144 Filings – Illustration – Statistical Data Included
The form 144 must be filed by holders of restricted securities (also known as letter stock) to provide notice of their intent to sell stock. Pertaining to the table below: SHARES INDICATED: The number of shares filed to be sold. SALE DATE: The approximate date of the sale. (Note: The number of shares indicated to be sold, one particular date, does not necessarily mean that the actual sale has occurred or will occur, in full or in part.) MONTH TOTALS: The # Insiders column depicts the total number of insiders that filed intentions to sell shares in the calendar month of their indicated sale, and the # Shares column shows the total number of shams those persons filed to sell. TITLE: An abbreviations legend can be found at the beginning of the preceding Insider Trades section.
SHARES
COMPANY INDICATED $ VALUE SALE DATE
Affymetrix Inc 30,000 1,941,600 8/10/99
Affymetrix Inc 333 21,541 8/10/99
Allergan Inc 20,000 1,900,000 8/4/99
America Online Inc 25,000 2,100,000 8/9/99
Apache Corp 3,250 152,141 8/11/99
Apache Corp 7,000 313,250 8/11/99
Applebee’s International Inc 6,966 222,912 8/9/99
Atmel Corp 10,000 338,130 8/10/99
Atmel Corp 20,000 688,750 8/6/99
Atmel Corp 5,000 171,563 8/6/99
BMC Software Inc 100,000 5,062,500 8/5/99
BMC Software Inc 15,000 645,000 8/4/99
BMC Software Inc 33,151 1,711,586 8/5/99
Baxter International Inc 394,348 26,244,142 8/5/99
Baxter International Inc 650 43,063 8/9/99
Broadcom Corp 4,874 556,855 8/6/99
CenturyTel Inc 10,000 401,250 8/12/99
CenturyTel Inc 50,000 2,002,675 8/6/99
Chevron Corp 22,400 2,083,364 8/10/99
Chevron Corp 37,600 3,520,093 8/4/99
Chevron Corp 74,400 6,973,698 8/4/99
Chiron Corp 100,000 2,600,000 8/5/99
Chiron Corp 103,514 2,683,113 8/6/99
Chiron Corp 25,000 648,668 8/6/99
Citrix Systems Inc 15,000 693,750 8/9/99
Cnet Inc 100,000 3,211,070 8/4/99
Coastal Corp , The 50,000 2,056,250 8/11/99
Coastal Corp , The 70,000 2,940,000 8/12/99
Com2l Inc 2,602 41,306 8/4/99
Cybex Computer Products Corp 40,000 1,050,000 8/4/99
Cypress Semiconductor Corp 40,000 840,000 8/6/99
DSP Group Inc 14,665 570,102 7/27/99
DSP Group Inc 40,000 1,635,000 7/28/99
Ecom Ecom Com Inc 10,000 48,750 10/15/99
Edify Corp 50,000 450,000 8/9/99
Edify Corp 63,000 567,000 8/9/99
Exodus Communications Inc 23,000 2,990,000 7/26/99
Extreme Networks Inc 10,000 515,000 8/5/99
Extreme Networks Inc 334 16,780 8/9/99
Gateway 2000 Inc 10,000 780,366 7/28/99
Hilfiger (Tommy) Corp 8,400 314,341 8/10-11/99
Ict Group Inc 18,000 159,750 8/3/99
Ict Group Inc 19,000 109,250 8/2/99
Imall Inc 15,625 328,125 8/9/99
Kla-Tencor Corp 20,000 1,395,937 8/6/99
Kla-Tencor Corp 8,431 575,416 8/2/99
Knight/Trimark Group Inc 25,000 1,000,000 8/6/99
Knight/Trimark Group Inc 30,000 1,120,000 8/4-6/99
Manhattan Associates Inc 1,250 9,688 8/3/99
Manhattan Associates Inc 1,250 99,688 8/3/99
Manhattan Associates Inc 5,000 35,178 8/6/99
MedPartners Inc 12,201 90,741 8/20/99
Microsoft Corp 23,900,000 503,520,210 8/4-6/99
Nco Group Inc 12,000 475,500 8/4/99
Nco Group Inc 200,000 7,900,000 8/4/99
Nco Group Inc 500,000 19,750,000 8/4/99
Nco Group Inc 60,000 2,272,500 8/11/99
NetGravity Inc 16,318 345,000 7/26/99
Nevstar Gaming & Entertainment Corp 10,000 15,000 7/12/99
Peoplesoft Inc 300,000 3,900,000 8/9/99
Peregrine Systems Inc 24,043 685,200 7/26/99
Peregrine Systems Inc 33,853 964,006 7/26/99
Pericom Semiconductor Corp 10,000 145,000 8/6/99
Pericom Semiconductor Corp 15,000 227,500 8/11/99
Pericom Semiconductor Corp 15,000 227,500 8/11/99
Pericom Semiconductor Corp 15,000 227,500 8/11/99
Pericom Semiconductor Corp 5,000 75,625 8/9/99
Proxim Inc 2,000 101,625 8/4/99
Proxim Inc 5,000 252,500 8/6/99
RF Micro Devices Inc 20,000 1,594,947 8/2/99
Seagate Technology 25,485 684,909 8/4/99
Silicon Storage Technology Inc 8,000 108,000 8/4/99
Skylynx Communications Inc 25,000 217,000 8/13/99
Sun Microsystems Inc 12,400 874,200 8/9/99
Sun Microsystems Inc 24,000 1,704,000 8/31/99
Sybron International Corp 137,463 3,848,964 8/10/99
Sybron International Corp 26,772 763,641 8/9/99
True North Communications Inc 17,100 542,569 8/10/99
True North Communications Inc 20,000 635,625 8/9/99
VeriSign Inc 40,000 2,487,756 8/5/99
VeriSign Inc 50,000 3,056,250 8/4/99
Xilinx Inc 5,000 340,000 8/11/99
Xircom Inc 75,000 2,587,500 8/9/99
Zoran Corp 4,000 95,500 7/28/99
COMPANY BROKER
Affymetrix Inc Goldman Sachs & Co
Affymetrix Inc Bank Of San Francisco
Allergan Inc Merrill Lynch Pierce
America Online Inc Bt Alex Brown
Apache Corp National Financial Services
Apache Corp Schwab (Charles) & Co Inc
Applebee’s International Inc Bancamerica Securities Inc
Atmel Corp Edwards (A G ) & Sons Inc
Atmel Corp Morgan Stanley Dean
Atmel Corp Morgan Stanley & Co
BMC Software Inc Goldman Sachs & Co
BMC Software Inc Salomon Brothers/Smith
BMC Software Inc Merrill Lynch Pierce Fenner
Baxter International Inc Merrill Lynch Pierce Fenner
Baxter International Inc Bny Esi & Co
Broadcom Corp Bt Alex Brown
CenturyTel Inc Goldman Sachs & Co
CenturyTel Inc Stephens Inc
Chevron Corp Salomon Brothers/Smith Barney
Chevron Corp Salomon Brothers/Smith Barney
Chevron Corp Salomon Brothers/Smith Barney
Chiron Corp Salomon Brothers/Smith Barney
Chiron Corp Morgan Stanley Dean Witter & Co
Chiron Corp Salomon Brothers/Smith Barney
Citrix Systems Inc Hambrecht & Quist Lic
Cnet Inc Morgan Stanley & Co Incorporated
Coastal Corp , The Hoenig & Co Inc
Coastal Corp , The Edwards (A G ) & Sons Inc
Com2l Inc Salomon Brothers/Smith Barney
Cybex Computer Products Corp Morgan Keegan & Company
Cypress Semiconductor Corp Robertson Stephens & Company
DSP Group Inc Cibc Oppenheimer Corp
DSP Group Inc Cibc Oppenheimer Corp
Ecom Ecom Com Inc American Frontier Financial
Edify Corp Hambrecht & Quist Llc
Edify Corp Hambrecht & Quist Lic
Exodus Communications Inc E*Trade Securities
Extreme Networks Inc Morgan Stanley & Co Incorporated
Extreme Networks Inc Morgan Stanley & Co Incorporated
Gateway 2000 Inc Painewebber Incorporated
Hilfiger (Tommy) Corp Salomon Brothers/Smith Barney
Ict Group Inc Schwab (Charles) & Co Inc
Ict Group Inc Morgan Stanley Dean Witter & Co
Imall Inc Morgan Stanley Dean Witter & Co
Kla-Tencor Corp Bt Alex Brown/Deusche Bank
Kla-Tencor Corp Needham & Company Inc
Knight/Trimark Group Inc Robertson Stephens & Company
Knight/Trimark Group Inc Robertson Stephens & Company
Manhattan Associates Inc Robinson-Humphrey Company
Manhattan Associates Inc Robinson-Humphrey Company
Manhattan Associates Inc Robinson-Humphrey Company
MedPartners Inc Edwards (A G ) & Sons Inc
Microsoft Corp Everen Securities Inc
Nco Group Inc Janney Montgomery Scott Inc
Nco Group Inc Bancamerica Securities Inc
Nco Group Inc Bancamerica Securities Inc
Nco Group Inc Janney Montgomery Scott Inc
NetGravity Inc First Albany Corporation
Nevstar Gaming & Entertainment Corp Schneider Securities Inc
Peoplesoft Inc Morgan Stanley & Co Incorporated
Peregrine Systems Inc Cibc World Markets Corp
Peregrine Systems Inc Cibc World Markets Corp
Pericom Semiconductor Corp Soundview Technology Group Ltd
Pericom Semiconductor Corp Soundview Technology Group Ltd
Pericom Semiconductor Corp Soundview Technology Group Ltd
Pericom Semiconductor Corp Soundview Technology Group Ltd
Pericom Semiconductor Corp Soundview Technology Group Ltd
Proxim Inc C E Unterberg Towbin
Proxim Inc C E Unterberg Towbin
RF Micro Devices Inc Nationsbanc Montgomery
Seagate Technology Schwab (Charles) & Co Inc
Silicon Storage Technology Inc Hambrecht & Quist Llc
Skylynx Communications Inc Morgan Stanley Dean Witter & Co
Sun Microsystems Inc Salomon Brothers/Smith Barney
Sun Microsystems Inc Linsco/Private Ledger Corp
Sybron International Corp Baird (Robert W ) & Co Incorporated
Sybron International Corp Baird (Robert W ) & Co Incorporated
True North Communications Inc Morgan (J P ) Securities Inc
True North Communications Inc Morgan Keegan & Company
VeriSign Inc Morgan Stanley & Co Incorporated
VeriSign Inc Morgan Stanley & Co Incorporated
Xilinx Inc Painewebber Incorporated
Xircom Inc Morgan Stanley & Co Incorporated
Zoran Corp Cibc World Markets Corp
COMPANY SELLER TITLE
Affymetrix Inc Singer David B O
Affymetrix Inc Haynes Karen H VP
Allergan Inc Herbert Succesor Tr D
America Online Inc Vradenburg George lii VP
Apache Corp Bahorich Michael S VP
Apache Corp Dundrea Matthew W VP
Applebee’s International Inc Martin Robert VP
Atmel Corp Sisois Mikes N VP
Atmel Corp Wu Tsung Ching VP
Atmel Corp Perlegos Gust D
BMC Software Inc Watson Max P CB
BMC Software Inc Beauchamp Robert E VP
BMC Software Inc Vanduyn Theodore W Jr 0
Baxter International Inc Loucks Vemon R CB
Baxter International Inc Glanzmann Thomas H O
Broadcom Corp Fernandez Aurelio E O
CenturyTel Inc Perry Harvey P VP
CenturyTel Inc Williams Clarke M CB
Chevron Corp Robertson Peter J VP
Chevron Corp Sullivan James N D
Chevron Corp Derr Kenneth T CB
Chiron Corp Dalal Rajen K VP
Chiron Corp Penhoet Edward E OD
Chiron Corp Green William G VP
Citrix Systems Inc Felcyn James J Jr O
Cnet Inc Yu Tonny AF
Coastal Corp , The Wyatt 0 S D
Coastal Corp , The Arledge David A P
Com2l Inc Mumford Family Tr T
Cybex Computer Products Corp Thomton Stephen F CB
Cypress Semiconductor Corp Rodgers Thurman J P
DSP Group Inc Gideon Wertherzer VP
DSP Group Inc Kohan Igal CB
Ecom Ecom Com Inc Lacasse Rene D
Edify Corp Crowe Family Trust T
Edify Corp Jolissaint Charles H VP
Exodus Communications Inc Ferber Susan R O
Extreme Networks Inc Carinalli 1996 Living Trust T
Extreme Networks Inc Romeo Paul P 0
Gateway 2000 Inc Spears Robert M VP
Hilfiger (Tommy) Corp Bates Barbara E O
Ict Group Inc Kerins Maurice J O
Ict Group Inc Magee John L P
Imall Inc Blue Harold D
Kla-Tencor Corp Elkus Richard J D
Kla-Tencor Corp Tompkins Family Trust T
Knight/Trimark Group Inc Lazarowitz Family Association AF
Knight/Trimark Group Inc Sanfilippo Anthony AF
Manhattan Associates Inc Rao Deepak VP
Manhattan Associates Inc Muthiah Ponnambalam VP
Manhattan Associates Inc Casey Michael J VP
MedPartners Inc Dan James R AF
Microsoft Corp Allen Paul G D
Nco Group Inc Elliott Stephen W O
Nco Group Inc Bakrist Michael J CB
Nco Group Inc D’Anna David E D
Nco Group Inc Piola Charles C VP
NetGravity Inc Wear Larry C VP
Nevstar Gaming & Entertainment Corp Kirk Roderic E D
Peoplesoft Inc Duffield David A Trust T
Peregrine Systems Inc Moores Melissa K 1990 Trust T
Peregrine Systems Inc Moores Barry A 1993 Trust T
Pericom Semiconductor Corp Hui Alex Chi P
Pericom Semiconductor Corp Tay Dato Kia Hong AF
Pericom Semiconductor Corp Tay Thiam Song D
Pericom Semiconductor Corp Young Jeffrey D
Pericom Semiconductor Corp Hul Chi Hung D
Proxim Inc Messenger Brian 0
Proxim Inc Gran Juan VP
RF Micro Devices Inc Pratt William J D
Seagate Technology Wilkening Laurel L D
Silicon Storage Technology Inc Camarda Joel J R
Skylynx Communications Inc Morgan Joseph F AF
Sun Microsystems Inc Scheerder Janpieter P
Sun Microsystems Inc Shoemaker John C VP
Sybron International Corp Pickrell Floyd W AF
Sybron International Corp Jellinek Frank H OX
True North Communications Inc Peebler Charles D D
True North Communications Inc Peebler 1999 Charitable T
VeriSign Inc Sclavos Stratton D VP
VeriSign Inc Chaudhry P Jyoti AF
Xilinx Inc Haynes Steve AF
Xircom Inc Gates Dirk I CB
Zoran Corp Shenberg Itzhak O
MONTH TOTALS
COMPANY #SELLERS #SHARES
Affymetrix Inc 3 33,333
Affymetrix Inc 3 33,333
Allergan Inc 3 100,000
America Online Inc 2 50,000
Apache Corp 3 12,750
Apache Corp 3 12,750
Applebee’s International Inc 2 10,966
Atmel Corp 3 35,000
Atmel Corp 3 35,000
Atmel Corp 3 35,000
BMC Software Inc 4 166,551
BMC Software Inc 4 165,551
BMC Software Inc 4 166,551
Baxter International Inc 2 394,998
Baxter International Inc 2 394,998
Broadcom Corp 3 36,825
CenturyTel Inc 2 60,000
CenturyTel Inc 2 60,000
Chevron Corp 3 134,400
Chevron Corp 3 134,400
Chevron Corp 3 134,400
Chiron Corp 3 228,514
Chiron Corp 3 228,514
Chiron Corp 3 228,514
Citrix Systems Inc 2 35,000
Cnet Inc 2 700,000
Coastal Corp , The 2 120,000
Coastal Corp , The 2 120,000
Com2l Inc 5 10,907
Cybex Computer Products Corp 3 67,000
Cypress Semiconductor Corp 3 173,784
DSP Group Inc 2 54,665
DSP Group Inc 2 54,665
Ecom Ecom Com Inc 3 40,000
Edify Corp 2 113,000
Edify Corp 2 113,000
Exodus Communications Inc 11 190,346
Extreme Networks Inc 3 85,926
Extreme Networks Inc 3 85,926
Gateway 2000 Inc 2 12,000
Hilfiger (Tommy) Corp 3 22,400
Ict Group Inc 2 42,000
Ict Group Inc 2 42,000
Imall Inc 4 91,625
Kla-Tencor Corp 3 53,431
Kla-Tencor Corp 3 53,431
Knight/Trimark Group Inc 4 122,570
Knight/Trimark Group Inc 4 122,570
Manhattan Associates Inc 3 7,500
Manhattan Associates Inc 3 7,500
Manhattan Associates Inc 3 7,500
MedPartners Inc 5 40,820
Microsoft Corp 4 23,900,400
Nco Group Inc 9 860,333
Nco Group Inc 9 860,333
Nco Group Inc 9 860,333
Nco Group Inc 9 860,333
NetGravity Inc 3 23,450
Nevstar Gaming & Entertainment Corp 2 20,000
Peoplesoft Inc 2 450,000
Peregrine Systems Inc 4 82,271
Peregrine Systems Inc 4 82,271
Pericom Semiconductor Corp 5 145,000
Pericom Semiconductor Corp 5 145,000
Pericom Semiconductor Corp 5 145,000
Pericom Semiconductor Corp 5 145,000
Pericom Semiconductor Corp 5 145,000
Proxim Inc 3 17,000
Proxim Inc 3 17,000
RF Micro Devices Inc 5 82,000
Seagate Technology 2 45,485
Silicon Storage Technology Inc 2 19,000
Skylynx Communications Inc 3 31,750
Sun Microsystems Inc 4 158,400
Sun Microsystems Inc 4 158,400
Sybron International Corp 2 164,235
Sybron International Corp 2 164,235
True North Communications Inc 2 37,100
True North Communications Inc 2 37,100
VeriSign Inc 3 104,000
VeriSign Inc 3 104,000
Xilinx Inc 2 15,000
Xircom Inc 2 80,000
Zoran Corp 4 67,012
COPYRIGHT 1999 American Banker-Bond Buyer
COPYRIGHT 2000 Gale Group