Directory of software products for internal auditors

AUDIT MANAGEMENT

ADM PLUS[R]. 18 year-experienced ADM PLUS client-server software seeking additional Chief Internal Auditors for long-term relationships applying best practices management principles using long range planning; risk management; planning and control of audits–tasks–auditors–time–schedule; and recommendation tracking information. Chief Internal Auditor solutions a click away. Web Site: www.pleier.com. Try risk-free.

AppShield[TM] & AppScan[TM]. Sanctum’s Web application security solutions include AppShield, an automated application firewall that provides 24/7 real time application protection, and the AppScan family of automated application security-testing tools designed for development, QA, and Audit organizations. Sanctum’s security solutions ensure quality, compliance and security of all your Web applications. Sanctum, Inc. Phone: +1-877-888-3970; Fax: +1-408-352-2001; Web site: www.sanctuminc.com.

Audit Leverage Software automates the entire internal audit process: Planning: Risk Assessment, Annual Planning & Budgeting; Project Management: Timekeeping, Staffing & Scheduling, Audit Histories; Fieldwork: Workpapers, Audit Program Templates, Review Notes; Reporting & Follow-up: Audit Report Generation, Tracking of Findings, Recommendations, Management Action Plans, and Follow-up. Contact us for a free demo. Web Site: www.AuditLeverage.com; Phone: +1-215-713-0378.

AutoAudit[R] Audit Automation Software automates the audit process. It lets auditors compose risk assessments, audit schedules, planning documents, workpapers, and audit reports, plus track time and expenses, all in a single centralized database. Paisley Consulting customizes the system to meet your specific needs. Contact Paisley Consulting at +1-888-288-0283. Web site: www.paisleyconsulting.com.

Galileo. Use Galileo for your audit needs ranging from the planning phase through workpaper completion and review, to report issuance and issue tracking. Maximize productivity using resource manage-ment, including staff scheduling and timekeeping. Galileo is a collaborative and integrated system which promotes teamwork and enhances productivity. Digital dashboards and alerts keep management up to date. Galileo is flexible, easy-to-use, and tailored to your precise needs. When combined with the Magique Risk Manager, provides true risk-based auditing and supports SOX testing. Lotus Notes & .NET platforms. Web-enabled. Language independent. Toll free +1-877-839-8222. Phone: +1-914-694-4600; Web site: http://www.darcangelosoftwareservices.com.

Optial is a flexible platform supporting business compliance and risk management activities, including audit management and Sarbanes-Oxley. Using scalable Internet technologies, a customizable framework, and a range of deployment options, Optial offers a clear solution for effective business assurance across organizations on a global scale. Web site: www.optial.com; Contact: request@optial.com.

Pentana. Pentana is a specialist developer of audit automation software. Among its products is the Pentana Audit Work System, designed to manage all aspects of an audit, including Sarbanes-Oxley and Enterprise risk management. Other products include the popular Retain portfolio for resource planning and Pentana Checker for Information Security. PENTANA INC, 1113 Iron Horse, Leander, Texas, 78641, U.S. Phone: +1-800-757-0098 (Toll Free); Web site: www.pentana.com; e-mail: info@pentana.com.

PricewaterhouseCoopers TeamMate is the industry standard in Audit Management Software Systems. Used by over 25,000 internal auditors, TeamMate empowers auditors at all levels and drives efficiency into all aspects of your audit including: Risk Assessment, Project Scheduling, Detailed Planning, Documentation, Review, Report Generation, Issues Tracking, and Committee Reporting. Web site: www.pwc.com/teammate.

AUTOMATED WORKPAPERS

Audit Leverage Software automates the entire internal audit process: Planning: Risk Assessment, Annual Planning & Budgeting; Project Management: Timekeeping, Staffing & Scheduling, Audit Histories; Fieldwork: Workpapers, Audit Program Templates, Review Notes; Reporting & Follow-up: Audit Report Generation, Tracking of Findings, Recommendations, Management Action Plans, and Follow-up. Contact us for a free demo. Web site: www.AuditLeverage.com; Phone: +1-215-713-0378.

AutoAudit[R]Audit Automation Software automates the audit process. It lets auditors compose risk assessments, audit schedules, planning documents, workpapers, and audit reports, plus track time and expenses, all in a single centralized database. Paisley Consulting customizes the system to meet your specific needs. Contact Paisley Consulting at +1-888-288-0283; Web site: www.paisleyconsulting.com.

Galileo. Use Galileo for your audit needs ranging from the planning phase through workpaper completion and review, to report issuance and issue tracking. Maximize productivity using resource management, including staff scheduling and timekeeping. Galileo is a collaborative and integrated system which promotes teamwork and enhances productivity. Digital dashboards and alerts keep management up to date. Galileo is flexible, easy-to-use, and tailored to your precise needs. When combined with the Magique Risk Manager, provides true risk-based auditing and supports SOX testing. Lotus Notes & .NET platforms. Web-enabled. Language independent. Toll free +1-877-839-8222; Phone: +1-914-694-4600; Web site: http://www.darcangelosoftwareservices.com.

PRo Audit Advisor. Incorporating international best practice, PRo Audit Advisor makes it easier to plan and conduct an audit, and faster to generate, report, and graphically present audit results. The software supports electronic workpapers allowing for a paperless audit process and has full interface to Microsoft Word and Excel for reporting and analysis purposes. Web site: www.methodware.com.

CONTINUOUS MONITORING/AUDITING

ACL Services Ltd. (www.acl.com) is the leading global provider of Business Assurance Analytics to auditors, financial managers, and compliance professionals. ACL data analysis software and continuous controls monitoring solutions give organizations confidence in the accuracy and integrity of business transactions and the effectiveness of internal controls. ACL is proud to be an IIA Partner in Progress.

Approva[R] BizRights[TM]. Approva is a leading provider of enterprise controls management software. Approva BizRights software delivers a comprehensive and continuous view of enterprise controls, addressing detective, preventive, and operational controls analysis needs. BizRights helps companies reduce business risk, increase operational efficiency, and reduce the cost of complying with government regulations and corporate standards. Approva Corporation. E-mail: info@approva.net; Phone: +1-866-237-7373; Web site: www.approva.net.

Enterprise Control Manager[TM] automates the time-consuming task of security and controls compliance for Sarbanes-Oxley: Purpose-built for tough regulatory environments, this open platform solution seamlessly integrates enterprise applications and compliance reporting. Continuous monitoring pinpoints and remediates control violations in real-time. An audit trail is automatically maintained to document compliance. Contact Info: +1-510-651-5990 ext. 10; e-mail: info@virsasystems.com; Web site: www.virsasystems.com.

Enterprise Risk Manager[TM] assesses system risk in real-time and stops security and controls violations before they occur. With instantaneous prevention of fraud, theft, and data loss, compliance costs are reduced and confidence in data integrity is increased. Deep visibility, true transparency, and instant analysis keep the system consistently clean. Contact Info: +1-510-651-5990 ext. 10; e-mail: info@virsasystems.com; Web site: www.virsasystems.com.

Information Privacy and Compliance Manager. Vericept Corporation is the leading provider of enterprise risk management solutions enabling corporations and government agencies to dramatically reduce and manage insider risk. Vericept’s solutions enable organizations to manage risk and enforce regulatory compliance, internal policies, and information controls. Vericept prevents losses to information assets and protects the company Brand and reputation. Vericept Corporation, 750 W. Hampden Avenue, Suite 550, Englewood, CO, 80110, U.S.A.; Phone: +1-800-262-0274; Web site: www.vericept.com; e-mail: info@vericept.com.

Lumigent. Lumigent is the leader in enterprise data auditing solutions. Lumigent helps organizations reduce the inherent risk associated with data access and use, and provides the necessary audit trail for regulatory compliance. With Lumigent you’ll have an unimpeachable audit trail of who has accessed, modified, or changed what data, and how. Lumigent, e-mail: info@lumigent.com; Web site: www.lumigent.com, or call toll free (U.S.) +1-866-LUMIGENT, or +1-978-206-3700.

CONTROL SELF-ASSESSMENT (CSA)

CASA. CASA is a web-based tool facilitating control self-assessment throughout an organization. It provides users with action plans, links to best practices, feedback mechanisms, and guidance on answering questions. CASA combines graphical and data reporting that drills down through hierarchies of process, function, and organization. CASA supports S-Ox s404 requirements. Web site: http://www.dmhsolutions.com.

CSAPro software and PDK Light voting kits are the complete technology package for self-assessment workshops. Light, inexpensive keypads and expert templates capture discussion and votes on control, risk, SOX, or ethics right in your database. Surprise your clients by delivering the report next day. PDK Control Consulting Int’l. Ltd. Phone: +1-403-571-0999, fax: +1-403-571-0991; e-mail: pdk@csa-pdk.com; Web site: www.csa-pdk.com.

Enterprise Risk Assessor (ERA) from Methodware is the risk management solution for organizations requiring a pragmatic approach to the demands of regulatory requirements, including SOX and Basel II. ERA’s inherent flexibility allows users to customize their own assessment framework, and the scalable architecture allows for a phased deployment. Web site: www.methodware.com.

Magique. An integrated, enterprise-wide risk management and control self-assessment system which empowers organizations to comply with Sarbanes-Oxley 302 and 404 using the COSO framework. Magique’s flexibility supports changing requirements. It is easy-to-use and tailored to your organization. Digital dashboards and alerts keep management up to date. Additional value is provided through tightly integrated ERM functionality. When combined with the Galileo audit management system, provides true risk-based auditing. Lotus Notes & .NET platforms. Web-enabled. Language independent. Toll free +1-877-839-8222; Phone: +1-914-694-4600; Web site: http://www.darcangelosoftwareservices.com.

Risk Navigator[TM] Enterprise Risk Management Software. Risk Navigator[TM] is a comprehensive enterprise risk management solutions for large, distributed organizations. With a complete control assessment module and the comprehensive reporting needed to comply with the evolving Sarbanes-Oxley requirements, it lets you minimize your investment and maximize your return. Plus it can be customized to fit your organization’s unique needs. Contact Paisley Consulting at +1-888-288-0283. Web site: www.paisleyconsulting.com.

DATA EXTRACTION/ANALYSIS

CaseWare IDEA Inc. CaseWare IDEA Inc. is the developer and global distributor of IDEA[TM], the leading data analysis software used by accountants, auditors, and systems and financial professionals, around the world. With IDEA, you can read, display, analyze, manipulate, sample, or extract from data files from almost any source. Web site: www.caseware-idea.com.

ENTERPRISE RISK & ASSURANCE

CSAPro software and PDK Light voting kits are the complete technology package for self-assessment workshops. Light, inexpensive keypads and expert templates capture discussion and votes on control, risk, SOX, or ethics right in your database. Surprise your clients by delivering the report next day. PDK Control Consulting Int’l. Ltd.; Phone: +1-403-571-0999; fax: +1-403-571-0991; e-mail: pdk@csa-pdk.com; Web site: www.csa-pdk.com.

Enterprise Risk Manager[TM] assesses system risk in real-time and stops security and controls violations before they occur. With instantaneous prevention of fraud, theft, and data loss, compliance costs are reduced and confidence in data integrity is increased. Deep visibility, true transparency, and instant analysis keep the system consistently clean. Contact Info: +1-510-651-5990, ext. 10; e-mail: info@virsasystems.com; Web-site: www.virsasystems.com.

Galileo. Use Galileo for your audit needs ranging from the planning phase through workpaper completion and review, to report issuance and issue tracking. Maximize productivity using resource management, including staff scheduling and timekeeping. Galileo is a collaborative and integrated system which promotes teamwork and enhances productivity. Digital dashboards and alerts keep management up to date. Galileo is flexible, easy-to-use, and tailored to your precise needs. When combined with the Magique Risk Manager, provides true risk-based auditing and supports SOX testing. Lotus Notes & .NET platforms. Web-enabled. Language independent. Toll free +1-877-839-8222; Phone: +1-914-694-4600; Web site: http://www.darcangelosoftwareservices.com.

Pentana. Pentana is a specialist developer of audit automation software. Among its products is the Pentana Audit Work System, designed to manage all aspects of an audit, including Sarbanes-Oxley and Enterprise risk management. Other products include the popular Retain portfolio for resource planning and Pentana Checker for Information Security. PENTANA INC, 1113 Iron Horse, Leander, Texas, 78641, U.S. Phone: +1-800-757-0098 (Toll Free); e-mail: info@pentana.com; Web site: www.pentana.com.

Sharpe Decisions[R] Executive Workshop[R] Voting Software allows feedback from groups on the threat level of Risks using wireless keypads. Refined for Risk Assessment, SDEW is intuitive and feature rich. Demographics, Multiple Choice, Rating Scale, Paired Ranking, Formulas, Heat Maps, and Full Reporting. Stand-Alone or Network. Please contact: Lynda Sharpe-Lalonde, President, Sharpe Decisions Inc., P.O. Box 188, Kemptville, Ontario, K0G 1J0. Phone: +1-613-258-7049; fax: +1-613-258-4651; e-mail: info@sharpedecisions.com.

FRAUD DETECTION/PREVENTION

INTERNAL CONTROL EVALUATION

Audit Leverage Software automates the entire internal audit process: Planning: Risk Assessment, Annual Planning & Budgeting; Project Management: Timekeeping, Staffing & Scheduling, Audit Histories; Fieldwork: Workpapers, Audit Program Templates, Review Notes; Reporting & Follow-up: Audit Report Generation, Tracking of Findings, Recommendations, Management Action Plans, and Follow-up. Contact us for a free demo. Web site: www.AuditLeverage.com; Phone: +1-215-713-0378.

CSAPro software and PDK Light voting kits are the complete technology package for self-assessment workshops. Light, inexpensive keypads and expert templates capture discussion and votes on control, risk, SOX, or ethics right in your database. Surprise your clients by delivering the report next day. PDK Control Consulting Int’l. Ltd. Phone: +1-403-571-0999; fax: +1-403-571-0991; e-mail: pdk@csa-pdk.com; Web site: www.csa-pdk.com.

RISK ANALYSIS/MANAGEMENT

Audit Leverage Software automates the entire internal audit process: Planning: Risk Assessment, Annual Planning & Budgeting; Project Management: Timekeeping, Staffing & Scheduling, Audit Histories; Fieldwork: Workpapers, Audit Program Templates, Review Notes; Reporting & Follow-up: Audit Report Generation, Tracking of Findings, Recommendations, Management Action Plans, and Follow-up. Contact us for a free demo. Web site: www.AuditLeverage.com; Phone: +1-215-713-0378.

Enterprise Control Manager[TM] automates the time-consuming task of security and controls compliance for Sarbanes-Oxley: Purpose-built for tough regulatory environments, this open platform solution seamlessly integrates enterprise applications and compliance reporting. Continuous monitoring pinpoints and remediates control violations in real-time. An audit trail is automatically maintained to document compliance. Contact Info: Phone: +1-510-651-5990 ext. 10; e-mail: info@virsasystems.com; www.virsasystems.com.

Information Privacy and Compliance Manager. Vericept Corporation is the leading provider of enterprise risk management solutions enabling corporations and government agencies to dramatically reduce and manage insider risk. Vericept’s solutions enable organizations to manage risk and enforce regulatory compliance, internal policies, and information controls. Vericept prevents losses to information assets and protects the company Brand and reputation. Vericept Corporation, 750 W. Hampden Avenue, Suite 550, Englewood, CO 80110, U.S.; Phone: +1-800-262-0274; e-mail: info@vericept.com; Web site: www.vericept.com.

Magique. An integrated, enterprise-wide risk management and control self-assessment system which empowers organizations to comply with Sarbanes-Oxley 302 and 404 using the COSO framework. Magique’s flexibility supports changing requirements. It is easy-to-use and tailored to your organization. Digital dashboards and alerts keep management up to date. Additional value is provided through tightly integrated ERM functionality. When combined with the Galileo audit management system, provides true risk-based auditing. Lotus Notes & .NET platforms. Web-enabled. Language independent. Toll free +1-877-839-8222; Phone:+1-914-694-4600; Web site: http://www.darcangelosoftwareservices.com.

Optial is a flexible platform supporting business compliance and risk management activities, including audit management and Sarbanes-Oxley. Using scalable Internet technologies, a customizable framework and a range of deployment options, Optial offers a clear solution for effective business assurance across organizations on a global scale. Contact: E-mail: request@optial.com; Web site: www.optial.com.

PRo Audit Advisor. Incorporating international best practice, PRo Audit Advisor makes it easier to plan and conduct an audit, and faster to generate, report and graphically present audit results. The software supports electronic workpapers allowing for a paperless audit process and has full interface to Microsoft Word and Excel for reporting and analysis purposes. Web site: www.methodware.com.

RISK WIZARD[R]. Use our software and become a “Wizard of Risk”! Harness your risk information “magically” within our secure, flexible, and proven risk management system. Leave colleagues “spell-bound” with the software’s attributes, ease of use, and reporting outcomes. RISK WIZARD[R] knows risk management … so to sample a “potion of rapid risk relief” visit us at www.riskwizard.com.

Sharpe Decisions[R] Executive Workshop[R] Voting Software allows feedback from groups on the threat level of Risks using wireless keypads. Refined for Risk Assessment, SDEW is intuitive and feature rich. Demographics, Multiple Choice, Rating Scale, Paired Ranking, Formulas, Heat Maps, and Full Reporting. Stand-Alone or Network. Please contact: Lynda Sharpe-Lalonde, President, Sharpe Decisions Inc., P.O. Box 188, Kemptville, Ontario K0G 1J0. Phone: +1-613-258-7049; fax: +1-613-258-4651; e-mail: info@sharpedecisions.com.

SARBANES-OXLEY COMPLIANCE

CASA. CASA is a Web-based tool facilitating control self-assessment throughout an organization. It provides users with action plans, links to best practices, feedback mechanisms, and guidance on answering questions. CASA combines graphical and data reporting that drills down through hierarchies of process, function, and organization. CASA supports S-Ox s404 requirements. Web site: http://www.dmhsolutions.com.

Certus is an enterprise solution designed to help companies address Sarbanes-Oxley requirements and achieve sustainable compliance. Its rapid implementation, ease-of-use, and ability to leverage existing processes enable organizations to integrate Certus quickly into current environments and realize immediate business value. Certus supports complex business topographies, provides clear visibility at every organizational level, and minimizes the cost of conformance while maximizing performance value. Contact Nth Orbit for more information at www.nthorbit.com, or call +1-408-423-4694.

Enterprise Control Manager[TM] automates the time-consuming task of security and controls compliance for Sarbanes-Oxley: Purpose-built for tough regulatory environments, this open platform solution seamlessly integrates enterprise applications and compliance reporting. Continuous monitoring pinpoints and remediates control violations in real-time. An audit trail is automatically maintained to document compliance. Contact Info: Phone: +1-510-651-5990 ext. 10; e-mail: info@virsasystems.com; Web site: www.virsasystems.com.

Enterprise Risk Manager[TM] assesses system risk in real-time and stops security and controls violations before they occur. With instantaneous prevention of fraud, theft, and data loss, compliance costs are reduced and confidence in data integrity is increased. Deep visibility, true transparency, and instant analysis keep the system consistently clean. Contact Info: Phone: +1-510-651-5990 ext. 10; e-mail: info@virsasystems.com; Web site: www.virsasystems.com.

Galileo. Use Galileo for your audit needs ranging from the planning phase through workpaper completion and review, to report issuance and issue tracking. Maximize productivity using resource management, including staff scheduling and timekeeping. Galileo is a collaborative and integrated system which promotes teamwork and enhances productivity. Digital dashboards and alerts keep management up to date. Galileo is flexible, easy-to-use and tailored to your precise needs. When combined with the Magique Risk Manager, provides true risk-based auditing and supports SOX testing. Lotus Notes & .NET platforms. Web-enabled. Language independent. Toll free +1-877-839-8222; Phone: +1-914-694-4600; Web site: http://www.darcangelosoftwareservices.com.

Optial is a flexible platform supporting business compliance and risk management activities, including audit management and Sarbanes-Oxley. Using scalable Internet technologies, a customizable framework, and a range of deployment options, Optial offers a clear solution for effective business assurance across organizations on a global scale. Contact: e-mail: request@optial.com; Web site: www.optial.com.

Password Auto Repository[TM] (PAR). With security, audit capabilities, and individual accountability at its core, the Password Auto Repository[TM] (PAR) is an appliance based solution that satisfies the ongoing demand for secure Root and Administrator password management. This security operations tool gives administrators the ability to control, administer, and change passwords securely and efficiently, all the while, logging a fully auditable trail. Phone: +1-866-203-9823; e-mail: marketing@e-dmzsecurity.com; Web site: http://www.e-dmzsecurity.com.

Pentana. Pentana is a specialist developer of audit automation software. Among its products is the Pentana Audit Work System, designed to manage all aspects of an audit, including Sarbanes-Oxley and Enterprise risk management. Other products include the popular Retain portfolio for resource planning and Pentana Checker for Information Security. PENTANA INC, 1113 Iron Horse, Leander, Texas, 78641, U.S. Phone: +1-800-757-0098 (Toll Free); e-mail: info@pentana.com; Web site: www.pentana.com.

Stellent’s Sarbanes-Oxley Solution is based on the reliable, proven foundation of Stellent’s enterprise-class content management system. This solution enables executives, auditors, and compliance teams to quickly deploy an intuitive, Web-based application to manage documentation and testing using workflows to automate compliance processes. Easy to use and scalable with seamless integration into IT environments, the Stellent Sarbanes-Oxley Solution is a complete, long-term solution for compliance, Stellent, Inc., 7777 Golden Triangle Drive, Eden Prairie, MN, 55344 U.S. Phone: +1-800-989-8774; Web site: www.stellent.com/sarbox.

What you see is what you get

The heart of the matter - includes list of treasury management Web sites