM) 9/5/01 9.00
COHEN & STEERS ADVANTAGE (COM) 8/27/01 14.90
COMFORT SYS USA INC(COM) 9/10/01 2.98
COMFORT SYS USA INC(COM) 8/31-9/7/01 3.19-3.57
COMFORT SYS USA INC(COM) 9/20/01 2.84
CORRECTIONS CORP AMER NEW 8/24-31/01 13.70-14.53
DOW CHEM CO(COM) 8/17/01 34.61
E TRADE GROUP INC(COM) 8/17/01 5.45
E TRADE GROUP INC(COM) 8/17/01 5.45
E TRADE GROUP INC(COM) 8/17/01 5.45
E TRADE GROUP INC(COM) 8/17/01 5.45
EL PASO CORP(COM) 9/17/01 49.30
EQUIFAX INC(COM) 9/20/01 20.71
EQUITY INNS INC(COM) 9/17-21/01 6.20-7.80
FIRST AMERICAN CORP(COM) 8/9-22/01 17.27-20.40
FLEMING COS INC(COM) 9/10/01 27.30
GOLDEN ST BANCORP INC(COM) 9/26/01 28.69
HANOVER COMPRESSOR CO(COM) 9/21/01 19.81
HAVERTY FURNITURE COS(COM) 8/13-21/01 14.55-14.90
HILTON HOTELS CORP(COM) 9/19/01 7.49
HUFFY CORP(COM) 9/25/01 6.60-6.95
IDEX CORP(COM) 9/18/01 28.36
ILLINOIS TOOL WORKS INC(COM) 9/17/01 54.51
KEY3MEDIA GROUP INC(COM) 9/20-21/01 4.10-5.14
KIMCO REALTY CORP(COM) 9/17/01 24.90
KIMCO REALTY CORP(COM) 9/12/01 46.89
KOHLS CORP(COM) 9/19/01 45.50
LANDS END INC(COM) 8/1-20-01 35.70-40.48
LYONDELL CHEMICAL CO(COM) 9/17-21/01 9.65-11.24
MERITAGE CORP(COM) 8/17-24/01 49.50-50.75
NEW PLAN EXCEL REALTY TRU(COM) 9/10/01 17.42-17.58
NOVASTAR FINANCIAL INC(COM) 8/1/01 3.06-6.75
ORIENTAL FINL GROUP INC(COM) 8/23-24/01 21.00
PACIFIC AMERICAN INCOME S(COM) 9/17/01 14.79
PRIMEDIA INC(COM) 9/21/01 3.88
PRIMEDIA INC(COM) 9/19/01 4.46
PRIMEDIA INC(COM) 9/18/01 4.80
PROCTER & GAMBLE CO(COM) 8/27/01 76.76
RESMED INC(COM) 8/21/01 57.95
RFS HOTEL INVESTORS INC(COM) /23/01 14.51
RTI INTL METALS INC(COM) 9/25/01 7.24
SUBURBAN PROPANE PART (UNIT LTD P) 9/20/01 22.10-22.25
SUBURBAN PROPANE PART(UNIT LTD P) 9/20/01 22.20
TIMKEN CO(COM) 8/7/01 14.92
TORCHMARK CORP (COM) 8/10/01 41.27
TORCHMARK CORP (COM) 8/10/01 41.27
TRENWICK GROUP LTD(COM) 8/13/01 16.28
VORNADO RLTY TR(SH BEN INT) 8/14-17/01 40.00-40.58
WATTS INDS INC 8/20-28/01 15.20-15.50
WORLDWIDE RESTAURANT CONC(COM) 8/30/01 1.22
YORK INTL CORP NEW(COM) 9/20/01 28.65-28.80
NASDAQ
ACTION PERFORM COS(COM) 9/4/01 28.90-29.02
ADVANCED NEUROMODULATION (COM) 9/17/01 19.02
AMERITRADE HOLDING CORP 8/28/01 5.98-6.00
APROPOS TECHNOLOGY INC(COM) 8/17-30/01 1.52-1.60
ASIAINFO HLDGS INC(COM) 8/2/01 18.00
AVICI SYSTEMS INC(COM) 9/17/01 2.03-2.04
AVICI SYSTEMS INC(COM) 9/17-19/01 1.69-2.05
AVICI SYSTEMS INC(COM) 9/19/01 1.67
AVICI SYSTEMS INC(COM) 9/17/01 2.05
COMPANY HOLDING INSIDER
ABBOTT LABS(COM) 2,200 Powell Bone
ADMINISTAFF INC(COM) 5,832 Arizpe Aruthur S
AMERICAN TOWER CORPORATION 2,802,597 Gearon J M
BAKER HUGHES INC(COM) 3,533 Filter Eunice M
BANK OF AMERICA CORP(COM) 29,883 Sloan O T
BANK OF AMERICA CORP(COM) 2,000 Ueberroth Peter V
BOISE CASCADE CORP(COM) 1,000 Macdonald Donald S
BOISE CASCADE CORP(COM) 2,345 Michael Gary G
BORDERS GROUP INC(COM) 3,597 Cohen Joel J
CALIFORNIA FEDERAL PREFERRED CAP 500 Turner Gerald R
CHROMCRAFT REVINGTON INC(COM) 7,500 Kunz Larry P
COHEN & STEERS ADVANTAGE (COM) 5,000 Steer Robert H
COMFORT SYS USA INC(COM) 307,788 Hess Gary E
COMFORT SYS USA INC(COM) 35,00 Murdy William
COMFORT SYS USA INC(COM) 44,101 George William
CORRECTIONS CORP AMER NEW 561,208 Wedell Henn L
DOW CHEM CO(COM) 6,600 Barton Jacqueline K
E TRADE GROUP INC(COM) 235,461 Caplan Mitchell H
E TRADE GROUP INC(COM) 2,525,659 Cotaskos Christos M
E TRADE GROUP INC(COM) 102,610 Lilien R J
E TRADE GROUP INC(COM) 2,000 Metaxas John
EL PASO CORP(COM) 2,125 Kelley Byron R
EQUIFAX INC(COM) 19,450, Mast Kent E
EQUITY INNS INC(COM) 844,973 Mcneill Phillip H
FIRST AMERICAN CORP(COM) 158,300 Argyros George L
FLEMING COS INC(COM) 26,700 Dahlen Thomas G
GOLDEN ST BANCORP INC(COM) 2,000 Rankin B M
HANOVER COMPRESSOR CO(COM) 268,804 Mcghan Michael J
HAVERTY FURNITURE COS(COM) 1,500 Haverty Rawson
HILTON HOTELS CORP(COM) 5,000 Glassett Tim S
HUFFY CORP(COM) 1,000 Graber Don R
IDEX CORP(COM) 2,000 Bell Bradely J
ILLINOIS TOOL WORKS INC(COM) 803 Hudnut Stewart S
KEY3MEDIA GROUP INC(COM) 410,000 Rosen Fredric D
KIMCO REALTY CORP(COM) 4,935 Kauderer Bruce
KIMCO REALTY CORP(COM) 25,474 Henry David
KOHLS CORP(COM) N/R Johnson Patricia
LANDS END INC(COM) 2,331,491 Comer Gary C
LYONDELL CHEMICAL CO(COM) 176,440 Smith Dan F
MERITAGE CORP(COM) 262,800 Sarver Robert
NEW PLAN EXCEL REALTY TRU(COM) 0 Roche John
NOVASTAR FINANCIAL INC(COM) 128,260 Mehrer Edward W
ORIENTAL FINL GROUP INC(COM) 15,900 Muniz Andres J
PACIFIC AMERICAN INCOME S(COM) 14,790 Harker IIene S
PRIMEDIA INC(COM) 1,500 Discepolo Michaelanne C
PRIMEDIA INC(COM) 398,873 Chell Beverly C
PRIMEDIA INC(COM) 2,000 Flynn Matthew
PROCTER & GAMBLE CO(COM) 576 Pepper John E
RESMED INC(COM) 7,834 Kenyon Curt L
RFS HOTEL INVESTORS INC(COM) 45,980 Strokes John W
RTI INTL METALS INC(COM) 7,077 Berkstresser Gordon L
SUBURBAN PROPANE PART (UNIT LTD P) 273,902 Alexander Mark A
SUBURBAN PROPANE PART(UNIT LTD P) 4,600 Mark J A
TIMKEN CO(COM) 200,213 Timken Ward J
TORCHMARK CORP (COM) 9,225 Watts Ronald D
TORCHMARK CORP (COM) 11,388 Gockel Douglas L
TRENWICK GROUP LTD(COM) 0 Wilcox Stephen R
VORNADO RLTY TR(SH BEN INT) 1,700 Macnow Joseph
WATTS INDS INC 25,000 Horne Timothy P
WORLDWIDE RESTAURANT CONC(COM) 10,000 Muh Robert A
YORK INTL CORP NEW(COM) 65,650 Mcdonough Gerald C
NASDAQ
ACTION PERFORM COS(COM) 25 Bickford John S
ADVANCED NEUROMODULATION (COM) 435,038 Varrichio Anthony J
AMERITRADE HOLDING CORP 50,000 Moglia Joseph H
APROPOS TECHNOLOGY INC(COM) 24,220 Derr Brian C
ASIAINFO HLDGS INC(COM) 0 Li James J
AVICI SYSTEMS INC(COM) 11,230 Brauneis Paul F
AVICI SYSTEMS INC(COM) 250,000 Panditi Surya R
AVICI SYSTEMS INC(COM) 103,830 Kaufman Steven B
AVICI SYSTEMS INC(COM) 17,051 Mongiello James
12 MO.
INSIDER PRICE
COMPANY TITLE RANKING RANGE
ABBOTT LABS(COM) D 1 56-43
ADMINISTAFF INC(COM) O -3 77-16
AMERICAN TOWER CORPORATION OX 2 42-11
BAKER HUGHES INC(COM) D – 45-26
BANK OF AMERICA CORP(COM) D 2 65-38
BANK OF AMERICA CORP(COM) D 2 65-38
BOISE CASCADE CORP(COM) D -3 38-22
BOISE CASCADE CORP(COM) D -3 38-22
BORDERS GROUP INC(COM) D 2 24-11
CALIFORNIA FEDERAL PREFERRED CAP D – n/a
CHROMCRAFT REVINGTON INC(COM) D -1 10-7
COHEN & STEERS ADVANTAGE (COM) CB 2 n/a
COMFORT SYS USA INC(COM) P 3 4-2
COMFORT SYS USA INC(COM) O 3 4-2
COMFORT SYS USA INC(COM) O 3 4-2
CORRECTIONS CORP AMER NEW D 2 17-0
DOW CHEM CO(COM) D 1 40-23
E TRADE GROUP INC(COM) O 4 16-5
E TRADE GROUP INC(COM) CB 4 16-5
E TRADE GROUP INC(COM) O 4 16-5
E TRADE GROUP INC(COM) O 4 16-5
EL PASO CORP(COM) OS -1 75-39
EQUIFAX INC(COM) VP – 38-20
EQUITY INNS INC(COM) CB 4 n/a
FIRST AMERICAN CORP(COM) D 1 35-17
FLEMING COS INC(COM) O 1 37-10
GOLDEN ST BANCORP INC(COM) D -2 35-21
HANOVER COMPRESSOR CO(COM) P 1 45-19
HAVERTY FURNITURE COS(COM) OD – 15-9
HILTON HOTELS CORP(COM) O 1 13-7
HUFFY CORP(COM) CB – 12-6
IDEX CORP(COM) D -3 37-26
ILLINOIS TOOL WORKS INC(COM) O -1 71-49
KEY3MEDIA GROUP INC(COM) CB 1 13-3
KIMCO REALTY CORP(COM) OX 5 n/a
KIMCO REALTY CORP(COM) OX 5 n/a
KOHLS CORP(COM) O 1 72-43
LANDS END INC(COM) CB -4 43-19
LYONDELL CHEMICAL CO(COM) P 1 18-10
MERITAGE CORP(COM) D -5 59-18
NEW PLAN EXCEL REALTY TRU(COM) O -1 n/a
NOVASTAR FINANCIAL INC(COM) D 2 n/a
ORIENTAL FINL GROUP INC(COM) O – 22-11
PACIFIC AMERICAN INCOME S(COM) VP 1 n/a
PRIMEDIA INC(COM) O 11 16-2
PRIMEDIA INC(COM) GC 11 16-2
PRIMEDIA INC(COM) OT 11 16-2
PROCTER & GAMBLE CO(COM) CB -3 79-57
RESMED INC(COM) O -4 61-26
RFS HOTEL INVESTORS INC(COM) D – n/a
RTI INTL METALS INC(COM) VP 4 18-6
SUBURBAN PROPANE PART (UNIT LTD P) P – 28-19
SUBURBAN PROPANE PART(UNIT LTD P) UT – 28-19
TIMKEN CO(COM) VP 1 19-12
TORCHMARK CORP (COM) OS 20 43-27
TORCHMARK CORP (COM) OS 20 43-27
TRENWICK GROUP LTD(COM) D -1 27-6
VORNADO RLTY TR(SH BEN INT) O – n/a
WATTS INDS INC CB -1 18-10
WORLDWIDE RESTAURANT CONC(COM) D 2 2-1
YORK INTL CORP NEW(COM) CB – 39-24
NASDAQ
ACTION PERFORM COS(COM) VP -1 29-2
ADVANCED NEUROMODULATION (COM) O 1 27-11
AMERITRADE HOLDING CORP O 2 16-4
APROPOS TECHNOLOGY INC(COM) O 1 10-1
ASIAINFO HLDGS INC(COM) O -4 20-7
AVICI SYSTEMS INC(COM) O 4 86-1
AVICI SYSTEMS INC(COM) CB 4 86-1
AVICI SYSTEMS INC(COM) P 4 86-1
AVICI SYSTEMS INC(COM) D 4 86-1
AWARE INC(COM) AWRE 2,000
BARRA INC(COM) BARZ 4,000
BE AEROSPACE INC(COM) BEAV 120,000
BE AEROSPACE INC(COM) BEAV 10,000
BIOJECT MEDICAL TECHNOLOGIES INC BJCT 1,000
BIOJECT MEDICAL TECHNOLOGIES INC BJCT 800
BISYS GROUP INC(COM) BSYS 8,948
BOSTON PRIVATE FINANCIAL (COM) BPFH 32,500
CASEYS GEN STORES INC(COM) CASY 79,500
CENTRAL VIRGINIA BANKSHAR(COM) CVBK 2,000
CHICAGO PIZZA & BREWERY I(COM) CHGO 3,200,000
CITIZENS FIRST CORP(COM) CZFC 400 60,000 [*]
CITRIX SYS INC(COM) CTXS 45,001 [*]
CONMED CORP(COM) CNMD
CORILLIAN CORP(COM) CORI 50,000
CORVAS INTERNATIONAL INC(COM) CVAS 1,500
CORVAS INTERNATIONAL INC(COM) CVAS 1,000
DESTINY MEDIA TECHNOLOGIE(COM) DSNY 569,630
DIVINE INC DVIN 100,000
ENTERBANK HOLDINGS INC(COM) ETBK 2,000
ESB FINL CORP(COM) ESBF 500
FIBERCORE INC(COM) FBCE 10,500
FMS FINL CORP(COM) FMCO 10,000
FREEMARKETS INC(COM) FMKT 113,000
GARDENBURGER INC(COM) GBUR 13,000
GBC BANGORP(COM) GBCB 8,000
GBC BANCORP(COM) GBCB 70,000 [*]
GBC BANCORP(COM) GBCB 1,400 [*]
GBC BANCORP(COM) GBCB 3,200
GBC BANCORP(COM) GBCB 8,000
GIGA TRONICS INC(COM) GIGA 29,000
GOLD BANC CORP(COM) GLDB 50,000
GREATER ROME BANCSHARES I(COM) Z3549 2,500
GREY GLOBAL GROUP INC(COM) GREY 200
GREYSTONE DIGITAL TECHNOL(COM) GSTN 40,000
GUITAR CTR INC(COM) GTRC 9,512 [*]
GUITAR CTR INC(COM) GTRC 9,512 [*]
GUITAR CTR INC(COM) GTRC 334 [*]
GUITAR CTR INC(COM) GTRC 334 [*]
GUITAR CTR INC(COM) GTRC 334 [*]
GUITAR CTR INC(COM) GTRC 1,634 [*]
HARLEY SVILLE GROUP INC(COM) HGIC 1,000
HNC SOFTWARE INC(COM) HNCS 2,525
HNC SOFTWARE INC(COM) HNCS 1,624
HNC SOFTWARE INC(COM) HNCS 1,051
HNC SOFTWARE INC(COM) HNCS 2,440
HUNT J B TRANS SVCS INC(COM) JBHT 2,405
HUNT J B TRANS SVCS INC(COM) JBHT 10,000
HUNT J B TRANS SVCS INC(COM) JBHT 737
HUNT J B TRANS SVCS INC(COM) JBHT 9,900 [*]
HUNT J B TRANS SVCS INC(COM) JBHT 95,000
HUNT J B TRANS SVCS INC(COM) JBHT 10,000
HUNT J B TRANS SVCS INC(COM) JBHT 95,000
HUNT J B TRANS SVCS INC(COM) JBHT 60,000
INET TECHNOLOGIES INC(COM) INTI 1,200
INSITUFORM TECHNOLOGIES INC INSUA 2,000
LEDGER CAP CORP(COM) LEDG 1,000
LEDGER CAP CORP(COM) LEDG 525
MAII HLDGS INC(COM) MAII 148,027
MAII HLDGS INC(COM) MAII 250,000
MAX & ERMAS RESTAURANTS I(COM) MAXE 5,000
MAX RE CAPITAL LTD HAMILT(SHS) MXRE 10,000
MAX RE CAPITAL LTD HAMILT(SHS) MXRE 25,000
MAX RE CAPITAL LTD HAMILT(SHS) MXRE 2,500
MCDATA CORP MCDT 5,000 [*]
MESA AIR GROUP INC(COM) MESA 5,600 [*]
METHODE ELECTRONICS INC METHA 14,000
MIDDLESEX WATER CO(COM) MSEX 2,100
NATIONAL DENTEX CORP(COM) NADX 1,000
NETNATION COMMUNICATIONS(COM) NNCI 87,276
NETSOL INTERNATIONAL INC(COM) NTWK 40,000
OHIO VY BANC CORP(COM) OVBC 400
OLD POINT FINANCIAL CORP(COM) OPOF 300
OMTOOL LTD(COM) OMTL 25,000
P C CONNECTION(COM) PCCC 5,000
P C CONNECTION(COM) PCCC 10,000
PACIFIC CAPITAL BANCORP(COM) SABB 1,000
PACIFIC MERCANTILE BANCOR(COM) PMBC 400
PANERA BREAD CO PNRA 800 [*]
PATAPSCO BANCORP INC(COM) PATD 150
PEOPLES CMNTY CAP CORP(COM) PPLM 1,835
PEREGRINE SYSTEMS INC(COM) PRGN 2,250
PREMIERWEST BANCORP(COM) PRWT 1,000
PRICELINE COM INC(COM) PCLN 25,000
AWARE INC(COM) 9/21/01 3.26 8,661
BARRA INC(COM) 8/39-31/01 48.39-48.67 17,000
BE AEROSPACE INC(COM) 9/19-20/01 4.20-5.59 188,700
BE AEROSPACE INC(COM) 9/17/01 6.40 30,000
BIOJECT MEDICAL TECHNOLOGIES INC 8/9/01 10.25 40,850
BIOJECT MEDICAL TECHNOLOGIES INC 8/8/01 11.05 4,234
BISYS GROUP INC(COM) 8/24-29/01 54.61-56.55 45,200
BOSTON PRIVATE FINANCIAL (COM) 8/21-28/01 20.08-21.49 167,586
CASEYS GEN STORES INC(COM) 9/4-6/01 12.50-12.59 1,133,907
CENTRAL VIRGINIA BANKSHAR(COM) 8/9/01 13.38 4,001
CHICAGO PIZZA & BREWERY I(COM) 8/15/01 2.50 7,259,858
CITIZENS FIRST CORP(COM) 8/13-16/01 11.10-11.99 1,400
CITRIX SYS INC(COM) 8/1/01 34.02 0
CONMED CORP(COM) 8/14-21/01 31.75-31.82 91,701
CORILLIAN CORP(COM) 9/19/01 2.00 26,000
CORVAS INTERNATIONAL INC(COM) 9/21/01 5.59-5.74 3,060
CORVAS INTERNATIONAL INC(COM) 9/20/01 5.30 1,000
DESTINY MEDIA TECHNOLOGIE(COM) 8/23-9/4/01 0.08-0.12 5,881,130
DIVINE INC 8/17-21/01 1.23-1.27 179,25
ENTERBANK HOLDINGS INC(COM) 8/13/01 12.58 2,000
ESB FINL CORP(COM) 9/6/01 12.62 13,065
FIBERCORE INC(COM) 8/1-9/01 5.89-6.06 150,000
FMS FINL CORP(COM) 8/21/01 1.29 8,081,596
FREEMARKETS INC(COM) 8/1-29/01 14.92-20.61 543,800
GARDENBURGER INC(COM) 8/2-9/01 0.63-0.65 686,680
GBC BANGORP(COM) 8/23/01 34.02 70,934
GBC BANCORP(COM) 8/1-6/01 32.95-33.26 44,712
GBC BANCORP(COM) 8/8/01 33.00 0
GBC BANCORP(COM) 8/8/01 33.00 1,936
GBC BANCORP(COM) 8/1-31/01 31.87-34.81 600,851
GIGA TRONICS INC(COM) 9/6-7/01 2.90-3.00 472,803
GOLD BANC CORP(COM) 8/14/01 7.85 1,141,437
GREATER ROME BANCSHARES I(COM) 9/7/01 15.00 9,957
GREY GLOBAL GROUP INC(COM) 8/17/01 629.50 200
GREYSTONE DIGITAL TECHNOL(COM) 8/1-17/01 0.39-0.52 2,918,002
GUITAR CTR INC(COM) 9/5/01 15.00 662,915
GUITAR CTR INC(COM) 9/5/01 15.00 1,010,462
GUITAR CTR INC(COM) 9/5/01 15.00 0
GUITAR CTR INC(COM) 9/5/01 15.00 30,190
GUITAR CTR INC(COM) 9/5/01 15.00 6,400
GUITAR CTR INC(COM) 9/5/01 15.00 5,000
HARLEY SVILLE GROUP INC(COM) 8/9/01 23.53 12,460
HNC SOFTWARE INC(COM) 8/2/01 27.30 474
HNC SOFTWARE INC(COM) 8/1/01 27.30 0
HNC SOFTWARE INC(COM) 8/1/01 27.30 411
HNC SOFTWARE INC(COM) 8/2/01 27.30 0
HUNT J B TRANS SVCS INC(COM) 8/2/01 25.02 139,814
HUNT J B TRANS SVCS INC(COM) 8/3-24/01 25.00-25.15 139,814
HUNT J B TRANS SVCS INC(COM) 8/2/01 25.02 5,529
HUNT J B TRANS SVCS INC(COM) 8/2-31/01 0.00-25.25 71,336
HUNT J B TRANS SVCS INC(COM) 8/7-24/01 25.02-25.27 3,346,095
HUNT J B TRANS SVCS INC(COM) 8/24-27/01 25.00-25.10 0
HUNT J B TRANS SVCS INC(COM) 8/7-24/01 25.02-25.07 446,278
HUNT J B TRANS SVCS INC(COM) 8/7-29/01 24.61-25.25 1,710,057
INET TECHNOLOGIES INC(COM) 8/20/01 7.62 11,454,784
INSITUFORM TECHNOLOGIES INC 9/19/01 15.51 2,000
LEDGER CAP CORP(COM) 8/16/01 18.04 37,545
LEDGER CAP CORP(COM) 8/28/01 18.95 10,768
MALL HLDGS INC(COM) 8/16/01 4.00 0
MALL HLDGS INC(COM) 8/16/01 4.00 107,156
MAX & ERMAS RESTAURANTS I(COM) 9/12/01 11.00 54,476
MAX RE CAPITAL LTD HAMILT(SHS) 8/13/01 16.00 245,000
MAX RE CAPITAL LTD HAMILT(SHS) 8/13/01 16.00 25,000
MAX RE CAPITAL LTD HAMILT(SHS) 8/13/01 16.00 220,500
MCDATA CORP 9/17/01 10.10 322
MESA AIR GROUP INC(COM) 8/10/01 14.10 2,600
METHODE ELECTRONICS INC 9/19/01 7.44 14,000
MIDDLESEX WATER CO(COM) 9/20/01 33.62 28,337
NATIONAL DENTEX CORP(COM) 9/10/01 21.56 3,256
NETNATION COMMUNICATIONS(COM) 9/19/01 1.65 1,809,224
NETSOL INTERNATIONAL INC(COM) 8/27-28/01 0.17-0.20 N/R
OHIO VY BANC CORP(COM) 8/3/01 25.50 42,478
OLD POINT FINANCIAL CORP(COM) 9/6/01 25.00 725
OMTOOL LTD(COM) 8/14/01 1.30 25,000
P C CONNECTION(COM) 9/27/01 6.15-6.17 106,113
P C CONNECTION(COM) 9/27/01 7.08 13,265
PACIFIC CAPITAL BANCORP(COM) 9/4/01 29.99 23,861
PACIFIC MERCANTILE BANCOR(COM) 8/9/01 7.00 400
PANERA BREAD CO 8/21/01 39.40 0
PATAPSCO BANCORP INC(COM) 8/2/01 27.50 230
PEOPLES CMNTY CAP CORP(COM) 9/19/01 9.62 64,102
PEREGRINE SYSTEMS INC(COM) 9/4/01 27.50 155,849
PREMIERWEST BANCORP(COM) 8/24/01 4.80 315
PRICELINE COM INC(COM) 9/21/01 2.20 306,175
AWARE INC(COM) Pertes Edmund C P 3 38-3
BARRA INC(COM) Battle A G D -5 70-39
BE AEROSPACE INC(COM) Cowart Jim C D 7 25-4
BE AEROSPACE INC(COM) Smith Scott A O 7 25-4
BIOJECT MEDICAL TECHNOLOGIES INC Plestina Richard J D 3 15-5
BIOJECT MEDICAL TECHNOLOGIES INC Temple Michael A D 3 15-5
BISYS GROUP INC(COM) Marcous Neil P O – 85-42
BOSTON PRIVATE FINANCIAL (COM) Thielen Richard N D -4 24-14
CASEYS GEN STORES INC(COM) Lamberti Donald F CB -1 15-11
CENTRAL VIRGINIA BANKSHAR(COM) Catlett Charles F O 1 14-9
CHICAGO PIZZA & BREWERY I(COM) Dalpozzo James A DO 3 6-2
CITIZENS FIRST CORP(COM) Mcbrayer Byron K O 1 16-10
CITRIX SYS INC(COM) Moreno Jeanne VP -6 37-17
CONMED CORP(COM) Abraham William W O -2 32-13
CORILLIAN CORP(COM) McCoy John CB 1 16-1
CORVAS INTERNATIONAL INC(COM) Helmbacher Kevin S O 2 27-5
CORVAS INTERNATIONAL INC(COM) Keane Stephen F OX 2 27-5
DESTINY MEDIA TECHNOLOGIE(COM) Vestergard Steve P 1 n/a
DIVINE INC Meredith Thomas J D 1 4-1
ENTERBANK HOLDINGS INC(COM) Franta Brad R OS 9 14-11
ESB FINL CORP(COM) Thaner Edwin A D 1 15-9
FIBERCORE INC(COM) Phillips Stephen W D -1 8-2
FMS FINL CORP(COM) Topley Thomas M O 1 10-6
FREEMARKETS INC(COM) Meakem Glen T CB -1 56-6
GARDENBURGER INC(COM) Wenner Paul F DO -1 3-0
GBC BANGORP(COM) Wu Julian D -7 39-24
GBC BANCORP(COM) Wu Li P CB -7 39-24
GBC BANCORP(COM) Wang Cathy O -7 39-24
GBC BANCORP(COM) Massci Domenic O -7 39-24
GBC BANCORP(COM) Wu Ping C D -7 39-24
GIGA TRONICS INC(COM) Bruns George H O – 8-2
GOLD BANC CORP(COM) McNeill Don C D -1 8-4
GREATER ROME BANCSHARES I(COM) Brown Frank A D -1 n/a
GREY GLOBAL GROUP INC(COM) Bamett Victor J D 1 740-512
GREYSTONE DIGITAL TECHNOL(COM) Smith Richard A H -1 5-0
GUITAR CTR INC(COM) Albertson Martin P -6 22-10
GUITAR CTR INC(COM) Thomas Larry CB -6 22-10
GUITAR CTR INC(COM) Laughlin Mark O -6 22-10
GUITAR CTR INC(COM) Soosman Barry O -6 22-10
GUITAR CTR INC(COM) Angress David O -6 22-10
GUITAR CTR INC(COM) Ross Bruce O -6 22-10
HARLEY SVILLE GROUP INC(COM) Patkus M L O – 30-20
HNC SOFTWARE INC(COM) Hansen Bruce E OX -5 34-12
HNC SOFTWARE INC(COM) Clark Russell C O -5 34-12
HNC SOFTWARE INC(COM) Ahem Roger J VP -5 34-12
HNC SOFTWARE INC(COM) Thomas Kyle W O -5 34-12
HUNT J B TRANS SVCS INC(COM) Thompson James K P -8 25-11
HUNT J B TRANS SVCS INC(COM) Thompson James K P -8 25-11
HUNT J B TRANS SVCS INC(COM) Mee David G OX -8 25-11
HUNT J B TRANS SVCS INC(COM) Matthews Terrence D OX -8 25-11
HUNT J B TRANS SVCS INC(COM) Hunt Johnnie B CB -8 25-11
HUNT J B TRANS SVCS INC(COM) Bergant Paul R OX -8 25-11
HUNT J B TRANS SVCS INC(COM) Hunt Johnelle D OD -8 25-11
HUNT J B TRANS SVCS INC(COM) Garrison Earl W CB -8 25-11
INET TECHNOLOGIES INC(COM) Weinzierl Mark A DO -1 48-5
INSITUFORM TECHNOLOGIES INC Hinshaw Juanita D – 43-15
LEDGER CAP CORP(COM) Rickheim Charles E D -2 20-10
LEDGER CAP CORP(COM) Borst Elizabeth OS -2 20-10
MALL HLDGS INC(COM) Kallenberger David A UT -2 5-1
MALL HLDGS INC(COM) Herchman Paul R UT -2 5-1
MAX & ERMAS RESTAURANTS I(COM) Heywood Gregory L O – 12-8
MAX RE CAPITAL LTD HAMILT(SHS) Hynes Keith S O – 15-14
MAX RE CAPITAL LTD HAMILT(SHS) Zech James L D – 15-14
MAX RE CAPITAL LTD HAMILT(SHS) brining dave w O – 15-14
MCDATA CORP Kuenzel James E O -1 129-8
MESA AIR GROUP INC(COM) bojorquez rodena t O -9 15-3
METHODE ELECTRONICS INC Batts Warren L D 1 46-6
MIDDLESEX WATER CO(COM) Mundy Stephen H D -1 36-27
NATIONAL DENTEX CORP(COM) Sepulveda Eloy O -1 23-18
NETNATION COMMUNICATIONS(COM) Taimor David CB -1 4-1
NETSOL INTERNATIONAL INC(COM) Ghauri Naeem O 3 13-0
OHIO VY BANC CORP(COM) Bowman Phil A D 3 27-25
OLD POINT FINANCIAL CORP(COM) Rosser W R D -1 26-16
OMTOOL LTD(COM) Lietz Andrew E D 3 3-1
P C CONNECTION(COM) Gavin Mark A O 2 45-6
P C CONNECTION(COM) Beffa Negrini David OX 2 46-6
PACIFIC CAPITAL BANCORP(COM) Splittorf Mary Lou OS -3 30-24
PACIFIC MERCANTILE BANCOR(COM) Warren Finley D 2 8-5
PANERA BREAD CO Coleman Anthony M O -6 43-15
PATAPSCO BANCORP INC(COM) Connelly Brian C VP 2 28-21
PEOPLES CMNTY CAP CORP(COM) Phelon Russell D D 2 10-8
PEREGRINE SYSTEMS INC(COM) Gardner Stephen P CB -1 33-12
PREMIERWEST BANCORP(COM) Patterson James L D 1 5-4
PRICELINE COM INC(COM) Mylod Robert J O -3 10-1
PRICELINE COM INC(COM) PCLN 50,000
PRIVATEBANCORP INC(COM) PVTB 1,040
PYRAMID BREWERIES INC(COM) PMID 24,000
RESPIRONICS INC(COM) RESP 200
RESPIRONICS INC(COM) RESP 3,000 [*]
RESPIRONICS INC(COM) RESP 7,700 [*]
RESPIRONICS INC(COM) RESP 2,700 [*]
RIGHT MGMT CONSULTANTS IN(COM) RMCI 54,888
ROYAL BANCSHARES OF PENNSYLVANIA RBPAA 5,000
S & T BANCORP INC(COM) STBA 1,500
SAGE INC(COM) SAGI 36,999
SAGE INC(COM) SAGI 40,000
SAGE INC(COM) SAGI 17,951
SAGE INC(COM) SAGI 10,000
SAGE INC(COM) SAGI 40,000
SAGE INC(COM) SAGI 20,000
SAGE INC(COM) SAGI 20,000
SHOP AT HOME INC SATH 25,000
SIGMA DESIGNS INC(COM) SIGM 10,000
SIGMA DESIGNS INC(COM) SIGM 10,000
SIGMA DESIGNS INC(COM) SIGM 10,000
SOUTHTRUST CORP(COM) SOTR 547
SOUTHWEST BANCORP INC OK(COM) OKSB 52,500
SPEEDFAM-IPEC INC(COM) SFAM 30,000
ST MARY LD & EXPL CO(COM) MARY 2,000
STERLING BANCSHARES INC(COM) SBIB 9,800
STERLING FINANCIAL CORP W(COM) STSA 5,526
STERLING FINANCIAL CORP W(COM) STSA 7,710
TANGRAM ENTERPRISE SOLUTI(COM) TESI 10,200
TENFOLD CORP(COM) TENFC 50,000
TRANSGENOMIC INC(COM) TBIO 34,000
UMB FINL CORP(COM) UMBF 6,800
UNITED BANKSHARES INC WV(COM) UBSI 5,000
UNITED RETAIL GROUP INC(COM) URGI 640
VIRAGE INC(COM) URGI 75,000
WTC INDS INC WTCO 1,000 [*]
WTC INDS INC WTCO 1,000 [*]
YAHOO INC(COM) YHOO 350,000 [*]
YOUTHSTREAMMEDIA NETWORK(COM) YSTM 210,000
YOUTHSTREAMMEDIA NETWORK(COM) YSTM 20,000
AMERICAN STOCK EXCHANGE
AEGIS REALTY INC(COM) AER 853
BLAIR CORP(COM) BL 1,875
COMPETITIVE TECHNOLOGIES(COM) CTT 4,000
CONSOLIDATED TOMOKA LD CO(COM) CTO 1,500
ELECTRIC CITY CORP(COM) ELC 14,248
ELECTRIC CITY CORP(COM) ELC 17,810
HALLMARK FINANCIAL SERVIC(COM) HAF EC 38,100
HARKEN ENERGY CORP HEC 5,000
J ALEXANDERS CORP(COM) JAX 7,806
NTN COMMUNICATIONS INC NTN 3,700
SOUTHWEST GEORGIA FINANCI(COM) SGB 246
SOUTHWEST GEORGIA FINANCI(COM) SGB 149
STAR STRUCK LTD (COM) KAP 7,000
WESTMORELAND COAL CO(COM) WLB 500
PRICELINE COM INC(COM) 9/21/01 2.20-2.30 729,700
PRIVATEBANCORP INC(COM) 8/24/01 17.76 8,864
PYRAMID BREWERIES INC(COM) 8/16-31/01 2.20-2.50 24,000
RESPIRONICS INC(COM) 8/1/01 31.81 2,058
RESPIRONICS INC(COM) 8/15/01 32.38 3,060
RESPIRONICS INC(COM) 8/23/01 33.91-34.11 18,812
RESPIRONICS INC(COM) 8/23-24/01 33.71-34.61 6,900
RIGHT MGMT CONSULTANTS IN(COM) 8/2-15/01 20.01-22.42 1,921,000
ROYAL BANCSHARES OF PENNSYLVANIA 8/23/01 20.90 2,754,836
S & T BANCORP INC(COM) 9/18/01 22.20-22.35 2,549
SAGE INC(COM) 8/10-16/01 16.00-17.68 2,379,409
SAGE INC(COM) 8/13-31/01 16.57-18.13 5,844,448
SAGE INC(COM) 8/15-31/01 17.00-17.70 10,934
SAGE INC(COM) 8/15/01 17.25 235,056
SAGE INC(COM) 8/13-30/01 16.65-17.70 1,120,168
SAGE INC(COM) 8/10-31/01 16.00-17.53 269,752
SAGE INC(COM) 8/16-29/01 17.60-18.00 391,266
SHOP AT HOME INC 9/17-24/01 1.75-2.43 175,000
SIGMA DESIGNS INC(COM) 9/18/01 1.18 136,000
SIGMA DESIGNS INC(COM) 9/17/01 1.32-1.38 466,293
SIGMA DESIGNS INC(COM) 9/17/01 1.45 43,437
SOUTHTRUST CORP(COM) 8/1/01 25.69 55,000
SOUTHWEST BANCORP INC OK(COM) 8/6/01 17.35 34,650
SPEEDFAM-IPEC INC(COM) 9/25-26/01 1.28 35,000
ST MARY LD & EXPL CO(COM) 8/27/01 20.42 4,400
STERLING BANCSHARES INC(COM) 8/9/01 21.45 595,585
STERLING FINANCIAL CORP W(COM) 8/22/01 10.04-10.73 18,302
STERLING FINANCIAL CORP W(COM) 8/22/01 10.04-14.74 7,710
TANGRAM ENTERPRISE SOLUTI(COM) 9/17-18/01 0.85-0.95 30,200
TENFOLD CORP(COM) 8/16-24/01 0.80-4300.00 67,000
TRANSGENOMIC INC(COM) 8/16-20/01 10.93-10.94 1,884,616
UMB FINL CORP(COM) 8/17-21/01 43.10-45.35 768,504
UNITED BANKSHARES INC WV(COM) 8/16/01 27.33 410,327
UNITED RETAIL GROUP INC(COM) 9/4-5/01 8.00 5,070
VIRAGE INC(COM) 8/2-3/01 3.00-3.07 1,408,834
WTC INDS INC 8/16-30/01 6.00-8.50 1,198
WTC INDS INC 8/16-30/01 6.00-6.50 1,198
YAHOO INC(COM) 8/6-7/01 17.33-17.43 818,479
YOUTHSTREAMMEDIA NETWORK(COM) 8/21/01 1.49 680,000
YOUTHSTREAMMEDIA NETWORK(COM) 9/21/01 0.92-0.95 49,347
AMERICAN STOCK EXCHANGE
AEGIS REALTY INC(COM) 8/31/01 11.72 4,210
BLAIR CORP(COM) 9/24/01 14.85 9,250
COMPETITIVE TECHNOLOGIES(COM) 9/21/01 2.79 41,881
CONSOLIDATED TOMOKA LD CO(COM) 9/6/01 23.06-23.15 16,200
ELECTRIC CITY CORP(COM) 8/7-22/01 3.00-3.80 1,695,988
ELECTRIC CITY CORP(COM) 8/7-22/01 3.00-3.80 222,340
HALLMARK FINANCIAL SERVIC(COM) 8/16/01 0.49 1,747,001
HARKEN ENERGY CORP 9/20-21/01 1.55-1.70 130,000
J ALEXANDERS CORP(COM) 8/23/01 2.25 27,790
NTN COMMUNICATIONS INC 8/1-8/01 0.70-0.73 N/R
SOUTHWEST GEORGIA FINANCI(COM) 8/22/01 15.45 41,508
SOUTHWEST GEORGIA FINANCI(COM) 8/27/01 15.60 22,592
STAR STRUCK LTD (COM) 8/7-15/01 0.85-0.90 N/R
WESTMORELAND COAL CO(COM) 9/6/01 11.90 500
PRICELINE COM INC(COM) Boyd Jeffery P -3 10-1
PRIVATEBANCORP INC(COM) Beal Donald A D 3 18-9
PYRAMID BREWERIES INC(COM) Evensen Scott D 1 3-2
RESPIRONICS INC(COM) Littell Candace L D -2 36-16
RESPIRONICS INC(COM) Fulton Steve VP -2 36-16
RESPIRONICS INC(COM) Bevevino Daniel J O -2 36-16
RESPIRONICS INC(COM) Lloyd Susan O -2 36-16
RIGHT MGMT CONSULTANTS IN(COM) Evans Larry A D -8 31-10
ROYAL BANCSHARES OF PENNSYLVANIA Tabas Daniel M CB – 22-14
S & T BANCORP INC(COM) Young Gregor T O – 27-17
SAGE INC(COM) Reddy N D D -7 21-5
SAGE INC(COM) Reddy Chandrashekar O -7 21-5
SAGE INC(COM) Balram Nikhil VP -7 21-5
SAGE INC(COM) Johary Arun O -7 21-5
SAGE INC(COM) Reddy Pratap O -7 21-5
SAGE INC(COM) Westbrook Simon O -7 21-5
SAGE INC(COM) Gumport Michael D -7 21-5
SHOP AT HOME INC Tek Arthur D O 1 3-1
SIGMA DESIGNS INC(COM) Perich Silvio O 3 4-1
SIGMA DESIGNS INC(COM) Tran Thinh Q CB 3 4-1
SIGMA DESIGNS INC(COM) Tsui Kit F O 3 4-1
SOUTHTRUST CORP(COM) Drummond Garry N D 10 49-22
SOUTHWEST BANCORP INC OK(COM) Berry II James E D -1 29-14
SPEEDFAM-IPEC INC(COM) Faubert Richard J P 2 12-1
ST MARY LD & EXPL CO(COM) Seidl John M D -1 35-15
STERLING BANCSHARES INC(COM) Martinez George OD -2 24-12
STERLING FINANCIAL CORP W(COM) Parrish Stanton C O 3 18-10
STERLING FINANCIAL CORP W(COM) Richardson John B O 3 18-10
TANGRAM ENTERPRISE SOLUTI(COM) Phelps Norman L P 1 1-0
TENFOLD CORP(COM) Felton Robert W D 1 5-0
TRANSGENOMIC INC(COM) DSilva Collin J CB -1 19-6
UMB FINL CORP(COM) Kemper R C CB -2 46-33
UNITED BANKSHARES INC WV(COM) Smith Isaac N P -4 28-18
UNITED RETAIL GROUP INC(COM) Grassman Jon O -1 11-5
VIRAGE INC(COM) Lego Paul CB – 17-2
WTC INDS INC Botts David M O 1 9-2
WTC INDS INC Botts David M O 1 9-2
YAHOO INC(COM) Koogle Timothy D -2 88-8
YOUTHSTREAMMEDIA NETWORK(COM) Diamond Jon V D 2 4-1
YOUTHSTREAMMEDIA NETWORK(COM) Lucchesi James G P 2 4-1
AMERICAN STOCK EXCHANGE
AEGIS REALTY INC(COM) Fisch Arthur P D 2 n/a
BLAIR CORP(COM) Wiedmaier Stephen P VP -1 23-14
COMPETITIVE TECHNOLOGIES(COM) Mcpike Frank R P 1 9-3
CONSOLIDATED TOMOKA LD CO(COM) Apgar Robert F VP 6 26-12
ELECTRIC CITY CORP(COM) Mceneely Kevin P D -2 4-1
ELECTRIC CITY CORP(COM) Conant Victor L D -2 4-1
HALLMARK FINANCIAL SERVIC(COM) Schwartz Mark E DO 1 1-0
HARKEN ENERGY CORP Faulkner Mikel D CB 5 7-0
J ALEXANDERS CORP(COM) Farmer Ronald E O -1 3-2
NTN COMMUNICATIONS INC Carrino Vincent A D 2 3-0
SOUTHWEST GEORGIA FINANCI(COM) Duggan Robert M D -3 16-14
SOUTHWEST GEORGIA FINANCI(COM) Gammage Hiller M VP -3 16-14
STAR STRUCK LTD (COM) Nisselson Peter M CB 1 2-1
WESTMORELAND COAL CO(COM) Beck Ronald H OT 4 20-5
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